00001 {12:14:03pm}

 01            IN THE UNITED STATES DISTRICT COURT

 02            FOR THE WESTERN DISTRICT OF OKLAHOMA

 03                             

 04  MICHAEL FOUNDATION, INC.,

 04 

 05              Plaintiff,

 05 

 06  vs.                            CASE NO. CV-00-0885-W

 06 

 07  URANTIA FOUNDATION, et al.,

 07 

 08                 Defendants.

 08 

 09 

 09 

 10 

 10                             

 11                             

 11                             

 12            REPORTER'S TRANSCRIPT OF PROCEEDINGS

 12                 HAD MONDAY, JUNE 11, 2001

 13  BEFORE THE HONORABLE LEE R. WEST, SENIOR JUDGE PRESIDING

 13                             

 14                      PRETRIAL HEARING

 15 

 15 

 16 

 16 

 17 

 17 

 18 

 18 

 19                      A P P E A R A N C E S

 20  FOR THE PLAINTIFF:                   MR. ROSS A. PLOURDE

 20                                       MR. MURRAY E. ABOWITZ

 21                                       Attorneys at Law

 21                                       Oklahoma City, Oklahoma

 22 

 22 

 23  FOR THE DEFENDANTS:                  MR. STEVEN G. HILL

 23                                       MR. PETER SCHOENTHALER

 24                                       MR. ERIC MAURER

 24                                       Attorneys at Law

 25                                       Atlanta, Georgia

 25 

00002 {12:14:03pm}

 01  PROCEEDINGS:

 02  ---------------------------------------------------------------

 03           THE COURT:  We'll go on the record and I suppose to

 04  do that we better note the appearances first.  For the

 05  plaintiff?

 06           MR. PLOURDE:  Your Honor, Ross Plourde and Murray

 07  Abowitz.

 08           THE COURT:  And for the defendants?

 09           MR. HILL:  Steve Hill, Peter Schoenthaler, and Eric

 10  Maurer, M-A-U-R-E-R. 

 11           THE COURT:  Okay.  Anyone else need to note their

 12  appearances?

 13      Okay.

 14           MR. ABOWITZ:  Could we show who is also present,

 15  Judge?

 16           MR. HILL:  Also present are Tonia Baney and Mindy

 17  Williams from Urantia Foundation.

 18           THE COURT:  All right.  Your motions in limine first,

 19  I believe.

 20           MR. PLOURDE:  Okay, Your Honor.

 21           THE COURT:  No, I believe they're Steven's, aren't

 22  they?

 23           MR. PLOURDE:  We've got motions in limine on --

 24           THE COURT:  Both sides?  All right.  Let's start with

 25  exhibit 67.  That's Steve's.

00003 {12:14:04pm}

 01           MR. HILL:  Okay.  Those are the believer affidavits,

 02  Judge, if I recall correctly.

 03           MR. PLOURDE:  Maybe I can short circuit that one.

 04           THE COURT:  I was going to say, isn't that moot now?

 05           MR. PLOURDE:  Well, not necessarily, Judge.  Let me

 06  address that just to perhaps head off a problem.  Part of the

 07  issue with respect to the anti-cybersquatting act case is the

 08  strength of their mark, the distinctiveness.  That's one of the

 09  issues that goes into determining whether or not Michael

 10  Foundation and McMullan acted in bad faith, is the

 11  distinctiveness of their mark.  So evidence that would

 12  establish that it was generic would go to the distinctiveness

 13  of the mark and rebut the bad faith allegation by establishing

 14  -- if we were able to establish that it was a religion, then

 15  that would establish the mark as generic for those purposes and

 16  rebut the distinctiveness.

 17      Just as a matter of procedure at trial, we have decided at

 18  this point not to argue that the name Urantia is the name of a

 19  religion or that Urantia denotes someone that adheres to the

 20  Urantia beliefs, and so I think that does moot that particular

 21  issue.

 22      I would expect Mr. McMullan to testify that he believes

 23  that The Urantia Book forms a basis of his religion but I don't

 24  think that goes to necessarily the genericness of the mark in

 25  that particular instance.  Do you agree?

00004 {12:14:10pm}

 01           MR. ABOWITZ:  May I add something?

 02           THE COURT:  Sure.

 03           MR. ABOWITZ:  I believe that there will also be

 04  testimony elicited that there is a recognition that there are

 05  those that recognize The Urantia Book as the basis of a

 06  religion but it won't go any further than that and we do not

 07  intend to use these exhibits unless in rebuttal.

 08           THE COURT:  All right.  Go ahead.  Do you want to

 09  respond to what they've suggested or conceded? 

 10      As I understand it now, you're saying, yes, the exhibit

 11  should be excludable, but that you all may refer to this issue

 12  somewhat in establishing infringement or the good or bad

 13  faith --

 14           MR. ABOWITZ:  Correct.

 15           THE COURT:  -- issue on that point.  Does that

 16  summarize what your position is?

 17           MR. PLOURDE:  Yes, sir.

 18           MR. ABOWITZ:  Yes, sir.

 19           THE COURT:  All right.  Steven, how do you feel about

 20  that?

 21           MR. HILL:  Well, as I read the Court's instructions,

 22  it looks like the distinctiveness issue is resolved by the

 23  incontestability, so I don't think that they're probative in

 24  terms of showing the distinctiveness or nondistinctiveness of

 25  the mark for the cybersquatting purposes.  That's relatively

00005 {12:14:13pm}

 01  established in what case law does exist on the cybersquatting

 02  act.  We have a fundamental problem, Your Honor, with the

 03  nature of the exhibits themselves, the quality of the exhibits. 

 04  None of the declarants were listed.

 05           THE COURT:  Are you talking about 67 itself now?

 06           MR. HILL:  Yeah, yeah.  The quality of the exhibit. 

 07  None of the declarants on the exhibits were named as

 08  witnesses.  There's been no opportunity to cross-examine. 

 09  About as probative as the statements get is to say that they

 10  believe the contents of the Urantia Book form the basis of

 11  their personal religion.  They don't combine -- my concern, in

 12  part, is the combination of 100 things saying this is my

 13  personal religion.

 14           THE COURT:  We may be dancing around an issue here.

 15  My understanding is that I will sustain a motion in limine to

 16  exclude exhibit number 67.  You're attempting to avoid that

 17  ruling running afoul of offering some testimony; is that

 18  correct?

 19           MR. ABOWITZ:  That's correct.

 20           THE COURT:  Now, let's spell out so the record and

 21  Steve and you and I can understand what that concern is and as

 22  precisely as possible so that when I get through here and say,

 23  "The motion in limine is sustained as to exhibit 67," you will

 24  understand what you can or cannot testify about.

 25           MR. ABOWITZ:  Well, if you grant the motion, we won't

00006 {12:14:15pm}

 01  use any of exhibit 67, but I don't view that order of the court

 02  as precluding us from addressing the issue of Mr. McMullan's

 03  religion or from anybody else --

 04           THE COURT:  Now, his won't be 67.  His will be live

 05  testimony; am I correct about that?

 06           MR. ABOWITZ:  Correct.

 07           THE COURT:  And yours as well, Ross?  Are we talking

 08  about separate --

 09           MR. ABOWITZ:  We're talking about the same thing

 10  here.

 11           THE COURT:  And you say the exhibit itself is

 12  excluded but his ability will be to testify to what now?  Let's

 13  spell that out and get some examples of it so we can find

 14  out so I can rule on it in advance or whether I need to just

 15  rule on it at the time.

 16           MR. ABOWITZ:  Well, it has nothing to do with the

 17  exhibit.  Howard McMullan will testify that The Urantia Book is

 18  the basis of his religion.  I anticipate that if there are

 19  witnesses called by Urantia Foundation, that on cross-examine

 20  they will say that they acknowledge they are people that base

 21  their religion on The Urantia Book.  End of story.

 22           THE COURT:  That's testimony, not the exhibit?

 23           MR. ABOWITZ:  Right.

 24           THE COURT:  What's your concern?

 25           MR. HILL:  We'll take it as it comes.

00007 {12:14:17pm}

 01           THE COURT:  Okay.

 02           MR. HILL:  We'll take it as it comes, Judge.

 03           THE COURT:  All right.  Everybody understand the

 04  Court's ruling then?  I'm sustaining a motion in limine with

 05  regard to exhibit number 67.

 06      All right.  Let's move on to motion to exclude evidence

 07  relating to settlement and compromise.  That's your motion, I

 08  believe.

 09           MR. HILL:  Yes, Judge.

 10      Our position is that there have been some settlement

 11  negotiations relating to the cybersquatting claims.  I envision

 12  that what they're going to try to do is characterize those

 13  negotiations as they offered us a free ride so why are we

 14  here.  The problem with that, Judge, is that while Rule 408

 15  does have some exceptions, you can't bring in the settlement

 16  negotiations to negative the liability or negate the damages at

 17  issue.  And the only thing that that testimony is probative on

 18  is negativing bad faith, which is an element of proving the

 19  claim, and negativing the amount of damages that the jury ought

 20  to consider.  So, I see it as going directly to the merits. 

 21      There are cases in the insurance bad faith arena where

 22  settlement negotiations have been excluded.  I'll cite you one

 23  on the record, Clemco Industries v. Commercial Union, 665

 24  F.Supp, 816, where bad faith is the issue for liability.  The

 25  existence of what might be characterized as a great settlement

00008 {12:14:21pm}

 01  offer can't come in for proof of the existence or nonexistence

 02  of bad faith.

 03           THE COURT:  Who wants to respond?

 04           MR. PLOURDE:  Judge, I think it's clear that the

 05  standard is if it's offered for another purpose other than

 06  establishing or rebutting liability, that it can come in.

 07  And I think the purpose --

 08           THE COURT:  Well, the general rule is that you can't

 09  offer it, and you understand that.  Negotiations, compromise

 10  offers and so forth are not admissible in any form, unless

 11  what?

 12           MR. PLOURDE:  Unless --

 13           THE COURT:  Spell out to me what exception you're

 14  going to offer what evidence so that --

 15           MR. PLOURDE:  Unless they're --

 16           THE COURT:  Okay.  Now, spell it out in some detail,

 17  Ross.

 18           MR. PLOURDE:  Unless they're offered for another

 19  purpose.  The rule excludes -- I mean, it isn't a matter of

 20  excluding them all --

 21           THE COURT:  You're going to say to them, "Look, we

 22  offered to settle this thing or give them almost a free ride." 

 23  What --

 24           MR. ABOWITZ:  We offered to give them back.

 25           THE COURT:  Offered to give it back. 

00009 {12:14:24pm}

 01           MR. ABOWITZ:  First at my cost of getting them, and

 02  that didn't work, so then I said, "Well, you can have them and

 03  I'll eat that cost."

 04           THE COURT:  Have what?  Now, spell that out.

 05           MR. PLOURDE:  Domain names.

 06           MR. ABOWITZ:  The three domain names.

 07           THE COURT:  The three names: Urantia, Urantian, and

 08  so forth?

 09           MR. PLOURDE:  Right.

 10           THE COURT:  And you said you'll take -- first, your

 11  offer was we'll take what and give them back to you?

 12           MR. PLOURDE:  The $30 -- the domain name was the

 13  cost, give or take, was the cost of registering.

 14           THE COURT:  Now, who's going to be testifying to

 15  this?

 16           MR. ABOWITZ:  Mr. McMullan.

 17           THE COURT:  Mr. McMullan.  He said, "We got them, it

 18  cost us 30-something dollars, and we said if you'll give us

 19  that, we'll give them back to you."

 20      Now, what are you offering that evidence for, the

 21  testimony for?

 22           MR. PLOURDE:  The statute says that they have to

 23  prove that we registered those or used them with a bad faith

 24  intent to profit.  So the question is:  Did we have a bad faith

 25  intent to profit?  And if we're offering them to just give it

00010 {12:14:26pm}

 01  to them, I think that rebuts the bad faith intent to profit.

 02           THE COURT:  We seem to have a dispute that --

 03           MR. PLOURDE:  We don't have any -- I'm sorry.

 04           THE COURT:  We seem to have a dispute because he says

 05  the fact it does not -- that it is offered to rebut bad faith

 06  is not an exception to the rule that they can't be offered.

 07           MR. HILL:  Not when bad faith is a part of the

 08  elements of the claim.

 09           THE COURT:  Now, do we have an argument about what

 10  the law is in that regard?

 11           MR. ABOWITZ:  We do.

 12           MR. PLOURDE:  I think we do, Judge.  I mean,

 13  unfortunately he didn't share his case with me before I came

 14  over, so I can't respond to that specific case.

 15           THE COURT:  Let me ask you this:  Do you have any

 16  cases that say no, that it is not -- that it can be used where

 17  bad faith is an issue?

 18           MR. PLOURDE:  No, Your Honor, but --

 19           THE COURT:  Okay.  Let me get Steve's case and then

 20  we'll just have to -- and give you an opportunity to cite any

 21  cases to the contrary and we'll get it ruled on.

 22      Do you have --

 23           MR. HILL:  I've already cited it on the record, Your

 24  Honor.

 25      May I add one more statement?

00011 {12:14:28pm}

 01           THE COURT:  Sure.

 02           MR. HILL:  And it's just exactly what has happened

 03  here, these discussions occurred once the litigation was

 04  already underway, once the claims had been filed in court. 

 05  There is a tremendous disagreement over these conversations and

 06  they exclusively occurred between counsel.  Mr. McMullan is

 07  going to get up there and he's going to say he offered them for

 08  $30.  That's not my take at all, Judge.  I'd be happy -- it's

 09  back in my hotel but I would be happy to show the Court the

 10  letter that I sent confirming that there was an abstract offer

 11  made that we would pay something.

 12           THE COURT:  Let me tell you where I'm operating

 13  from.  I'm operating from the basis that none of this is going

 14  to be admissible because it is an offer of compromise,

 15  settlement, so forth, clearly not admissible unless you can

 16  show me, contrary to his authority, and some authority that

 17  this fits the bad-faith exception and so forth, fits clearly

 18  within this.  And I'm going to give you an opportunity to do

 19  that, a very brief opportunity, but as of right now I'm ruling

 20  that none of that testimony is admissible until you all present

 21  me some authority to the contrary.

 22           MR. PLOURDE:  What's the case cite again?

 23           MR. HILL:  I would also like to cite Rule 408 itself,

 24  Judge, because the exceptions that follow follow from the

 25  fact that you cannot --

00012 {12:14:30pm}

 01           THE COURT:  You better note very quickly what you're

 02  relying on because my clerk over here is making a note of

 03  that.

 04           MR. HILL:  The specific --

 05           THE COURT:  408 and the cite?  What's the case cite?

 06           MR. HILL:  The specific language of 408 says that it

 07  can't go to invalidity of the claim or its amount.

 08           THE COURT:  Now, was that cited in your underlying

 09  brief here?  I looked through these yesterday.  Did you cite

 10  that or not?

 11           MR. HILL:  We cited the rule, Judge, in our opening

 12  brief.  The case is a case that I just pulled off last night.

 13           THE COURT:  Give us that cite.

 14           MR. HILL:  665 F.Supp. 816.

 15           MR. ABOWITZ:  816?

 16           MR. HILL:  Uh-huh.

 17           THE COURT:  All we need to do is you need to notify

 18  your shop at the first break or something to run that and be

 19  working on that and we'll get it done sometime before we start

 20  this case, get it ruled on.  Okay?

 21      Now then, ready to go to the next one?

 22           MR. PLOURDE:  Yes, sir.  Which is --

 23           THE COURT:  Michael Foundation and Harry McMullan's

 24  exhibits 23, 37, 63, 97, 99 and 131 filed under seal.  That's

 25  your motion, I believe, Steve.

00013 {12:14:32pm}

 01           MR. HILL:  Yeah.  I'm going to defer to co-counsel

 02  here.

 03           MR. SCHOENTHALER:  Your Honor, each of these exhibits

 04  for various reasons independently are either irrelevant and/or

 05  even if there is some minor relevancy in the exhibit, then

 06  they're prejudicial.

 07      Let's take each exhibit individually.

 08           THE COURT:  23 first.

 09           MR. SCHOENTHALER:  Sure.  Exhibit 23, they want to

 10  bring it in to show that Mo Siegel wants his mail service

 11  restored because he's getting negative e-mails from people that

 12  favor McMullan and he says he needs good vibes and

 13  reenforcement.  I don't see what relevance that possibly could

 14  have. 

 15           THE COURT:  Mo Siegel is not a witness in this case;

 16  is that correct?

 17           MR. SCHOENTHALER:  He is not.

 18           THE COURT:  And the document that you're objecting to

 19  is a document -- an exhibit itself in which he states what

 20  precisely?

 21           MR. SCHOENTHALER:  He says, "What is happening with

 22  the Fellowship letter?  When will it go out and what will it

 23  say?  PS, I am still cut off.  The CC and IUA list period. 

 24  Please restore my mail service.  I am getting so many negative

 25  e-mails from people who favor Harry.  I need some good vibes

00014 {12:14:34pm}

 01  and reinforcement from the CC and IUA list."

 02           THE COURT:  Your objection to that is based upon what

 03  again?

 04           MR. SCHOENTHALER:  It has absolutely no relevance. 

 05  What does Mo Siegel having negative e-mails from other people

 06  who support Harry have anything to do with the case that we're

 07  here for today?

 08           THE COURT:  All right.  Is this being offered as

 09  evidence or as rebuttal evidence and, if so, what purpose would

 10  you be offering it for?

 11           MR. PLOURDE:  Your Honor, for instance, they have

 12  survey evidence.  They have --

 13           THE COURT:  Well, they haven't got it yet.  They're

 14  going to attempt to offer it.  We haven't got it in yet.  Tell

 15  me what their survey --

 16           MR. HILL:  I appreciate that vote of confidence,

 17  Judge.

 18           THE COURT:  Are you agreeing the survey evidence

 19  should come in, Ross, or not?

 20           MR. PLOURDE:  No, but if it does, what we've got is

 21  Mr. Siegel out there basically trying to drum up support for

 22  his position.

 23           THE COURT:  That's what I mean.  Is this something

 24  that you're going to offer regardless of what happens or is it

 25  only in rebuttal to the survey evidence now?

00015 {12:14:35pm}

 01           MR. ABOWITZ:  We don't know in the case in chief.

 02           THE COURT:  Okay.  Now then, if they don't get the

 03  survey evidence in, then it will not be offered; am I correct

 04  in that regard?

 05           MR. ABOWITZ:  (COUNSEL NODS HEAD)

 06           THE COURT:  All right.  Now, do you all want to argue

 07  the survey evidence now or a little bit later on?

 08           MR. HILL:  I would just say that -- I mean, can they

 09  explain what the relationship that popularity has to a survey?

 10           THE COURT:  Well, if they're not going to offer it,

 11  I'm not interested in it unless and until --

 12           MR. SCHOENTHALER:  If I may --

 13           THE COURT:  Listen, I'm not too crazy about doing a

 14  bunch of pretrial rulings that prohibit or proscribe evidence

 15  when there's all this speculation about whether it's ever going

 16  to be offered or under what circumstance, and me sitting in

 17  this chambers here trying to envision how this case is going to

 18  develop.  Consequently, I'm not all that crazy about motions in

 19  limine, and I started the damned things 30 years ago in this

 20  part of the world, but I'm not going to get all that hemmed in

 21  by motions in limine unless they're pretty damned clearly not

 22  going to be admissible under any circumstances, I'm not going

 23  to sustain them.

 24      Now, having said that, let's leave this the way it is.  If

 25  you don't get your survey evidence in, then if you do, they'll

00016 {12:14:37pm}

 01  offer them as rebuttal as opposed to that and then we'll have a

 02  hearing if we need to, or over your objection we'll determine

 03  what relevance they have, and I can better understand whether

 04  or not they're relevant at that time.  So I guess the thing I'm

 05  saying is that the motion in limine is sustained with regard to

 06  these to the extent that they will not be offered in their

 07  evidence in chief and then we'll take up their admissibility if

 08  and when the survey evidence is met.  Fair enough?  Everybody

 09  hear and understand that?

 10           MR. ABOWITZ:  Yes, sir.

 11           THE COURT:  All right.  Is that true of all these

 12  exhibits now 23, 37, 39 --

 13           MR. SCHOENTHALER:  37, they've withdrawn from their

 14  case in chief; is that correct?

 15           THE COURT:  37, withdrawn?

 16           MR. PLOURDE:  Yes, sir.

 17           THE COURT:  Okay.  What about 63, 97?

 18           MR. PLOURDE:  We skipped 39.

 19           THE COURT:  Oh, I did.  Okay.  How about 39, is that

 20  the same ruling?

 21           MR. PLOURDE:  No, sir.

 22           THE COURT:  Huh?

 23           MR. PLOURDE:  No, sir.

 24           THE COURT:  All right.  Tell me about 39.

 25           MR. SCHOENTHALER:  39?

00017 {12:14:39pm}

 01           MR. HILL:  What is 39

 02           THE COURT:  "E-mail from trustee Siegel to show that

 03  trustee disagreed about the possible separate printing of part

 04  IV of The Urantia Book."

 05           MR. PLOURDE:  I have no idea, Judge.  My mistake. 

 06  You're right.  39 is not --

 07           MR. SCHOENTHALER:  63.

 08           MR. PLOURDE:  63?

 09           THE COURT:  So 39 is not going to be offered unless

 10  and until the survey is admissible? 

 11           MR. PLOURDE:  No, sir, 39 is not covered by this

 12  motion.  I have it in my notes that it was and I'm just

 13  incorrect.

 14           MR. ABOWITZ:  That's a different motion, isn't it?

 15           MR. PLOURDE:  I think it is.

 16           THE COURT:  That's right.  Well, I don't have it

 17  either.  23, 37, 63, 97 and 99, and then we have a 39 down

 18  here.

 19           MR. SCHOENTHALER:  139.

 20           THE COURT:  Huh?  Is it 139?

 21           MR. SCHOENTHALER:  The last exhibit in that motion is

 22  139, Your Honor.

 23           MR. PLOURDE:  Judge, if you could just forgive me for

 24  that.

 25           THE COURT:  Huh?

00018 {12:14:40pm}

 01           MR. PLOURDE:  It was just an outright mistake.  The

 02  next one on this motion is number 63.

 03           THE COURT:  53?

 04           MR. PLOURDE:  63, Judge.

 05           THE COURT:  63.  All right.  You're going to offer

 06  that for what purpose?

 07           MR. PLOURDE:  In that --

 08           THE COURT:  If they get the survey evidence in?

 09           MR. PLOURDE:  No, sir, it doesn't relate to the

 10  survey evidence at all. 

 11           THE COURT:  Okay.

 12           MR. PLOURDE:  What this is is a letter from

 13  Mr. Siegel to Richard Keeler, who is the president of Urantia

 14  Foundation, and basically it does two things.  The relevance

 15  from our standpoint relates to the Asoka Foundation which was a

 16  foundation that was established by Mr. McMullan some years ago

 17  to assist in publishing certain Urantia-related material.  Part

 18  of their evidence, we believe, is to establish that

 19  Mr. McMullan has just created all of these front organizations

 20  that serve no purpose other than to advance his ultimate goal

 21  of depriving them of their copyright.

 22      Mr. Siegel's letter says something to the effect that he's

 23  talking about circumstances that existed at Urantia Foundation

 24  and he says this is why organizations like Asoka Foundation

 25  have been founded.  We believe it indicates that Asoka

00019 {12:14:44pm}

 01  Foundation did serve a legitimate purpose other than to act as

 02  a front for Mr. McMullan and we think it's admissible for that

 03  purpose.

 04           THE COURT:  And your objection?

 05           MR. SCHOENTHALER:  Your Honor, it's hearsay and they

 06  can't --

 07           THE COURT:  Pardon?

 08           MR. SCHOENTHALER:  It's hearsay.  It's inadmissible

 09  hearsay.  It's from Mo Siegel who is not going to testify.

 10           MR. PLOURDE:  It's a document that they produced to

 11  us.  It's written by --

 12           THE COURT:  A Urantia Foundation trustee?

 13           MR. PLOURDE:  He is now a trustee.  I think he was

 14  not --

 15           THE COURT:  You've made that argument -- huh?

 16           MR. PLOURDE:  I think he was not a trustee at the

 17  time that --

 18           THE COURT:  Well, that wouldn't fall within the rules

 19  of admission then, statements he made outside the court, unless

 20  he was somehow a representative of the --

 21           MR. ABOWITZ:  Harry can testify to that.

 22           MR. PLOURDE:  We would have to put it on through

 23  Mr. McMullan or Mr. Keeler.

 24           THE COURT:  Pardon?

 25           MR. PLOURDE:  We would have to put it on through

00020 {12:14:45pm}

 01  Mr. McMullan or Mr. Keeler.

 02           THE COURT:  Okay.  I'm going to sustain the motion

 03  with regard to 63 then.  It appears to be classic hearsay.

 04           MR. ABOWITZ:  But, Your Honor, a recipient of the

 05  document will be here as a witness.

 06           THE COURT:  Well, that wouldn't allow him to testify.

 07           MR. ABOWITZ:  That he got it?

 08           THE COURT:  Well, he can testify he got it but he

 09  couldn't testify as to what it said if you're introducing it

 10  for the purpose of proving the truth.  It's a classic hearsay

 11  deal.

 12           MR. ABOWITZ:  Yeah, but we can prove that he got it. 

 13  It's being offered for a purpose other than the truth of what

 14  it says.  He got it and he was aware of what it says.

 15           THE COURT:  Now, that's a boot strap that doesn't

 16  make any sense.  You say, "Look, we're not offering it for the

 17  proof of the truth of the statement therein but he got it and

 18  he believed it and so forth."

 19           MR. ABOWITZ:  I didn't say he believed it.  I said he

 20  got it and was aware of what it said.

 21           THE COURT:  And then don't say what it says.  You

 22  can't put that in.  That's what you're trying to convey to the

 23  jury is what it said.  You can tell him he got an e-mail dated

 24  so and so and so and so but you can't recite the hearsay

 25  statements made in that, Murray.

00021 {12:14:47pm}

 01           MR. ABOWITZ:  What if he reacted to it?

 02           THE COURT:  Huh? 

 03           MR. ABOWITZ:  What if he reacted to it?

 04           THE COURT:  What kind of reaction are you talking

 05  about?  "I got it, I read it, and then I called so and so and I

 06  said so and so."

 07           MR. ABOWITZ:  That's admissible.

 08           THE COURT:  He can testify to that.  He can testify

 09  to that.  There isn't anything wrong with him -- as long as who

 10  he was talking to is somebody in the opposing party.  There's

 11  nothing wrong with that.  He's testifying about what he did and

 12  what he said.  Now, it may have been based upon something but

 13  you can't recite what they told him, ergo, I called him.  He

 14  just said, "I got an e-mail and I called them and said so and

 15  so."  All right?

 16           MR. PLOURDE:  Your Honor, if, for instance, they call

 17  Mr. Siegel, you wouldn't preclude us -- because he is listed as

 18  a witness, and if they call him, you wouldn't preclude us from

 19  using it in cross-examination?

 20           THE COURT:  What he said?

 21           MR. PLOURDE:  Right.

 22           THE COURT:  If it's inconsistent or something with

 23  what he now says, you can use a previous -- a prior

 24  inconsistent statement as you could with any witness.  If he

 25  said something in writing in an e-mail that's inconsistent with

00022 {12:14:49pm}

 01  what his testimony is, certainly you can use that.

 02      Okay.  Do we need anything further on 39 -- or 63?

 03      97?

 04           MR. PLOURDE:  Your Honor, one of their witnesses is

 05  Carolyn Kendall.  Excuse me.  This is an e-mail from Kwan Choi

 06  to another person.  Kwan Choi is a trustee.

 07           THE COURT:  Kwan Choi said she fudges the facts and

 08  she's not always complete and her statements are often partial

 09  and she fudges facts.

 10           MR. PLOURDE:  And she's going to be a witness.

 11           THE COURT:  And she's going to be a witness.  Now,

 12  are you using -- are you attempting to use Kwan Choi's

 13  testimony or statement in here to affect her credibility?

 14           MR. PLOURDE:  Yes, sir.

 15           THE COURT:  All right.  Now, Kwan Choi is not going

 16  to be a witness to this -- you're offering a statement made by

 17  Kwan Choi out of court to prove the truth of the statement made

 18  therein that she's partial and fudges facts.  Why is that not a

 19  classic --

 20           MR. ABOWITZ:  He's a trustee.

 21           MR. PLOURDE:  He's a trustee.  He was a trustee --

 22           THE COURT:  Okay.  Now, that's back to the issue of

 23  whether he was in such a representative position that it would

 24  be an admission against interest.

 25           MR. ABOWITZ:  Exactly.

00023 {12:14:51pm}

 01           MR. SCHOENTHALER:  Your Honor, they got this

 02  document -- the two people in this conversation are Kwan Choi,

 03  a trustee, and Bud Kagan, who is an individual -- who is their

 04  witness who they have not called as a witness in this case. 

 05  The document itself says "Printed for Bud."  They didn't get

 06  this document from us.  I don't know where it is.  I don't know

 07  if they went and printed it and typed it up themselves.

 08           MR. ABOWITZ:  Come on.

 09           MR. SCHOENTHALER:  I have no idea.  And they're not

 10  going to be able to prove that to the Court.

 11           THE COURT:  In other words, you're saying the

 12  statement, you can't even establish the authenticity or

 13  validity of the statement as being Choi's; is that correct?

 14           MR. SCHOENTHALER:  Yes.

 15           MR. ABOWITZ:  Subject to that, that's our problem if

 16  that's going to be -- if there's an objection to authenticity.

 17           THE COURT:  You're not going to have Kwan Choi

 18  testify?

 19           MR. ABOWITZ:  No, but Mr. Kagan can testify to the

 20  authenticity of it.

 21           MR. SCHOENTHALER:  He's not --

 22           THE COURT:  Whoa, we're getting off into some weird

 23  deals.  So and so said -- you're trying to attack the

 24  credibility of Kendall's testimony, aren't you?

 25           MR. ABOWITZ:  "Did you get this from Mr. Kwan Choi?" 

00024 {12:14:53pm}

 01  "Yes, I did."

 02           THE COURT:  Who are you going to ask that?

 03           MR. ABOWITZ:  Mr. Kagan.

 04           THE COURT:  Mr. Kendall?

 05           MR. ABOWITZ:  Kagan.  Kagan.

 06           MR. PLOURDE:  The person to whom it was sent.

 07           THE COURT:  Is he going to testify?

 08           MR. ABOWITZ:  We have taken his deposition.

 09           THE COURT:  Was it testified to in the deposition?

 10           MR. PLOURDE:  I don't know, Judge.

 11           MR. HILL:  I don't believe it was, Judge.  On top of

 12  that, he's not on the witness list.  This is a conversation

 13  between a trustee --

 14           THE COURT:  Well, I'm really really having difficulty

 15  understanding the admissibility of this. 

 16           MR. SCHOENTHALER:  Your Honor, the worst part about

 17  it is this is the last part of the e-mail from which -- and I'm

 18  going to -- the earlier e-mail from Bud Kagan, which Kwan is

 19  responding to, has some very negative things about Richard

 20  Keeler.  He calls Richard Kyler a scum bag, illegitimate, et

 21  cetera. 

 22      To put this in context, we're going to have to read this

 23  into the record.  It's prejudicial.

 24           MR. ABOWITZ:  Most evidence is.

 25           THE COURT:  Almost all evidence is.

00025 {12:14:55pm}

 01           MR. HILL:  Too probative, you would say.

 02           THE COURT:  I'm not worried about the prejudicial

 03  effect of it but I am worried about the hearsay aspect of it.

 04           MR. PLOURDE:  Judge, you know, I understand your

 05  point.  If we can't properly identify it, then you're not going

 06  to let it in.

 07           THE COURT:  Well, here's what I'm going to do: I'm

 08  going to sustain the motion in limine with regard to that

 09  exhibit without prejudice to you out of the hearing of the jury

 10  and at sidebar conference, if you believe you all can

 11  establish -- or that other testimony and so forth has now

 12  established some basis for admitting it, I'll let you reoffer

 13  it at sidebar.  You don't make any reference to it, arguments

 14  or anything else and don't make any reference to the jury about

 15  it until you've presented it at sidebar and the Court has

 16  admitted it.  Okay?

 17           MR. ABOWITZ:  Okay.

 18           MR. SCHOENTHALER:  Your Honor, next is plaintiff's

 19  exhibit 98.  98 is also -- also an e-mail from Kwan Choi --

 20  between Kwan Choi and Bud Kagan, back and forth.  I don't --

 21  again, I think if they're willing to stipulate to the same

 22  ruling, we can do that.

 23           MR. PLOURDE:  I think 97, 98 and 99 are all --

 24           THE COURT:  All in the same category?

 25           MR. SCHOENTHALER:  You withdrew 99.

00026 {12:14:57pm}

 01           MR. PLOURDE:  We withdrew 99.  That's right.

 02           THE COURT:  All right.  97 and 98, subject to the

 03  same ruling, without prejudice to your reoffering them at

 04  sidebar, but they're sustained.

 05      31 -- 131.

 06           MR. SCHOENTHALER:  Your Honor, this is a long letter

 07  dated in '97 from Mo Siegel to trustees at Urantia Foundation. 

 08  It talks about a lot of things.  It talks about -- this

 09  occurred -- to put this in context -- during the Maaherra case,

 10  right after The Foundation had lost the copyright at the

 11  district court level.  What it is basically saying is Mo Siegel

 12  is saying things such as, "Here I have some great ideas on how

 13  maybe we can handle the marks going forward and the

 14  copyright."  Okay?  Unfortunately, he wasn't a trustee at the

 15  time.

 16           THE COURT:  Siegel is not going to be a witness

 17  again.  Let me get reoriented here.  Not going to be a

 18  witness.  And he's written a letter of some kind that you

 19  contend is hearsay and you say he was not in any representative

 20  capacity --

 21           MR. HILL:  No, he was with Mr. McMullan.

 22           THE COURT:  -- at the time.  What is your kind of

 23  exception to the classic hearsay situation?  Is it being

 24  offered to prove the truth of the statement made?

 25           MR. PLOURDE:  We have withdrawn Siegel as a witness

00027 {12:14:59pm}

 01  just recently in our case in chief.  Judge, you know, again, I

 02  assume that if we exclude it, it's going to be excluded for

 03  purposes of our case in chief.  And if they call Mr. Siegel,

 04  we're going to be able to cross-examine him on it.

 05           THE COURT:  Well, I mean, I'm not going to get into

 06  that.  It depends on what he testifies to and so forth.  But

 07  I'll just, again, make the same ruling, that it will not be

 08  admissible, referred to in any way, exhibit 131, until and

 09  unless you approach sidebar and say, "Judge, this is now -- we

 10  ought to be able to admit this and refer to it simply because

 11  of the testimony that has been brought out on direct."  Is that

 12  fair enough?  Everybody understand it?

 13           MR. PLOURDE:  Yes.

 14           THE COURT:  All right.  Lay testimony.  This is

 15  your -- again, your motion.

 16           MR. HILL:  Right, Your Honor.

 17           THE COURT:  Outline what it is so we'll have a little

 18  understanding.

 19           MR. HILL:  Sure.  Sure.

 20      During his deposition, Mr. McMullan testified that he had

 21  received advice of counsel regarding the copyright matters in

 22  the case but that he was not going to waive the attorney/client

 23  privilege.  He took that position both in his deposition as a

 24  representative of Michael and --

 25           THE COURT:  He received and relied upon

00028 {12:15:00pm}

 01  attorney/client -- or attorney's advice?

 02           MR. HILL:  Yes, Your Honor.  Those pages were

 03  attached to the motion.

 04           THE COURT:  And would not specify what that advice

 05  was or who it was from?

 06           MR. HILL:  Exactly.  Exactly.  Now, he did testify as

 07  to certain, you know, bases that he had for not liking the

 08  Maaherra decision, for disagreeing with portions of the

 09  Maaherra decision.  I think he said that he -- he said, you

 10  know, "How could you have a copyright just because questions

 11  were asked," sort of things.  And that's fine.  Those were

 12  disclosed in discovery.  But when you get to him coming out and

 13  dotting all the i's and crossing all the t's for the jury by

 14  drawing a legal conclusion as to what the implications of

 15  certain facts are and things like that, those can't come in

 16  because -- those are conclusions that for someone who has

 17  testified in his deposition that he's --

 18           THE COURT:  You're trying to exclude the live

 19  testimony of a party to this lawsuit or basically a party to

 20  this lawsuit; right?

 21           MR. HILL:  Portions. 

 22           THE COURT:  To say that he can't testify as to what

 23  reasoning he had for taking certain positions, even if that

 24  includes his analysis and conclusions with regard to the law?

 25           MR. HILL:  Yes.  The law is pretty well established

00029 {12:15:01pm}

 01  in willful infringement cases, Your Honor, that if you rely on

 02  an opinion of counsel but you're not willing to disclose the

 03  opinion during discovery, you can't then -- you can't then

 04  testify as to all of the things that you learned about

 05  copyright or patent or trademark law, and that's exactly what

 06  he would be doing.

 07           THE COURT:  And what would he be saying?  Give me

 08  some examples of what he'd be saying that you want me to order

 09  and exclude him or prevent him from saying right now. 

 10           MR. HILL:  Right.  I'll give you one example that

 11  came up in the deposition, for example, is that he claims

 12  copyright on Jesus - A New Revelation.  I asked him what the

 13  purpose for that was and he said, "My lawyers told me to do

 14  it."  Other than that, he could not give a response.

 15           THE COURT:  What do you mean?  What did you ask him

 16  other than that?

 17           MR. HILL:  I think what he said was, "I don't know. 

 18  My lawyers told me to do it," in response to my question of,

 19  "Why do you claim copyright on this?"  I don't now want to hear

 20  him testify on direct to the effect of, you know, the

 21  intricacies of why he claimed copyright.

 22           THE COURT:  This is on deposition that he told you

 23  this?

 24           MR. HILL:  Yes.

 25           THE COURT:  And he's now saying -- in other words,

00030 {12:15:03pm}

 01  you would have his inconsistent statement, wouldn't you, that

 02  he said, "I can't remember what it was; he just told me that,"

 03  but you don't want him now to come in and say, "A, B, C and D

 04  was told me by attorney"; is that correct?

 05           MR. HILL:  That's right, because --

 06           THE COURT:  Why couldn't you rely on his previous

 07  inconsistent statement?

 08           MR. HILL:  I could, Your Honor, but he would be --

 09  but what he would be doing is he would be telling the jury

 10  things that he has learned through conversations with his

 11  counsel that he was unwilling to disclose during discovery.  My

 12  understanding of the sword/shield rule regarding waiver of

 13  attorney/client privilege is that that's impermissible.

 14           MR. PLOURDE:  Your Honor, this is one of the more

 15  dangerous ones that they filed because it is extremely vague. 

 16  I mean, it just says, "We don't want Mr. McMullan testifying

 17  about opinions that he has formed becaused upon his

 18  conversations with lawyers."  You know, I mean, it really is a

 19  difficult --

 20           THE COURT:  Counselor, I don't think there's any way

 21  I can do that.  Now, you'll be given an opportunity to cross-

 22  examine, and you'll be given an opportunity to show his

 23  previous inconsistent statements, but I don't think there's any

 24  way this Court could advance -- in advance of trial, issue any

 25  kind of a ruling that would prohibit him from attempting to do

00031 {12:15:05pm}

 01  that that wouldn't might not unduly hamper his ability to do

 02  it.  I just don't think it's a proper motion for -- a proper

 03  motion in limine.  It's just not a pretrial ruling.  You may

 04  object at the time he starts to testify, and if there's some

 05  basis about determining -- I'm still not sure I can prevent him

 06  from so testifying but certainly it would be premature to do it

 07  at this time in a preliminary motion.  So I'm going to deny

 08  that motion in limine and we'll just see how it plays out in

 09  court.

 10      Motion to exclude testimony that the scope of copyright

 11  does not extend to papers consecutively. 

 12           MR. HILL:  We're withdrawing that.

 13           THE COURT:  Withdraw?  Okay.

 14           MR. HILL:  Yeah, we'll withdraw that, in light of the

 15  Court's summary judgment ruling.

 16           THE COURT:  Okay.  Motion to exclude Michael

 17  Foundation exhibit 145.  Tell me about that now.

 18           MR. HILL:  Judge, that's a letter that we showed the

 19  Court from Thomas Kendall written when he was either the vice

 20  president or president of Urantia Foundation.  Mr. Kendall is

 21  not testifying.  What the letter says, what the letter goes on

 22  to talk about, is --

 23           THE COURT:  Who's the letter to?

 24           MR. HILL:  Oh, it was a standard type of reader --

 25           THE COURT:  Advisory letter?  Okay.

00032 {12:15:08pm}

 01           MR. HILL:  -- correspondence to somebody who had

 02  probably written a letter to Urantia Foundation. 

 03           THE COURT:  Okay.  Okay.

 04           MR. HILL:  It's maintained in our reader

 05  correspondence files in Chicago.

 06      But the objection is that the contents of the letter are

 07  Mr. Kendall talking about the book being a divine revelation,

 08  talking about the book being exactly as the revelators wanted

 09  us to have it, or words to that effect, and it creates the

 10  impression -- it creates the impression that it's factual in

 11  nature when, in reality, it's clearly based upon nothing more

 12  than his spiritual beliefs.  And he has -- I don't think

 13  anybody believes he has any personal knowledge one way or

 14  another as to what happened regarding the formation of this

 15  book.  They certainly haven't deposed him, and he's not on

 16  anybody's witness list. 

 17      My understanding of the intersection of Rule 602 and the

 18  hearsay rule is that if you're going to take an out-of-court

 19  statement and attempt to tie it to a party as an admission of a

 20  party opponent, then you still have to be able to meet -- lay

 21  the foundation that the declarant who you're saying represents

 22  the party had personal knowledge to make the statements that

 23  are contained in the letter, and that's the threshold that I

 24  don't think they can meet because Mr. Kendall is not here to

 25  testify.

00033 {12:15:10pm}

 01           MR. PLOURDE:  Your Honor, this wasn't just met --

 02  this wasn't just sent by Thomas Kendall.  This was sent by

 03  Thomas Kendall, president of Urantia Foundation on behalf of

 04  Urantia Foundation. 

 05      One of the assertions that they make is that the -- and

 06  one of the things that we're going to be trying tomorrow is

 07  whether the patient was a mere conduit for, you know,

 08  revelations by spiritual beings or whether he should be treated

 09  as the author.  I'm kind of wondering how they proved he's a

 10  mere conduit.  I mean, if there's no testimony by the patient,

 11  we don't even know -- they don't even disclose who the patient

 12  was.  And they haven't listed any spiritual beings as

 13  witnesses, so I don't suspect that there's anybody with

 14  personal knowledge about whether or not this was a pure

 15  revelation or whether it was written by the patient is going to

 16  be able to testify.  There isn't anybody with personal

 17  knowledge about that.

 18      So, it's apparent that they intend to prove, you know,

 19  that it's a revelation and that the patient was just a conduit

 20  through documents like the history of the Urantia movement that

 21  they contend was written by Dr. Sadler who didn't have personal

 22  knowledge of whether or not it was actually written by

 23  spiritual beings.  I mean, who is going to have knowledge of

 24  spiritual beings writing something like that.  There's just no

 25  way to tell whether the patient placed the words on the

00034 {12:15:12pm}

 01  paper -- placed his own words on the paper or whether they were

 02  words given to him by spiritual beings. 

 03      So, they want to pick and choose which of their

 04  representatives without personal knowledge they're going to

 05  have, in effect, testify, either in person or through

 06  documents, as to how these words came to be placed on paper.

 07      Thomas Kendall was the president of the organization when

 08  he wrote it.  He wrote it on behalf of Urantia Foundation. 

 09  It's a statement by Urantia Foundation.  It contains things

 10  that are clearly relevant to that issue of whether or not --

 11           THE COURT:  The patient was the author?

 12           MR. PLOURDE:  -- whether or not the patient was the

 13  author.  And, you know, I think it's clearly relevant and

 14  admissible for that purpose and I don't think it's hearsay

 15  because it's a statement of a party.  And 801(d)(2) says a

 16  statement offered against a party, that is, the party's own

 17  statement, is not hearsay.

 18           THE COURT:  I'm strongly inclined to agree with you. 

 19      Do you all want to offer any kind of rebuttal or

 20  response? 

 21      As I say, I'm inclined to decline the motion in limine. 

 22  You can object to it at the time of trial, of course.

 23           MR. HILL:  That's fine.

 24           THE COURT:  Okay.  Motion in limine is denied with

 25  regard to that -- to those -- to 145.

00035 {12:15:13pm}

 01      Okay.  Inflammatory statements regarding prior

 02  litigation.  Who wants --

 03           MR. HILL:  Oh, yes.  Your Honor recognized in the

 04  order last week that came down granting and denying in part the

 05  summary judgment motions that although there is evidence that

 06  can clearly come in to show the jury that Urantia Foundation

 07  took the position in the Burton litigation or at least did not

 08  deny Mr. Burton's position in the litigation that the conduit

 09  had written the final versions of all 196 papers, or at least

 10  that they were in his handwriting, the Court also recognized

 11  that Urantia Foundation did not take the position that the

 12  conduit was the legal author of those papers in that case. 

 13  And our motion is simply -- is not directed to proscribe them

 14  from bringing in evidence of what Urantia Foundation did or did

 15  not do provided that they could meet the rules for previous --

 16  in its previous litigation, but I am concerned in opening

 17  statements and we'll see where it goes from there about telling

 18  the jury that Urantia Foundation has contradicted itself by

 19  taking the position in Burton that the conduit is the author

 20  and then taking the position in Maaherra that the patient was

 21  not the author.  And that is -- that's what I'm directing this

 22  motion to.

 23           THE COURT:  I have some difficulty understanding

 24  precisely what you're going to -- you want this Court to order

 25  them to do, but let me hear from you.  It doesn't sound like

00036 {12:15:16pm}

 01  you're specific enough, and then underlying that it doesn't

 02  sound to me like you should be prevented from pointing out what

 03  you perceive and arguing to be inconsistent positions.

 04           MR. ABOWITZ:  That's the issue --

 05           THE COURT:  Everybody is nodding so I assume you

 06  agree with the Court's postion.

 07           MR. HILL:  I thought we had a fighting chance reading

 08  your summary judgment order, Judge, but I see --

 09           THE COURT:  Now, do you unwisely wish to make any

 10  additional argument? 

 11      All right.  The Court will deny the motion in limine with

 12  regard to statements regarding prior litigation.  That's not to

 13  authorize or endorse you to make some inappropriate remarks

 14  with regard to that but only what you can in good faith contend

 15  is an inconsistent position to this with all the inflammatory

 16  language you can muster in support of it.

 17      All right.  I'm being facetious now. 

 18      I'll just deny the motion in limine with regard to the

 19  inflammatory statements motion.

 20      All right.  Motion to exclude 42, 75, 79, 81 and 85.  Who

 21  wants to argue that or those?

 22           MR. PLOURDE:  Those are Benitez; is that right?

 23           MR. HILL:  Yeah. 

 24           THE COURT:  You withdrew some of those, didn't you?

 25           MR. HILL:  Yeah.

00037 {12:15:18pm}

 01           MR. PLOURDE:  We've withdrawn them, Judge.

 02           THE COURT:  Okay. 

 03           MR. HILL:  Did you withdraw all of those?

 04           MR. PLOURDE:  42, 75, 79, 81 and 89, yes.

 05           MR. HILL:  42, 75, 79, 81 and 89 is what I show. 

 06           MR. PLOURDE:  That's right.  We may need to use them

 07  on cross-examination or direct to the extent that they reflect

 08  generic use, but as far as listing them as exhibits, we

 09  withdraw them.

 10           MR. SCHOENTHALER:  Your Honor, we would request the

 11  same sort of sidebar authentication.

 12           THE COURT:  Do you have any problem with that, Ross?

 13           MR. PLOURDE:  No.

 14           THE COURT:  Okay.  That will be the ruling then, that

 15  the motion in limine is denied based on the withdrawal of those

 16  exhibits but with the plaintiff's right to offer the exhibits

 17  at sidebar conference without reference to the jury until such

 18  time as they have been admitted.  All right? 

 19      Motion to exclude portions of the deposition of Bernard

 20  Dietz.  And that's been withdrawn, hasn't it?

 21           MR. PLOURDE:  Yes.

 22           THE COURT:  That's moot.

 23      Motion to maintain confidential designation of certain

 24  documents.

 25           MR. HILL:  Oh, goodness.

00038 {12:15:20pm}

 01           THE COURT:  Your motion.

 02           MR. HILL:  Only because of the way the protective

 03  order reads in this case, Judge.

 04      I think, you know, reading their response, this is like

 05  two ships passing in the night.  The protective order you

 06  entered, Judge, says that confidential or attorneys-eyes-only

 07  documents may be used at trial pursuant to further direction

 08  from the Court. 

 09      The Maaherra protective order, when we facilitated the

 10  transfer of certain documents from Maaherra counsel to the

 11  other side, we indicated in the protective order that nothing

 12  in that protective order would preclude them from using the

 13  exhibits at trial, but that was, at least my understanding, was

 14  that that would be pursuant to further direction from the Court

 15  and that those documents would not lose their confidential or

 16  attorneys-eyes-only designation pursuant to Judge Urbom's

 17  order, and I don't think anybody's understanding was really to

 18  the contrary of that.

 19      We put in -- there are two issues here.  There is the

 20  document-by-document issue.  There is also the concern over

 21  removing the confidential and attorneys-eyes-only designation

 22  on a massive amount of Urantia Foundation's historical files

 23  and thereby -- and the implication being that Mr. McMullan

 24  would thereby have rights to disseminate those or put those

 25  into the public domain. 

00039 {12:15:21pm}

 01      I litigate trade secrets cases in Georgia and other

 02  states, Your Honor, and we frequently have issues regarding how

 03  to use confidential exhibits in jury trials.  And there are any

 04  number of ways to approach this problem.  The easiest being

 05  that when a confiden- -- that if and when a confidential

 06  exhibit comes in, the Court can simply -- can -- or the party

 07  who's seeking protection of the confidentiality of the

 08  attorneys-eyes-only document can bring it to the Court's

 09  attention and the Court can review the document at that time

 10  and decide whether or not any measures need to be taken in

 11  order to permit that document to be shown to the jury or

 12  brought into evidence, or -- and that's not even the main

 13  problem.  The main problem is when you have a witness who wants

 14  to testify about the contents of a protective document and at

 15  that point in time we can take it up on a case-by-case basis

 16  rather than trying to make a sweeping ruling.

 17           THE COURT:  Well, that concerns me from a time

 18  standpoint.  I don't want to get into 100 different arguments

 19  and lawsuits about a pro forma order.  I'm going to be real

 20  frank with you.  I sign confidential orders presented by

 21  agreement of the parties frequently.  Now, if either party

 22  wants to withdraw that confidentiality, if they can give me

 23  some reason for doing so, I'm inclined since they agreed to it

 24  in the beginning, and I won't sign them hardly -- I have to

 25  have a dad-gum good reason to sign them over objection of the

00040 {12:15:23pm}

 01  parties. 

 02      This was a confidentiality order signed by agreement -- I

 03  mean presented by agreement of the parties.  Now, what -- I

 04  want to see what you want to withdraw the confidentiality on

 05  and for what purpose and what reasons the confidentiality, if

 06  any, would hurt either of the parties.

 07      As a general rule, rather than try to deal with it --

 08  hell, this damn lawsuit threatens to go longer than I want to

 09  go with it as it is, let alone having 50 issues a day on

 10  whether or not this document ought to be unsealed.

 11      Now, tell me generally what you don't want them to unseal

 12  and then I'll ask them why they want to do that and whether I

 13  should do that or not.  Just tell me generally.  You don't want

 14  them to unseal any of it, do you, or to admit any of it; right?

 15           MR. HILL:  We didn't have -- we didn't have

 16  objections to some, and I think those we can set aside. 

 17  They're asking --

 18           THE COURT:  Certainly you all can sit down and agree

 19  to those that you don't have objections to?

 20           MR. HILL:  Right.  We've already agreed that --

 21           THE COURT:  Okay.  Now, tell me the ones that you're

 22  objecting to here.

 23           MR. HILL:  We are opposed --  We are opposed to the

 24  correspondence with -- the private correspondence that Urantia

 25  Foundation has had with its readers/customers over the years

00041 {12:15:25pm}

 01  because, in toto, releasing those documents provides a very

 02  valuable service to someone who is marketing a book that is in

 03  competition with The Urantia Book.

 04           THE COURT:  Explain that to me.

 05           MR. HILL:  Because the identities of all of the

 06  persons who have purchased The Urantia Book are included in

 07  these files.

 08           THE COURT:  In other words, you just want them to

 09  have a buyers list then; is that correct?

 10           MR. HILL:  Well, they have a de facto buyers list in

 11  their possession right now if they wanted to combine -- if they

 12  want to go to the trouble of taking the information off.

 13           THE COURT:  You all then agree that this was

 14  confidential to begin with?

 15           MR. PLOURDE:  No, Your Honor.  Let me clear that up. 

 16  We agreed to the entry of the confidentiality order.  The

 17  confidentiality order says that they can just designate

 18  anything they want to as -- provided in their opinion it falls

 19  within certain guidelines.  They can designate whatever they

 20  want to as confidential.  So we don't participate in the

 21  designation of it as confidential.  And then our remedy is to

 22  say, "We don't think that's confidential," and they have to

 23  come to you to get it determined to be confidential.

 24      Now, within that framework, what they're talking about

 25  here are -- what they believe is confidential are the names of

00042 {12:15:27pm}

 01  the people that they sent letters to, and we don't particularly

 02  care to use the names.  We'll be happy to, you know, obliterate

 03  the name from the exhibit.  It's the person who sent it that's

 04  important to us and what they're saying in the letter as

 05  opposed to the person to whom they sent it.  So, if that's all

 06  they're concerned about, we'll be happy to take a black -- they

 07  did it in most cases anyway -- take a black magic marker and

 08  mark through the name and address of the person to whom it was

 09  sent.

 10           THE COURT:  Would that moot the problem?  Are you

 11  concerned about the statements being made as being used against

 12  your interests and so forth?  Is that what your main concern

 13  is, as opposed to some business reason for confidentiality?

 14           MR. HILL:  No.  Our main concern, Judge, to be frank,

 15  is that if the confidentiality is listed -- is lifted off of

 16  these documents, that we're going to see them en masse on the

 17  Internet tomorrow, the whole history of everything that Urantia

 18  Foundation has ever said or done in its course of business. 

 19  They agreed that --

 20           THE COURT:  I may have misunderstood the mechanics of

 21  this, but you're agreeing that the names of the people

 22  receiving this can remain confidential --

 23           MR. PLOURDE:  Sure.

 24           THE COURT:  -- but you want the information that was

 25  sent out to no longer be treated as confidential?

00043 {12:15:28pm}

 01           MR. PLOURDE:  That's right, Judge.  The letters

 02  saying, you know, stuff like, "No human being authored The

 03  Urantia Book."  Well, you know, I've got them here, Judge.  We

 04  asked to file them under seal because until you rule that

 05  they're not confidential, we've got to do that.  I haven't

 06  gotten an order back authorizing --

 07           THE COURT:  Well, can we unseal them in every respect

 08  except the recepient's -- the name and address of the

 09  recipient?

 10           MR. HILL:  Judge, do you have the motion that we

 11  filed, or the declaration?

 12           MR. PLOURDE:  I had my legal assistant bring it over.

 13           MR. SCHOENTHALER:  Your Honor, one of the reasons

 14  they have been so protective is Maaherra, the plaintiff in that

 15  case, Maaherra, chose to take all -- we gave her open discovery

 16  to take with these documents and she posted them all on the

 17  Internet.  You know, these are -- a lot of these are old

 18  documents.

 19           THE COURT:  I understand that.  What I'm trying --

 20  listen, I'm not an authority on the Internet but I'm attempting

 21  to get an understanding or an agreement here that they won't or

 22  can't do it, and if they do, if they do, with that is a concern

 23  that if somebody else does it for you, you're liable to be in

 24  trouble with the Court.

 25           MR. PLOURDE:  We're talking about the names?  The

00044 {12:15:30pm}

 01  names of the people?

 02           THE COURT:  Let me understand that.  Yeah, the names.

 03           MR. PLOURDE:  Yeah, that isn't going to help.

 04           MR. HILL:  Judge, there are a number, now that I have

 05  the motion in front of me, there are a number of categories of

 06  objections that we had to different exhibits and I've got them

 07  broken down, and this will make it a lot easier.

 08      There is also the -- in terms of the -- what we're mainly

 09  talking about here are the client correspondence largely

 10  protected under the terms of the Maaherra protective order.  We

 11  think that the contents --  We think that the contents of the

 12  documents are related to our business.  We think that that's

 13  consistent with the provision that we agreed to at the

 14  beginning that said that proprietary and business contents

 15  would be able to be designated as confidential with more

 16  financial information being confidential attorneys-eyes-only.

 17      When I agreed to permit or facilitate the exchange of

 18  documents from Mr. Lewis, Ms. Maaherra's attorney, to

 19  Mr. Plourde, those documents are protected under an entirely

 20  different agreement and by an entirely different order.  Judge

 21  Urbom's order was different.  It was negotiated differently.  I

 22  certainly believe that it was broader and I think that we can

 23  agree on that based on how difficult it was to negotiate the

 24  protective order.

 25           THE COURT:  Well, I understood there was some

00045 {12:15:32pm}

 01  argument as to whether or not this would be undermining Judge

 02  Urbom's orders.

 03           MR. HILL:  Yeah, we're not saying the documents can't

 04  be used, Your Honor, and certainly we appreciated the

 05  willingness to redact, but the story remains the same on our

 06  side, which is that the contents of these documents -- you take

 07  like their exhibit 53, it's not just a letter, Judge.  Exhibit

 08  53 is 100 letters that say -- that contain the contents of

 09  things that Urantia Foundation representatives have discreetly

 10  said in private correspondence with either a reader or customer

 11  of Urantia Foundation over a span of 50 years. 

 12      Essentially, what they're asking, Judge, is that in asking

 13  you to lift -- essentially lift the Maaherra protective order

 14  is let -- I mean, when this is all over, their client has a

 15  complete set of our correspondence files and our reader

 16  correspondence.  And with or without the specific names, it

 17  still tracks a history.  And we will see on the Internet, I

 18  assure you, a breakdown at some point of everything every

 19  Urantia Foundation representative has said about one thing or

 20  another and noting every single inconsistency that's ever been

 21  out there.  That's just the way this goes. 

 22           THE COURT:  Well, --

 23           MR. HILL:  So, in terms of the reader correspondence,

 24  we're --

 25           MR. ABOWITZ:  I hope that will be in the public

00046 {12:15:33pm}

 01  record of this case, Judge.

 02           THE COURT:  Let me hear a response from --

 03           MR. HILL:  That's the nature of organizations.

 04           THE COURT:  Nothing he says scares me all that much. 

 05  I'll be real frank.  Maybe I'm not as concerned as I should be

 06  about confidentiality and about the adverse impact of

 07  correspondence that was completely within your control.  In

 08  other words, there may be some admissions or relevant state-

 09  ments therein that bears on this case, and I can understand why

 10  you might think it's detrimental to your business but it isn't

 11  apparent to me, what it is.

 12           MR. SCHOENTHALER:  Your Honor, if this was Dowe

 13  Chemical and Dowe Chemical was sending letters to their

 14  purchasers or suppliers and they were done in the ordinary

 15  source of business and they sent them all the time over a

 16  period of years and Dowe Chemical was sitting here saying,

 17  "Your Honor, these are confidential documents and we take steps

 18  to protect them and we consider them integral to our business,"

 19  would you look at this any differently?

 20           THE COURT:  Well, I'm not sure I would.  That's my

 21  problem, that I may not be as respectful as what ought to be or

 22  allowed to be protected as confidential.

 23           MR. ABOWITZ:  Judge, with respect to that argument --

 24           THE COURT:  And this is not Dowe Chemical, aside and

 25  apart from that.

00047 {12:15:35pm}

 01           MR. ABOWITZ:  All the asbestos documents, all the

 02  tobacco documents, all the fen-phen documents, all the Agent

 03  Orange documents went through that same argument and they were

 04  rejected universally.

 05           MR. HILL:  Well, could we agree, Judge, that the

 06  documents could retain their designation for purposes outside

 07  the presentation of the documents during the course of the jury

 08  trial?  Because that -- because I'll tell you my one concern is

 09  there's an ulterior motive to this, that it's not just about

 10  trying the case.  That they agree to the protective order, they

 11  agree that our business information can be designated

 12  confidential, we get into a jury trial and they then ask the

 13  Court to lift the confidentiality designations because they

 14  need to use it in the litigation but in reality they have

 15  ulterior motives in mind as well.  And I think if we can agree

 16  if they can bring it up, they can use it freely during the

 17  course of the trial, but that otherwise those documents retain

 18  their designation so that --

 19           THE COURT:  Let me put it this way:  You all agreed

 20  to the confidentiality agreement to begin with; right?

 21           MR. PLOURDE:  Sure, we did.  And -- I'm sorry.

 22           THE COURT:  But now you come in and say, "We want it

 23  lifted for purposes of this litigation."

 24           MR. PLOURDE:  We want it lifted for these documents.

 25           THE COURT:  For these documents.  For the purpose of

00048 {12:15:37pm}

 01  using some of them in the litigation.  Why would you have any

 02  objection to restricting any further use of them?

 03           MR. PLOURDE:  Your Honor, the only objection that I

 04  have to that is that these documents are going to be offered as

 05  evidence, they're going to be part of the public record,

 06  they're going to be used -- if the case is appealed, they'll be

 07  used on appeal.  People can certainly go to the public record

 08  and get it and I just don't want Mr. McMullan exposed to the

 09  argument that, "You did it," when, you know --

 10           THE COURT:  Well, if I lift the confidentiality for

 11  the purposes of this litigation and then it gets into the

 12  public record as a part of the transcript or anything else,

 13  there isn't any -- you can't possibly have any complaint to

 14  that.  I think we've got --

 15           MR. HILL:  That's true.  We can always come back and

 16  file a motion to seal if there's anything from an exhibit

 17  standpoint that wasn't --

 18           THE COURT:  I think that we've got a basis for an

 19  accommodation here.  I'm not too protective of their concerns,

 20  and I think you can detect that.  But, by the same token, in

 21  view of the fact that we have a confidentiality order and I'm

 22  going to lift it to some degree, if we can get an accommodation

 23  in that regard, I don't mind imposing some restriction. 

 24      Now, I think it's just this, that my order will say the

 25  confidential designation is lifted insofar as this litigation

00049 {12:15:40pm}

 01  is concerned but that it is not lifted for any other purposes.

 02           MR. HILL:  Your Honor, can I make some arguments

 03  regarding some specific documents that are more sensitive than

 04  just the reader correspondence?

 05           THE COURT:  Okay.  Let's hear them.

 06           MR. HILL:  Because, you know, we have identified the

 07  reader correspondence but I want to talk about some specific

 08  intra-Foundation memos and some specific Foundation business

 09  dealings that --

 10           THE COURT:  Let me get a framework.  You're saying

 11  some of these documents should remain confidential even for

 12  purposes of using them in this litigation; is that what you're

 13  saying?

 14           MR. HILL:  Yes.

 15           THE COURT:  All right.  Make your case, because

 16  you've got an uphill climb, counselor.

 17           MR. HILL:  I appreciate your candor, Judge.

 18      There is -- exhibit 7 is an e-mail between two trustees

 19  who are --

 20           THE COURT:  Could I have a copy?

 21           MR. HILL:  It might be helpful if I just showed you

 22  that.

 23           THE COURT:  Go ahead.

 24           MR. HILL:  This is a detailed e-mail between two

 25  disagreeing trustees who are infighting with one another over

00050 {12:15:41pm}

 01  one matter or another, or probably more likely has something to

 02  do with a philosophical outlook on life.  It's expressed

 03  between two trustees and possibly CC'd to others on the board.

 04      There's no reason to put political information into the

 05  public record even for the purposes of this trial.  And I would

 06  suggest that in the event that they do want to use that, we

 07  ought to take exhibit 7 up at that time and look at the

 08  confidentiality. 

 09           THE COURT:  What's the relevance of 7 and what is

 10  your purpose for asking that the confidentiality be removed and

 11  your using of it, if any?

 12           MR. PLOURDE:  Your Honor, I don't think -- I don't

 13  mean to be disrespectful, and I guess I'm explaining why I'm

 14  not going to be very capable of going into, in detail, the

 15  relevance at this point.  It hasn't been put at issue at this

 16  point.  You know, generally, based on what Mr. Hill is --

 17  Murray is going to help me with the reference --

 18           MR. HILL:  I disagree with that, Judge.  It's in

 19  section 8 of the declaration of Mindy Williams that we filed

 20  along with this that specifically outlines this as an e-mail

 21  between two disagreeing trustees that falls within category 1

 22  protection, which is intra-Foundation business communications,

 23  under the protective order.

 24           MR. PLOURDE:  I understood that the issue presented

 25  by their motion in limine on confidentiality was the

00051 {12:15:44pm}

 01  confidentiality of it as opposed to the relevance of it. 

 02  That's what I was trying to be prepared to address.

 03      Judge, you know, I don't think there's anything in there. 

 04  I mean, the fact that they are disagreeing about how you

 05  approach this, I think, is, in and of itself, irrelevant.  As

 06  far as whether that kind of a disagreement is confidential, I

 07  mean, that's exactly the kind of stuff that you want to be able

 08  to present at trial.

 09           MR. HILL:  Whoa, whoa, whoa, whoa.  They're not

 10  disagreeing over anything about this lawsuit.  They're just

 11  disagreeing about the running of the business of Urantia

 12  Foundation.  If this was a memo between two board of

 13  directors (sic) --

 14           THE COURT:  What you're arguing now then is an

 15  objection to the relevancy of this?

 16           MR. HILL:  Well, I'm saying, I mean, we ought to look

 17  at this on a little bit of a sliding scale given the protective

 18  order's provisions are specifically cover matters pertaining to

 19  business which is not generally known and which the designating

 20  party would not voluntarily reveal the third party.  Somebody

 21  would have to give us a subpoena to get that, and they would

 22  only get it under a protective order at that.  So, given that

 23  that's the standard, I mean, why do they need to use it?  The

 24  reason why they're saying that they ought to be exempt from the

 25  agreement that they made from us is that they want to use it at

00052 {12:15:46pm}

 01  trial.  So I think for the more sensitive information that we

 02  don't want leaking out, we ought to be entitled to an

 03  explanation of exactly how they are going to use it before the

 04  Court enters an order that just slap, you know, removes --

 05  pulls the sticker of confidential off the document.

 06           THE COURT:  Murray?

 07           MR. ABOWITZ:  It addresses The Urantia Book which is

 08  an issue here.  It also addresses the publication of this book

 09  in parts, which is also a critical issue in this case, whether

 10  it is a work that is unitary in nature or it can be separated,

 11  and we think that's relevant. 

 12      Insofar as the protective order is concerned, if they want

 13  a protective order, they can have it, but we ought to be

 14  allowed to show it to the jury at the appropriate time.

 15           THE COURT:  Okay.  Here's my ruling:  I'm going to

 16  deny the motion to maintain confidential designation of the

 17  documents that they've listed here but with the caveat that the

 18  names and addresses of the recipients will be redacted or in

 19  some way protected from public use, and you all can work on the

 20  details of that.

 21           MR. HILL:  Can we also get the understanding that it

 22  can't be used for purposes other than this litigation by their

 23  clients?

 24           THE COURT:  Do you have any problem with that?

 25           MR. ABOWITZ:  Well, it's the same problem that

00053 {12:15:48pm}

 01  Mr. Plourde disclosed to the Court earlier.  We have no control

 02  over it.  We don't want the ire coming back to us that we did

 03  it when it's in some public realm that somebody can get hold of

 04  it and do it.

 05           MR. HILL:  Well, Judge, with all due respect, I mean,

 06  I'm going to be at the trial and I'm going to see what actually

 07  comes into the public record and what doesn't and we can always

 08  come in after the trial and file a motion to seal any exhibits

 09  that are -- that are introduced.

 10           MR. ABOWITZ:  Then that's the way to handle it,

 11  Judge.

 12           MR. HILL:  Well, I agree with that, but in the

 13  interim, motions to seal take time and have to be ruled upon. 

 14  In the interim, you distribute a copy of everything that's in

 15  the public domain for a brief window of time and then, you

 16  know, --

 17           THE COURT:  All right.  Now, I don't know how to

 18  limit from interim use and so forth.  Can that be done

 19  effectively?

 20           MR. HILL:  Judge, I think it ought to be that they

 21  can use it for the -- I think the order ought to be that they

 22  can use it for the purposes of the trial only and that

 23  otherwise you're not impacting either Judge Urbom's ruling in

 24  the Maaherra case or the confidential designation that's placed

 25  on the --

00054 {12:15:50pm}

 01           THE COURT:  Is that growing out of the fact that it's

 02  now confidential by an agreed judgment, order to that effect,

 03  or what?

 04           MR. HILL:  Well, respecting Judge Urbom's order which

 05  remains in effect is a part of it, Judge.  And the other part

 06  of it is the prevention of any ulterior motive.  We don't know

 07  and I suspect, when push comes to shove, that they are not

 08  going to use every one of these.  I mean, this is 1,000-plus

 09  pages of document.  I pray they're not going to use them all.

 10           MR. ABOWITZ:  We're not.

 11           MR. HILL:  Yeah.  And so what this order

 12  accomplishes, Judge, is that those things that are really

 13  essential to their case that they really do need to use, they

 14  get in.  But, otherwise, there's no reason to lift these

 15  designations and thereby create a Pandora's Box issue for The

 16  Foundation.

 17           THE COURT:  All right.  Let me express my general

 18  skepticism down through the ages about confidentiality

 19  provisions and settlement conferences and everything else.  It

 20  has been my experience that they're almost impossible to

 21  enforce.  It just doesn't happen.  I don't mind attempting to

 22  restrict this and ordering the attorneys not to use them or

 23  release them for any purposes other than their use in this

 24  litigation but, in all fairness, I don't know what kind of a

 25  sanction or a problem that I could ever use to enforce it in

00055 {12:15:52pm}

 01  the event that they do get out in the interim.

 02      Now, --

 03           MR. HILL:  Well, if we see all our documents on an

 04  organizational web site in two weeks that's related to

 05  Mr. McMullan, I will concede that we might be on stronger

 06  footing than if --

 07           THE COURT:  I can't think of anything I would enjoy

 08  more than the possibility of sentencing both Ross and Murray to

 09  some sort of severe sanction but I --

 10           MR. ABOWITZ:  Could we get good behavior?

 11           THE COURT:  I'm being facetious here. 

 12      I really don't know how to handle this.  Quite frankly,

 13  I'm inclined to just lift the confidentiality for the purposes

 14  of this trial with the agreement of counsel that they'll redact

 15  the attorneys -- I mean the addressees and addresses and so

 16  forth and let it go at that.  And then you can move for

 17  reimposition of anything, and it may be after the horse is out,

 18  but -- now, do you have any suggestion how you can even

 19  partially or the Court can partially accommodate him on this?

 20           MR. PLOURDE:  Judge, you know, we certainly -- I

 21  think --

 22           MR. ABOWITZ:  I can tell the Court, as an officer of

 23  the court, that I will use my best efforts to restrict the

 24  document.  I want to use it for the purposes of the trial, if

 25  it's used.  I have no desire or intention to hold a press

00056 {12:15:53pm}

 01  conference out here with these documents.

 02           THE COURT:  Well, of course, there's some ill feeling

 03  and some litigation history here between your clients and them

 04  but I don't know how we can restrict them from using them.

 05           MR. HILL:  Well, Judge, can I -- let me bring one

 06  more.  They have, among other things, Urantia Foundation's

 07  internal files regarding an author that we've brought to the

 08  Court's attention, a J. J. Benitez.  In those files, it

 09  contains some analysis and some internal memoranda between

 10  employees of Urantia Foundation regarding things like whether

 11  they view this as copyright infringing or things like -- or

 12  things like that.

 13      Can we at least go through some of these sensitive things

 14  -- there's maybe just a handful -- and see whether or not they

 15  really -- I mean, they've backed down on the Benitez exhibits

 16  that they had and I don't see what -- you know, what the point

 17  is in doing a blanket lifting of this protective order.  I

 18  mean, in some sense, for them to file this -- or force me to

 19  file this right before trial, I don't get the opportunity to do

 20  a detailed breakdown for the Court of all the exhibits. 

 21           THE COURT:  Benitez wrote a couple of books, didn't

 22  he?

 23           MR. HILL:  Right, a handful of books.  And we have a

 24  file on him.

 25           THE COURT:  You have a file on him?

00057 {12:15:55pm}

 01           MR. HILL:  It's exhibit 42.

 02           THE COURT:  He was kind of a little bit in the same

 03  position that your client is in; is that right?

 04           MR. PLOURDE:  If I could suggest this, Judge.  If we

 05  don't use it at trial, we'll keep it confidential.  You know,

 06  if it's not offered and admitted at trial, we'll continue to

 07  maintain their confidentiality.  That would cover Benitez.

 08           THE COURT:  All right.  I think the way I want to do

 09  it is have that understanding and when we get to a particular

 10  document that they intend to offer, I'll give you an

 11  opportunity to object to the lifting of the confidentiality

 12  with regard to that one.

 13      How many are you going to offer?  Do you have any idea?  I

 14  may get into a ton of these things.

 15           MR. PLOURDE:  We've pared it down quite a bit.

 16           MR. ABOWITZ:  We've pared down substantially.

 17           THE COURT:  That would be in your case in chief,

 18  wouldn't it?

 19           MR. ABOWITZ:  Yes, sir.

 20           MR. PLOURDE:  There are a couple that Steve

 21  graciously pointed out that --

 22           THE COURT:  All right.  I'm not going to maintain the

 23  confidentiality of any document that they want to use for them

 24  to offer.

 25      Now then, what about the -- will you agree not to refer to

00058 {12:15:57pm}

 01  them in opening statement and all that sort of thing until the

 02  Court has admitted them and so forth?  That would give you the

 03  right to use it in closing argument but not in the opening

 04  statement. 

 05           MR. HILL:  Let me make a proposal that I hope will be

 06  acceptable because I think when push comes to shove, you're far

 07  more interested in the reader correspondence.

 08           MR. ABOWITZ:  I like some of this other stuff.  I

 09  think a jury will too.

 10           MR. HILL:  All right.  Then my suggestion --

 11           MR. ABOWITZ:  Let me hear the suggestion.

 12           MR. HILL:  What I was going to suggest was that we

 13  wouldn't have any objection to the characterization of things

 14  that have been said in letters or correspondence between

 15  Urantia Foundation and third parties.

 16           MR. ABOWITZ:  That's fair.

 17           THE COURT:  That's probably a pretty good idea, that

 18  we intend to offer evidence rather than to specify exactly

 19  because you haven't got that evidence admitted yet, but just to

 20  say, "We hope and expect to offer testimony or evidence, such

 21  and such," rather than going into great detail.

 22      Okay.  Are we pretty well set now?  Even on the ones you

 23  offer, it won't contain the names of the recipients and

 24  addresses, and they can object to the lifting of

 25  confidentiality on those particular ones. 

00059 {12:15:58pm}

 01           MR. PLOURDE:  (COUNSEL NODS HEAD)

 02           THE COURT:  And they'll not be characterized in

 03  opening statements other than we've mentioned right here.  Fair

 04  enough?

 05           MR. ABOWITZ:  Yes.

 06           THE COURT:  Well, maybe we have stumbled through

 07  that.

 08      All right.  Michael Foundation's motions in limine. 

 09  Motion to bifurcate.  I'm pretty inclined to not allow that. 

 10  I'll hear you briefly on it though but I probably won't pay too

 11  much attention.

 12           MR. PLOURDE:  I'm sorry.  Tell me again.

 13           THE COURT:  Motion to bifurcate.

 14           MR. PLOURDE:  Motion to bifurcate.  That's Murray's.

 15           THE COURT:  Damages are not a big issue.  They're

 16  going to be hard to instruct on maybe and it might be simpler

 17  for the jury -- and I am concerned about the complexity of this

 18  case as far as the jury instructions and everything is

 19  concerned.  But the evidence with regard to damages is not

 20  going to be very extensive, is it?  What will it amount to?

 21           MR. HILL:  A couple hundred books, I think, have been

 22  put out there before the -- before --

 23           THE COURT:  I mean, how much evidence, how much time

 24  are we talking about?

 25           MR. HILL:  We're talking infinitesimally small.  We

00060 {12:15:59pm}

 01  have no damages witnesses, per se.  You know, I mean,

 02  Mr. McMullan will probably -- I would imagine that in his

 03  direct he'll put in most of the evidence that we're going to

 04  use to rely upon for our damages case.

 05           MR. ABOWITZ:  I thought they had a guy that was going

 06  to come in here and say that we deprived them of billions of

 07  dollars of sales in this book.

 08           MR. HILL:  If you're referring to Dr. Rushing, my

 09  economist who is lecturing in Cairo right now, I think the

 10  Court has pretty much already taken care of him.

 11           THE COURT:  What did we do to him?

 12           MR. HILL:  Well, I mean, he may come but he is not a

 13  damages -- he's not a damages -- he's going to testify as to

 14  the quantification of damages.  Judge, I really anticipate that

 15  when we get to the point where it's time to instruct the jury,

 16  we're probably going to elect for statutory damages, which is

 17  purely within the discretion of the Court.

 18           THE COURT:  Okay.  I'll deny the motion to bifurcate

 19  at this time.  Of course, if we're going to bifurcate, we'll

 20  have to do it before the trial starts.  But there won't be much

 21  argument in opening statements with regard to damages, will

 22  there?

 23           MR. HILL:  We're also amenable, Judge -- I mean, in a

 24  complex case like this, if the Court wants to -- I noticed in

 25  reading the special interrogatories and verdict form and

00061 {12:16:02pm}

 01  proposed instructions of the Court, we have no objection to

 02  segmenting the instructions and asking the jury to deliberate

 03  in phases.

 04           THE COURT:  We'll consider doing some things like

 05  that as we go along.  We don't have to decide that before the

 06  trial starts. 

 07      But I'll just deny the motion to bifurcate at this time. 

 08  We'll start with that.

 09      Okay.  The next one is trial depositions taken in these

 10  other cases.  What's your position with regard to those?  Not

 11  the same lawsuit?

 12           MR. PLOURDE:  Not the same lawsuit.

 13           THE COURT:  Not res judicata, not collateral

 14  estoppal, not anything, and you don't want them read?

 15           MR. PLOURDE:  Right.

 16           THE COURT:  Just a separate lawsuit and so forth?

 17           MR. PLOURDE:  That's right.

 18           THE COURT:  And your argument is?

 19           MR. SCHOENTHALER:  Our argument is a little more

 20  complicated than that.  We look at the rules.

 21           THE COURT:  That's a dangerous thing to do.

 22           MR. SCHOENTHALER:  We're withdrawing the Schrader

 23  deposition, so this is only going to be on Helen Carlson. 

 24      Helen Carlson, just to give you a flavor of her testimony,

 25  was a Forum member.  She died after giving a deposition in

00062 {12:16:04pm}

 01  Maaherra.  I believe it was in '94 she gave the deposition. 

 02  They state -- I mean, basically this falls under 804, former

 03  testimony.  Now, for 804, former testimony, you have to have

 04  three things.  You have to have that the witness is

 05  unavailable.  Well, Helen Carlson is deceased.  The deposition

 06  has to be in compliance with the law.  I don't think there's

 07  any problem that the deposition was in compliance with the

 08  law.  It comes down to one issue, and that is the third factor

 09  of 804, which is it has to be a predecessor in interest, having

 10  opportunity and similar motive to develop testimony.  But the

 11  case law is clear; predecessor in interest is not a privity

 12  issue.  It is someone who had -- they collapsed the two. 

 13  There's cases in the Sixth Circuit and the Eighth Circuit that

 14  have basically -- and they're the leading cases -- the Tenth

 15  Circuit cites those cases for the proposition that the two

 16  factors, predecessor in interest and similar motive and

 17  opportunity to develop testimony are collapsed into similar

 18  motive and opportunity to develop testimony.  It's not

 19  identical motive but a similar motive.

 20      Now, to say that in Maaherra, where she was seeking to

 21  have the copyright invalidated and this case where they're

 22  seeking to have the copyright invalidated, if there's not a

 23  similar motive to cross-examine then I don't know what is. 

 24  They argue that they're diametric- -- that their positions are

 25  diametrically opposite of Maaherra.  Well, that's not true. 

00063 {12:16:06pm}

 01  Maaherra argued that the conduit was the author during the

 02  trial.  She also -- now, there's another position: the common

 03  law assignment.  They are saying there was no common law

 04  assignment.  Maaherra said there was no common law assignment. 

 05  I mean, how similar do we have to get?

 06           MR. HILL:  Judge, I was involved in the Maaherra case

 07  and I will tell you that Mr. Lewis played every angle in the

 08  discovery phase and we did not know what position Ms. Maaherra

 09  was taking on specifically why the renewal copyright was

 10  invalid until we saw his summary judgment motion.  If the Court

 11  reviews Judge Urbom's order granting that motion below, the

 12  Court will see that Judge Urbom was looking very closely at the

 13  evidence that Mr. Lewis surmised about the conduit and his role

 14  in this process in denying both the composite work and the

 15  work-for-hire theories in that case.

 16      I think in the Helen Carlson deposition, Mr. Lewis's

 17  questions were about twice as long and exhausting as the

 18  questions that she was asked from Urantia Foundation which

 19  primarily had to do with the custody of the papers on the

 20  premises of Dr. Sadler's residence and offices and the role of

 21  the questions.

 22      We would be significantly prejudiced, I believe, if we're

 23  not able to read the deposition to the jury.

 24           THE COURT:  Let me ask y'all.  Is your main objection

 25  that it was in a different lawsuit as opposed to her being

00064 {12:16:08pm}

 01  unavailable?  I mean, if she had given the deposition,

 02  identical deposition in this case, and then died, you wouldn't

 03  have any problem with her deposition being used? 

 04           MR. PLOURDE:  No.

 05           THE COURT:  All right.  Why not in that other case

 06  then?

 07           MR. PLOURDE:  Well, Judge, they say it's the same

 08  case.  It really isn't.  I mean, as the Court has noted, what

 09  was placed at issue there was -- and I don't know what Mr. Hill

 10  thinks Mr. Lewis was thinking but I think it's pretty clear

 11  from Mr. Lewis's perspective that Kristen Maaherra was not

 12  going to let Mr. Lewis argue that the patient was the author. 

 13  She firmly believed that these were spiritual revelations

 14  written by spiritual beings and that was the entire thrust of

 15  her case.  That's exactly the opposite.  I mean, that's what

 16  they're arguing here, is that the spiritual beings were the

 17  authors of this and they helped compile that but the author --

 18  but the patient had nothing to do with that. 

 19      To stick us with the deposition that was defended by a

 20  lawyer who was trying a different case from what we're trying,

 21  not just a different litigation but trying a different case

 22  from the case that we're trying, I think it's just unfair and I

 23  don't think it's permitted under the law.

 24           MR. SCHOENTHALER:  Your Honor, if what Mr. Plourde is

 25  saying is true, it ought to help their case.  If Mr. Lewis was

00065 {12:16:10pm}

 01  arguing that -- I mean, if we were arguing it was the author,

 02  they ought to be able to use our direct.

 03           THE COURT:  I reviewed some of her deposition

 04  testimony.  How much are we talking about?

 05           MR. SCHOENTHALER:  48 pages.

 06           MR. HILL:  10 minutes.

 07           MR. SCHOENTHALER:  Oh, yeah.

 08           THE COURT:  Are you going to read all of it --

 09           MR. SCHOENTHALER:  No.

 10           THE COURT:  -- or just portions of it?

 11      Have you designated portions of it?

 12           MR. HILL:  We need to take that up today, Your Honor. 

 13  Neither side has designated.

 14           THE COURT:  I'll tell you what I'm going to do, I'm

 15  going to take this under consideration, keep it under

 16  consideration.  It will be --  Will it be in your --

 17           MR. HILL:  Case in chief? 

 18           THE COURT:  It wouldn't be in the case in chief to

 19  begin with.

 20           MR. HILL:  Right.

 21           THE COURT:  I'm going to take this one, the

 22  deposition matter, under consideration.  You all designate or

 23  attempt to designate what portions you're going to use and then

 24  give me any additional authority that you haven't already

 25  provided with regard to this that you want to, if you can,

00066 {12:16:11pm}

 01  overnight, and then I'll take another look at it.  Okay?

 02           MR. HILL:  Thanks, Judge.

 03           THE COURT:  All right.  Now, we've got the expert

 04  testimony, I believe.  Now, there were two of those, wasn't

 05  there, previous unrelated actions?  Wasn't there two

 06  depositions?

 07           MR. HILL:  We're not going to offer Schrader.

 08           THE COURT:  Okay.  It's moot then.

 09           MR. HILL:  Yeah, at least for now.  We don't

 10  anticipate doing it.

 11           THE COURT:  The only one then that I've got under

 12  consideration is the one --

 13           MR. SCHOENTHALER:  Helen Carlson.

 14           THE COURT:  What was her name?  Kendall?

 15           MR. HILL:  Helen Carlson, right, the deposition.

 16           THE COURT:  Okay.  Carlson, Helen Carlson.  You all

 17  designate, and if they look at that, they may or may not want

 18  to object.  If they do, I'll make a ruling on it.

 19           MR. HILL:  Your Honor, can we designate -- can we

 20  agree -- do you all have any issue with agreeing to go ahead

 21  and designate all portions of all depositions that you might

 22  offer and that we might offer so that each side can have a

 23  little bit of advance notice in case you want to take advantage

 24  of the contents?

 25           MR. ABOWITZ:  Sure, sure.

00067 {12:16:13pm}

 01           THE COURT:  Okay.  Motion to exclude testimony from

 02  expert witness Elizabeth Engstrom.

 03           MR. HILL:  Judge, Ms. Engstrom -- Mr. McMullan --

 04           THE COURT:  She is a literary analyst; is that

 05  correct?

 06           MR. PLOURDE:  Well, she's an author.

 07           THE COURT:  I mean, that's the, quote, expert being

 08  offered.  What is a literary analyst?

 09           MR. HILL:  Somebody who analyzes writing style.

 10           THE COURT:  Somebody that can read writing? 

 11      Nobody mentioned Daubert or anything else but I really am

 12  concerned about what my gatekeeping role is in this area and

 13  why -- I'll be real frank with you, until Daubert and Khumo 

 14  came along, we were pretty liberal about letting almost anybody

 15  who came in here and said they could read and write give their

 16  opinions but obviously the gatekeeping role has risen somewhat

 17  dramatically.  I'm no expert on Daubert and Khumo but I do know

 18  this, that you can't just let anybody come in here with a,

 19  quote, junk scientist theory and say, "I believe, I believe, I

 20  believe."  It seems to me that someone --  You want her to

 21  testify that she can tell whether one or five people or 10

 22  people or 70 people contributed to a literary work; is that

 23  correct?

 24           MR. HILL:  Well, that's what her opinions were.  I

 25  think what we're --

00068 {12:16:14pm}

 01           THE COURT:  That's what you want her to testify to. 

 02  You want her to give her opinion that more than one person --

 03  well, tell me what testimony you're going to --

 04           MR. HILL:  That there's evidence --  That there's

 05  evidence in the book itself that there's multiple authorship.

 06           THE COURT:  That's her opinion then?

 07           MR. HILL:  Yes.

 08           THE COURT:  And tell me what she's relying upon to

 09  determine -- to form that opinion and whether it has any

 10  credence or acceptability in any kind of a body or if it's

 11  just -- could I come in there and say, "I've read this thing

 12  and I really believe there's more than one person"? 

 13           MR. HILL:  Okay, Judge.  She's relying on standard

 14  accepted principles of literary style which says that you look

 15  at --

 16           THE COURT:  Outline a few of those for me.

 17           MR. HILL:  Language choice, idiom; considerations of

 18  regional dialect; considerations of spelling; considerations of

 19  consistency; consideration of perspective, point of view; and

 20  consideration of --

 21           THE COURT:  Now, let me interrupt you just a little. 

 22  That's what she does when she makes a literary analysis, isn't

 23  it, is look at all those various things?

 24           MR. HILL:  Yes, Your Honor.

 25           THE COURT:  And then she forms a conclusion that it

00069 {12:16:16pm}

 01  was more than one person that did it; is that right?

 02           MR. HILL:  Yes, Your Honor.  Can I address the

 03  standard?

 04           THE COURT:  Are there any other group of, quote,

 05  experts that does this sort of thing and who would have an

 06  opportunity to examine her methodology and so forth and

 07  determine whether she's doing it right?  And is she accepted,

 08  has she written or has she been accepted by any of her peer

 09  groups?

 10           MR. HILL:  There's no formal organization that I'm

 11  aware of in what I guess we would have to call the literary

 12  forensics that we're talking about.

 13           THE COURT:  There's no association of literary

 14  analysts?

 15           MR. HILL:  There's no -- well, I don't think there

 16  probably is a formal association of literary analysts, Judge. 

 17  However, there are books that have been written that identify

 18  this as a reliable method.  I'll give you an example.  The

 19  movie Primary Colors, perhaps you've seen the movie.

 20           THE COURT:  I've seen it. 

 21           MR. HILL:  You remember the book, --

 22           THE COURT:  Read it.  Read the book.

 23           MR. HILL:  -- the book that preceded it was written

 24  anonymously and a professor of English at Vassor College --

 25           THE COURT:  Kline wrote it.

00070 {12:16:17pm}

 01           MR. HILL:  Yeah, but the only reason Kline had to

 02  come out and admit it is because Don Foster analyzed the

 03  writing of George Stephanopolis and everybody else who was on

 04  the train and --

 05           THE COURT:  And eliminated everybody but him?

 06           MR. HILL:  Yeah, by using the same or very similar

 07  approach, the approach of any competent literary analyst.  The

 08  people who do this are the people that judge writing

 09  competitions, who evaluate the writings of students, who are

 10  intent on being writers, who are either --

 11           THE COURT:  Let me ask you this:  Have you had -- 

 12  have you found any cases where a court has allowed a literary

 13  analyst to testify in his opinion, his or her opinion, with

 14  regard to just exactly what you're doing here?  Have you got

 15  some cases?

 16           MR. HILL:  To exactly what we're doing here?  I've

 17  seen cases --

 18           THE COURT:  Well, say, more than one. 

 19           MR. HILL:  There are cases in the copyright arena

 20  that are cited in our brief, Your Honor, where literary

 21  analysts are used, and there's a specific reference to one

 22  Southern District of New York case, I believe, to the fact that

 23  expert literary analysts did testify to their competing

 24  interpretations of a work.  In that copyright case, the issue

 25  was literary analysis to show parity or nonparity.  And that's

00071 {12:16:19pm}

 01  the same -- that issue is actually going on right now in

 02  Atlanta regarding the so-called sequel to Gone With The Wind.

 03           THE COURT:  Have you had any cases with regard to

 04  this sort of an expert where Daubert or Khumo has raised its

 05  ugly head yet?

 06           MR. HILL:  Just the case last month in Atlanta.

 07           THE COURT:  Huh?

 08           MR. HILL:  Just the case last month in Atlanta,

 09  Judge, where you had a professor of African-American studies

 10  who was an influential black writer, a professor of English at

 11  Emory University and one other eastern school testifying as

 12  experts on literary analysis over the content of Wind Done

 13  Gone, which is the sequence to Gone With The Wind.

 14           THE COURT:  Oh, that's right.  The Gone With The Wind

 15  deal?

 16           MR. HILL:  It's debatable whether it's a sequel.

 17           THE COURT:  Well, there was not a copyright

 18  infringement there, or there was?

 19           MR. HILL:  They held both, actually.  The district

 20  court entered a preliminary injunction and the 11th Circuit

 21  just reversed it on emergency appeal.

 22           THE COURT:  Wind Done Gone is going to come out,

 23  isn't it?

 24           MR. HILL:  Well, it is but the litigation is ongoing.

 25           THE COURT:  Oh, it is?  They're going to the Supreme

00072 {12:16:21pm}

 01  Court on that?

 02           MR. HILL:  No.  It was just on a preliminary

 03  injunction, Judge, so it has gone back down to the district

 04  court.

 05           THE COURT:  Okay.  What do y'all think about it?  Let

 06  me hear from y'all about this expert here.

 07           MR. ABOWITZ:  It's remote, Judge, in the terms of

 08  whether or not this Court can consider that technique to be

 09  reliable enough to allow the jury to consider it.  None of what

 10  counsel has said here specifically relates to what this expert

 11  is going to do in this case.  The identification of who wrote

 12  Primary Colors, the dispute about -- and the expertise these

 13  people utilize to teach and analyze student writing have

 14  nothing to do with testifying to an ultimate opinion in this

 15  case that will affect the outcome that based upon these various

 16  techniques that I have available to me by virtue of my

 17  education and the fact I can write, I'm going to explain to

 18  them that, in my opinion, this is 70 different -- 20 different,

 19  10 different people that wrote this."  And, if you take their

 20  view of it, they say this is not human writing.  So, that's an

 21  interesting question.  Has this woman ever seen writing from

 22  celestial beings that she can stand as an expert and determine

 23  whether all those things apply?

 24           THE COURT:  If you'll get her a job as an expert, I

 25  bet you she'll come up with one.

00073 {12:16:24pm}

 01      I'm being facetious.

 02      Both of these experts can come up with whatever --

 03           MR. ABOWITZ:  And they do, Judge.

 04           THE COURT:  All right.  I tell you what, this is an

 05  interesting question and it's not just because of my interest

 06  in it but I'm going to take this one under consideration and

 07  get you all to give me any additional authorities or analysis

 08  with this.  This is not going to be offered until later in --

 09           MR. HILL:  Right.  Probably won't come up until next

 10  week.

 11           THE COURT:  Well, give them to me and my very able

 12  law clerk as quickly as you can and we'll rag it around a

 13  little bit.

 14           MR. HILL:  We would like, Your Honor, however, if you

 15  rule in advance on the motion, we still would like to reserve

 16  the right to make an offer of proof --

 17           THE COURT:  Oh, you'll get --

 18           MR. HILL:  -- outside the presence of the jury.

 19           THE COURT:  You'll obviously get an opportunity to do

 20  that.  If I deny it, you'll get an opportunity to make an offer

 21  of proof.

 22           MR. HILL:  And I just want to raise a point of

 23  clarification, that Mr. McMullan has made a number of

 24  statements and characterizations regarding The Urantia Book and

 25  Ms. Engstrom is also a -- has read The Urantia Book cover to

00074 {12:16:26pm}

 01  cover and her perceptions from having read it may not be the

 02  same as his.  In the event that Your Honor grants the motion in

 03  limine, I'm assuming that that's not going to prevent her from 

 04  testifying about her perception about the case the same way I

 05  anticipate Mr. McMullan is going to do as he has done in his

 06  declarations.  It may not be conclusionary but --

 07           THE COURT:  The way I understood it, she was going to

 08  offer her opinion that it was written by more than one person

 09  and that's --

 10           MR. HILL:  That's what we're seeking to have her

 11  qualified as an expert for.

 12           THE COURT:  Now then, aside and apart from that, you

 13  intend to offer her as a witness as to what she understands the

 14  book to mean or what?

 15           MR. HILL:  No.  As to her perception about the way

 16  that the book is put together, the way that concepts are

 17  discussed.  I mean, they're advocating this theory that this

 18  is a -- that this is a -- I guess they call it a unified

 19  literary work and have advanced several contentions towards

 20  that end dealing with everything from the way that the papers

 21  are organized to the internal contents of each of the papers,

 22  and Mr. McMullan certainly has no more credentials than

 23  Ms. Engstrom to offer that kind of lay opinion testimony.

 24           THE COURT:  Okay.  But those are conclusions -- it

 25  would be her opinion or, quote, conclusions, would it not?

00075 {12:16:33pm}

 01           MR. HILL:  It would not be -- well, it may be lay

 02  opinion, Judge, the same way that Mr. McMullan's testimony

 03  about his perceptions of the book from having read it would be

 04  lay opinions.  I just want to make sure that what's good for

 05  the goose is good for the gander.

 06           THE COURT:  You intend to object if he gets in there

 07  and starts saying, "In my opinion, it was done so and so," and

 08  you're going to object to his opinion being offered in that

 09  regard?

 10           MR. HILL:  If he gets up there and he starts

 11  testifying that, you know, "Well, you know, the reason why I

 12  think this is a unified literary work is because, you know, it

 13  has a beginning and a middle and an end and it follows

 14  through -- there's places in the book where it's all

 15  chronological," and starts advancing this towards his --

 16  towards the conclusion that best meets his own end, I want to

 17  make sure that I have a right to call a witness who may bring

 18  out things from the book that don't particularly comport with

 19  that.

 20           THE COURT:  Murray is squirming over here.  Let me

 21  see what he has to say.

 22           MR. ABOWITZ:  I think Mr. McMullan stands much higher

 23  on the threshold than a lay witness.  The testimony will be

 24  that he has developed a comprehensive index of this book, that

 25  he's read it hundreds of times, has developed the derivative

00076 {12:16:35pm}

 01  works, has authored derivative works on the book, and he is

 02  accepted in that community as an expert.

 03           THE COURT:  You want to offer his opinion but you

 04  don't want --

 05           MR. ABOWITZ:  Well, if she can qualify on that basis,

 06  yeah.

 07           MR. HILL:  Well, all you have -- I mean, all you'd

 08  have to do is --

 09           MR. ABOWITZ:  She read it once. 

 10           MR. HILL:  That's not true.  You don't know how many

 11  times she's read the book at this point.

 12      The point of it is is that this is either lay opinion

 13  testimony or it's not, Judge.  And if it's lay opinion

 14  testimony, under the rule, it has to be based on rational

 15  perceptions of the witness.  Presumably the witness would have

 16  to have some experience in having read the book.  And once that

 17  threshold is crossed, provided that the Court thinks that the

 18  conclusion has relevance, which I think the Court's summary

 19  judgment order speaks to the fact that it does, --

 20           THE COURT:  I don't have a motion before me with

 21  regard to his testimony right now.

 22           MR. ABOWITZ:  Correct.

 23           THE COURT:  And I'm taking this other one into

 24  consideration.  And then I suppose what we'll have to do is

 25  just object to his, when it's offered, if you have an objection

00077 {12:16:36pm}

 01  to his testimony.  And then you would further have, if I permit

 02  it when you object to it, then you would reissue or reiterate

 03  your support for her being allowed to express opinions.  Let's

 04  leave it at that.

 05           MR. HILL:  That's fine.

 06           THE COURT:  Okay.  Scott Wharton.

 07           MR. HILL:  I'm not sure that -- I'm not sure but that

 08  we might be able to reach an agreement regarding Mr. Wharton's

 09  testimony as an expert witness given the Judge's summary

 10  judgment order.

 11      Are you all intending to criticize the original

 12  registration certificate, specifically the listing of Urantia

 13  Foundation as author on the original registration certificate? 

 14  Because I think that's probably the only expert opinion that we

 15  would bring Mr. Wharton in on.

 16           THE COURT:  They're objecting on the basis of legal

 17  conclusions, and you're attempting to get him to testify as to,

 18  quote, procedures.  Is that a dichotomy that makes any sense or

 19  not?

 20           MR. HILL:  Well, I think there is a standard of

 21  practice about listing organizations as author on an

 22  application for copyright and I certainly think that it's

 23  acceptable for Mr. Wharton to testify as to what that standard

 24  is and what copyright practitioners would look to in that

 25  standard without drawing the ultimate -- without drawing any

00078 {12:16:39pm}

 01  ultimate conclusions about the nature of the work which are the

 02  conclusions that are in this case.

 03           THE COURT:  Well, let me tell you, I can't issue a

 04  ruling in advance on this other than a generalized ruling that

 05  we all know that a witness cannot invade the province of the

 06  court or the jury in testifying with regard to legal

 07  conclusions.  I reiterate that, and then we're just going to

 08  have to kind of analyze those as the questions come about as to

 09  whether it falls under that prohibition or not. 

 10           MR. HILL:  That's fine, Judge.

 11           THE COURT:  Now then, Katharine Harries and Arden

 12  Schilb (sp).

 13           MR. SCHOENTHALER:  Yes, Your Honor.  Katharine

 14  Harries was a Forum member.  She began going to what is now

 15  Urantia Foundation headquarters at the age of -- she's not

 16  sure -- 7, 8 or 9.  That was in 1934.  She was born in 1925. 

 17  She began to read papers in '38 and '39 and she joined the

 18  Forum in 1941. 

 19      Now, they say that she shouldn't be allowed to testify

 20  because either it's hearsay and not based on her personal

 21  knowledge regarding the Forum, the Contact Commission, and the

 22  question-and-answer process, etc., or it's irrelevant because

 23  she joined after the questions had stopped, after the papers

 24  had been complete.  They cite, for the proposition that the

 25  papers are complete, the book itself.  They say that certain

00079 {12:16:40pm}

 01  parts ended in certain times but they state they were -- that

 02  the book was certainly complete by 1936. 

 03      Well, you know, they haven't taken her deposition.  They

 04  don't know what she's going to say.  I'm going to tell you

 05  she's going to say that it wasn't complete at that time; there

 06  were still questions being asked and still responses being

 07  received.  Now, that makes it relevant, and also, since she has

 08  observed this, it makes it not hearsay.

 09           THE COURT:  I think he's got a right to call her --

 10           MR. PLOURDE:  You know, Judge --

 11           THE COURT:  -- and testify as to what she saw and did

 12  at that time.  Not what had necessarily taken place previous to

 13  that.  But I think -- I don't think there's any question that

 14  she can testify -- and it also occurs to me that that might be

 15  relevant, what they did at the time she was there might be

 16  relevant as to what they had done.  In other words, the jury

 17  could draw some conclusions from what she said about their

 18  activities as to what did take place.  But she can't testify

 19  that it took place but simply about what she did as she was

 20  there.

 21           MR. PLOURDE:  Honestly, Judge, you know, the evidence

 22  I think is so fairly complete, that it was done -- that the

 23  book was done by 1936, that anything that she says is just

 24  not --

 25           MR. SCHOENTHALER:  Well, --

00080 {12:16:42pm}

 01           MR. PLOURDE:  -- not credible.  Let me finish.

 02           MR. SCHOENTHALER:  I apologize.

 03           MR. PLOURDE:  Not credible.  I mean, the history of

 04  the Urantia movement that they rely on -- I mean, all the

 05  evidence. 

 06           MR. HILL:  It says --

 07           THE COURT:  That would be argument.

 08           MR. PLOURDE:  If I could finish the sentence without

 09  being interrupted, I think we might be able to get to the

 10  bottom of this. 

 11      You know, to the extent that there's that limited thread

 12  of proof that they may be able to offer to contradict all the

 13  evidence that's before the Court to the contrary, you know, I

 14  suppose it is relevant.

 15      Schilb, they don't make any argument and I think the

 16  argument is pertinent to that.  All they say that she'll

 17  testify to is regarding the formation of the Urantia Foundation

 18  in 1950 and that's not relevant to any issue.

 19           MR. SCHOENTHALER:  Your Honor, she joined The Forum

 20  in 1949.  The book was published in '55.  The Urantia

 21  Foundation was formed in 1950.

 22           THE COURT:  Yeah, I'm going to deny the motion with

 23  regard to her.

 24           MR. SCHOENTHALER:  Okay.

 25           THE COURT:  Arden Schilb.  Tell me about that.

00081 {12:16:43pm}

 01           MR. SCHOENTHALER:  That's what I was talking about.

 02           THE COURT:  Okay.  Who is Katharine Harries?

 03           MR. HILL:  That's who we have been talking about.

 04           THE COURT:  Okay.  All right.  Two different people?

 05           MR. SCHOENTHALER:  Yes.

 06           THE COURT:  You're going to offer the testimony of

 07  two different people?

 08           MR. PLOURDE:  On Schilb, what they say Schilb will

 09  testify to is regarding the formation of Urantia Foundation in

 10  1950.  As they just said, she didn't join the Forum until 1949,

 11  long after the book was complete.  The formation --

 12           THE COURT:  I think -- and I'm interrupting you again

 13  -- but I think that's argument.  I think you can point that out

 14  and it's argument that it's her credibility in that regard or

 15  her knowledge or the impact or value of it.  But I'm going to

 16  deny the motion in limine.

 17      All right.  Does that finish it all on the motions in

 18  limine?  Have we got any more?

 19           MR. PLOURDE:  That's it.

 20           THE COURT:  Okay.  Let's talk about -- what else?  Do

 21  you all have copies of the proposed instructions and the

 22  verdict form and interrogatories and all that sort of stuff?

 23           MR. ABOWITZ:  Judge, may I just address a question on

 24  the Court's procedures on voir dire?  Are you going to

 25  permit --  How are you going to handle that?

00082 {12:16:45pm}

 01           THE COURT:  Well, I wanted to talk about that some. 

 02  I don't know whether we ought to get into -- maybe we ought to

 03  take a luncheon break now and then I'll have another session

 04  with you.  Certainly, I want to turn you over to the tender

 05  mercies of Anil and Cindy, if she wants to participate, with

 06  regard to an instructions conference this afternoon.  Let's see

 07  what we need to do.  I don't think we can do it before we take

 08  a luncheon break.

 09      We need to talk about preliminary statements.  Have you

 10  all had a hand at doing that yet, preliminary statements by the

 11  Court to the jury outlining the simplicities of this little

 12  jewel? 

 13           MR. HILL:  I like the preliminary statement in the

 14  instructions just fine.

 15           THE COURT:  Okay.  Well, let me ask you this --

 16           MR. HILL:  There may be a little more advance preview

 17  to that.

 18           THE COURT:  To tell you the truth, I haven't read --

 19  I read the proposed instructions but I didn't remember the

 20  preliminary statement in that regard.  But I do need a good

 21  preliminary statement. 

 22      And then let's discuss just for a minute what you all

 23  would suggest with regard to the voir dire examination.  I can

 24  do what I normally do.  What I normally do is ask them

 25  questions, and certainly ask them how many copyright lawsuits

00083 {12:16:46pm}

 01  they've been involved in and how many have they decided and how

 02  many of their family members have been sued for copyright

 03  violations and all that sort of thing.  But, quite seriously,

 04  then I ask them if they could be fair and impartial to all the

 05  parties and their previous experience as jurors, and so forth. 

 06  And then I let them stand up, each one of the people that are

 07  under consideration, and make a brief statement with regard to

 08  their background, education, interests and so forth, academic

 09  and otherwise. 

 10      Normally, I don't permit the attorneys to ask any specific

 11  questions simply in the interest of time.  I think I'd be

 12  willing to consider doing that if I could get some idea what

 13  you wanted to ask.  I usually let the attorneys then submit any

 14  questions that they have to me to ask of any individual juror. 

 15  Something may have peaked your interest or concern and I

 16  usually do that.  I might even deviate that a little and let

 17  you all participate.  How do all you feel about it?  I never

 18  knew a lawyer that didn't want to participate in voir dire, so

 19  I assume you all do.  How can I put some kind of a handle on it

 20  and let you get to the main things you want to get at?

 21           MR. ABOWITZ:  Well, if the Court were to follow the

 22  procedure that has been outlined here and give us a little bit

 23  of time, I don't know, 20 minutes or so, to follow up on that,

 24  and anything more than that that comes up, I think that would

 25  be helpful.

00084 {12:16:48pm}

 01           THE COURT:  Do all of y'all agree with that?

 02           MR. HILL:  I don't have a problem with your

 03  suggestion.  You take it first, let them talk, and then give

 04  Murray and I or Ross and I --

 05           THE COURT:  With the normal caveats of no hugging and

 06  kissing of the jurors and all that sort of thing when you're

 07  conducting the voir dire.

 08           MR. HILL:  No characterization of the evidence. 

 09           MR. ABOWITZ:  Do we have the Layn Phillips rule in

 10  effect? 

 11           THE COURT:  What's that?

 12           MR. ABOWITZ:  Tethered to the podium.

 13           THE COURT:  All right.  Let's do that.  I'm going to

 14  let you all have -- after I have a hand at it and before we

 15  start passing for cause and so forth, I'm going to let you all

 16  have about -- let's say 15 minutes to the side.  Can you both

 17  do it in 15 minutes?

 18           MR. ABOWITZ:  Well, can we agree to the 15 and then

 19  if we get into something that creates a problem, we can --

 20           THE COURT:  You can ask for some additional time, and

 21  so forth.  But try to limit it to 15 minutes so you get the

 22  ones that you're really interested in.  I think I'll do that in

 23  this case.  So we'll take -- normally, we only allow about 15

 24  minutes in opening statement in these cases per side but I

 25  think we're going to deviate from that in this case.  But in

00085 {12:16:50pm}

 01  the voir dire, I'll try to do it, get them to stand up and make

 02  some statements, and then give you about 15 minutes to the side

 03  and we'll just go from there.

 04      All right.  Have you got all your proposed -- your voir

 05  dire questions submitted?

 06           MR. ABOWITZ:  Yes.

 07           THE COURT:  Are they all in?

 08           MR. HILL:  Yes, Judge.

 09           THE COURT:  I haven't seen those yet. 

 10      I'm going to turn you over this afternoon --

 11      Anil, when do you want to start meeting with these

 12  gentlemen?  1:30?  Do you all want to get back after lunch

 13  and --

 14           THE LAW CLERK:  Do you all need some additional time

 15  to prepare?

 16           MR. HILL:  I actually have a couple of questions,

 17  Judge, since I have never tried a case in your courtroom

 18  before.

 19           THE COURT:  Fire away.

 20           MR. HILL:  If you don't mind.

 21      First of all, there is an issue, we're filing a motion

 22  this afternoon to quash a subpoena that was served at the

 23  settlement conference last week upon Richard Keeler, the

 24  president of Urantia Foundation.  He resides in Evanston,

 25  Wyoming but was here pursuant to the Court's order that someone

00086 {12:16:51pm}

 01  with the authority to settle the case be present at the

 02  settlement conference.  I accepted service for him at the

 03  settlement conference from Mr. Abowitz.

 04      The argument is they have two of his deposition

 05  transcripts that I believe they already were prepared to read

 06  to the jury.  That's 1,200 miles away.  I think it's pretty

 07  clear under the law that they can't require -- they can't

 08  require that subpoena -- that subpoenaed witness to travel

 09  1,200 miles and make himself available for the duration of the

 10  trial.

 11           THE COURT:  Have you filed a motion to quash on that?

 12           MR. HILL:  We're filing it this afternoon.

 13           MR. SCHOENTHALER:  It has been filed.  We have the

 14  service copies here.

 15           MR. HILL:  I haven't signed the service copies yet.

 16           THE COURT:  Why don't you furnish a copy to them and

 17  I'll give them an opportunity to respond.

 18           MR. HILL:  Sure.  I just wanted to make sure the

 19  Court was aware of that issue.

 20           MR. ABOWITZ:  I'd like the record to reflect, Judge,

 21  that I did not attempt to serve Mr. Keeler.  I first asked

 22  counsel if he would accept the subpoena and he agreed that he

 23  would.

 24           MR. HILL:  Acceptance of service doesn't resolve the

 25  jurisdiction.

00087 {12:16:53pm}

 01           THE COURT:  I mean, the record will so reflect what

 02  you've said.

 03      How much time do you need to respond to this?

 04           MR. ABOWITZ:  I haven't seen it, Judge.

 05           THE COURT:  Well, time is kind of the essence.

 06           MR. ABOWITZ:  It is for us too.

 07           THE COURT:  Yeah.

 08           MR. HILL:  These trustees of Urantia Foundation are

 09  volunteers.  They don't get paid.  They have jobs.  They've got

 10  not one but two deposition transcripts.

 11           THE COURT:  I'd rather get their response to the

 12  legal aspect of it before we get into the equities of it and so

 13  forth.  Can you all put someone to work on it during the noon

 14  hour --

 15           MR. ABOWITZ:  I will.

 16           THE COURT:  -- and try to get it in by 4:00 or 4:30

 17  this afternoon?  If you can't, get it in first thing in the

 18  morning and I'll take a look at it.

 19           MR. HILL:  Can we --  Can we go ahead and agree as to

 20  how long the Court is going to give us for opening statements?

 21           THE COURT:  15 minutes unless more is needed.  Oh,

 22  opening statements?

 23           MR. HILL:  Opening. 

 24           THE COURT:  I thought you meant voir dire.

 25           MR. HILL:  I'm curious.

00088 {12:16:54pm}

 01           THE COURT:  Oh, I don't know.  What do you suggest?

 02           MR. HILL:  Either 30 or 45 minutes, depending upon --

 03  I'm agreeable with --

 04           THE COURT:  What do you all suggest?  Are you going

 05  to divide it or each one --

 06           MR. PLOURDE:  Murray is going to take it.

 07           MR. ABOWITZ:  30.

 08           THE COURT:  If we can get Murray to shut up in 30

 09  minutes, it would be a miracle.  We'll try.  30 minutes.

 10           MR. HILL:  An hour on closing?

 11           THE COURT:  Let me wait for -- at our final

 12  instructions conference, I'll make a decision.  That depends a

 13  little bit on how long the evidence has taken.

 14      Now, one thing I am going to consider doing, and I haven't

 15  decided to do this yet, is maybe let you use in closing

 16  argument outlines of the interrogatories and the verdict forms

 17  for educational purposes, not to go with the jury to the jury

 18  box -- or to the jury deliberation room.  So, in your closing

 19  argument you can say, "If you find this, this and this, this is

 20  the interrogatory you'll mark and this is so and so."

 21           MR. HILL:  Like having the verdict form blown up?

 22           THE COURT:  Kind of blown up and demonstrated to them

 23  but I wanted you to understand that I'm not going to let them

 24  take them down into the jury room with them but let you use it

 25  in your closing.

00089 {12:16:56pm}

 01      Let's see.  That's all I can think of.  There'll be a lot

 02  of other things.  I'll see you all -- why don't you come back

 03  at 1:30.  Is that a sufficient break?

 04           MR. HILL:  Should be fine. 

 05           MR. PLOURDE:  Judge, are you going to be here this

 06  afternoon at all?

 07           THE COURT:  I'll be here all afternoon.  I'm going to

 08  be tied up in some other matters though.

 09           MR. PLOURDE:  There was one issue in the instructions

 10  that we were hoping to take up.  I don't think it's a big deal. 

 11  It's use of the term "conduit" in the instructions and we were

 12  hoping to get you to consider --

 13           THE COURT:  All right.  I'll be here.  When my law

 14  clerk thinks it's an appropriate time, if you all want to come

 15  in, I'll take a look at that after you all have had an

 16  opportunity to hash it out.  I don't want to be a part of all

 17  the preliminary negotiations on them but you want that done, I

 18  assume, before opening statements and so forth?

 19           MR. PLOURDE:  Yeah.  Yes, Judge.  I mean, I think it

 20  will only take a second to resolve.

 21           THE COURT:  I'll be here and Anil will start meeting

 22  with you all at 1:30, gentlemen.  Thank you very kindly.

 23      (PROCEEDINGS CLOSED)

 24                             

00090 {00:00:00PM}

 01                  REPORTER'S CERTIFICATION

 02      I CERTIFY THAT THE FOREGOING IS A TRUE AND CORRECT

 03  TRANSCRIPT OF THE PROCEEDINGS IN THE ABOVE-ENTITLED MATTER.

 03 

 04 

 04 

 05                                                             

 05  Date                              Greg Bloxom

 06 

 07 

 08 

 09 

00001 {10:29:14am}

 01            IN THE UNITED STATES DISTRICT COURT

 02            FOR THE WESTERN DISTRICT OF OKLAHOMA

 03                             

 04  MICHAEL FOUNDATION, INC.,

 04 

 05              Plaintiff,

 05 

 06  vs.                            CASE NO. CV-00-0885-W

 06 

 07  URANTIA FOUNDATION, et al.,

 07 

 08                 Defendants.

 08 

 09 

 09 

 10 

 10                             

 11                             

 11                             

 12            REPORTER'S TRANSCRIPT OF PROCEEDINGS

 12                HAD TUESDAY, JUNE 12, 2001

 13   BEFORE THE HONORABLE LEE R. WEST, SENIOR JUDGE PRESIDING

 13                             

 14                JURY TRIAL - VOLUME I OF VII

 15 

 16 

 17 

 18 

 19                      A P P E A R A N C E S

 20  FOR THE PLAINTIFF:                   MR. ROSS A. PLOURDE

 20                                       MR. MURRAY E. ABOWITZ

 21                                       Attorneys at Law

 21                                       Oklahoma City, Oklahoma

 22 

 22  FOR THE DEFENDANTS:                  MR. STEVEN G. HILL

 23                                       MR. PETER SCHOENTHALER

 23                                       MR. ERIC MAURER

 24                                       Attorneys at Law

 24                                       Atlanta, Georgia

 25                                    

 25    

00002 {10:29:14am}

 01                     INDEX OF VOLUME I

 02  ---------------------------------------------------------------

 03  PEREMPTORY CHALLENGES ...................................  50

 04  PLAINTIFF'S OPENING STATEMENT ...........................  68

 05  DEFENDANTS' OPENING STATEMENT ...........................  77

 05 

 06  PLAINTIFF'S WITNESSES:

 06 

 07  KENNETH RICHARD KEELER

 07 

 08          DIRECT (By Mr. Abowitz) .......................  93

 08 

 09                         **********

 10 

00003 {10:29:14am}

 01  PROCEEDINGS:

 02  ---------------------------------------------------------------

 03      (THE FOLLOWING PROCEEDINGS WERE HAD IN THE JUDGE'S

 04  CHAMBERS, OUT OF THE PRESENCE AND HEARING OF THE JURY:) 

 05           THE COURT:  Okay, gentlemen.  Let's hear a

 06  discussion, first, of the settlement and compromise.  You

 07  submitted a brief.  Let's rehash that and see what you --

 08  you've cited some authority here.  Let me hear from y'all

 09  again.  No, it's your motion, isn't it, on the settlement and

 10  compromise?

 11           MR. HILL:  It is, Judge.

 12           THE COURT:  Why don't you restate your position in

 13  that regard.

 14           MR. HILL:  Our position is that bad faith in the

 15  cybersquatting claim is an element of the offense and for them

 16  to bring in settlement negotiations evidence as a way of

 17  negativing our claim of bad faith, which is one of the elements

 18  of our prima facie case, is inappropriate.  And where it is

 19  coming in for that purpose, the residual exceptions for things

 20  like proving a contention of undue delay are meaningless.  They

 21  say in the brief that they filed that the reason why it's

 22  probative is because it shows that Mr. McMullan didn't act in

 23  bad faith, or, in the alternative, it keeps the damages down.

 24           THE COURT:  Okay.  Now, you filed a brief citing some

 25  additional authority.  Tell me what you contend this authority

00004 {10:29:17am}

 01  supports.

 02           MR. PLOURDE:  Well, Judge, if I could just fine tune

 03  what he said a little bit.  Obviously, if it wasn't probative

 04  to something, it wouldn't be admissible.  I think what 408 goes

 05  to is eliminating the kind of evidence that shows that a party

 06  has some conscious awareness of their liability or some

 07  conscious awareness that their claim is no good as opposed to

 08  going directly to an element of the claim and defeating an

 09  element of the claim.

 10      The authority that we submitted, Judge, is in the bad

 11  faith insurance adjustment area.  We submitted a case that

 12  states that where settlement negotiations showing or tending to

 13  show that the insurance company failed to make a good-faith

 14  offer -- in other words, the insured was entitled to submit

 15  evidence that the insurance company failed to make a good-faith

 16  offer in establishing the claim, it's the inverse of what we're

 17  trying to do here.  We're trying to use it to negate --

 18           THE COURT:  That's the only authority you could

 19  find?  You couldn't find authority for the converse of the

 20  situation?

 21           MR. PLOURDE:  I didn't find any cases either way on

 22  the converse.

 23      But the case that was cited that says --

 24           THE COURT:  Urico (sp) or whatever the name of that

 25  case is?

00005 {10:29:21am}

 01           MR. PLOURDE:  Yes.  That case doesn't say what they

 02  said it says.  What it says is that -- or it basically says

 03  that while it may be admissible to offer -- you know, to prove

 04  no bad faith, what the party there is offering it for is to

 05  show -- I'm getting this screwed up, Judge -- is there, the

 06  claim was --

 07           THE COURT:  I don't need any help in getting screwed

 08  up.

 09           MR. PLOURDE:  Listen, I'm doing this from memory.

 10      There, the claim was you didn't step in and defend us, and

 11  the insurance company offered or tried to offer evidence of

 12  their settlement offer and the Court said, "That doesn't go to

 13  whether or not you were in bad faith for failing to step in and

 14  defend.  That's just your monetary settlement offer.  It

 15  doesn't address the issue so it's not relevant to that issue." 

 16  That's what that case held.  It didn't say if the issue had

 17  been bad faith failure to --

 18           THE COURT:  All right.  Now, here's what I'm going to

 19  do on this because I'm a little bit -- I'm still a little bit

 20  confused.

 21           MR. PLOURDE:  Well, I contributed to it.

 22           THE COURT:  I'm not going to grant the motion in

 23  limine but I'm also not making a final ruling on this

 24  admissibility.  That will come when you offer it or when you

 25  attempt to offer it.  Don't make any statements about it in

00006 {10:29:24am}

 01  any -- you know, that evidence in any of the opening statements

 02  or anything of that nature.  Then, when you get ready to

 03  present that, let me then have an opportunity at side bar,

 04  again, approach at side bar and say, "Judge, we want to present

 05  it at this time and this is why in the context of the trial

 06  itself we think it ought to be admissible."  Because in this

 07  context here, I'm just not really able to understand the

 08  rational or reason for it.

 09           MR. HILL:  We did find a better case last night,

 10  Judge, but Eric is not in here and I don't know the citation.

 11           THE COURT:  Well, you'll have -- pick it out and give

 12  it to them when they make this renewed effort to get it in.

 13      Okay.  Now then, we have two or three others here. 

 14      Motion regarding presentation of trial deposition taken in

 15  previous unrelated actions.  And you're seeking to prevent

 16  that.  Let me hear your arguments in support of the motion in

 17  limine in that regard.

 18           MR. PLOURDE:  Judge, what it comes down to, and I

 19  think both sides have identified the issue, is whether the

 20  party who defended the deposition the last time had the same

 21  motive to cross-examine the witness as we do.  That's really

 22  what it comes down to.

 23      I went back -- as we said yesterday, their motive -- their

 24  case was this was offered by spiritual beings and The Urantia

 25  Foundation didn't have anything to do with it.  Our case is

00007 {10:29:30am}

 01  this was offered by the patient.  And I went back and read that

 02  deposition again last night and Joe Lewis, who represented

 03  Kristen Maaherra in that case, who was cross-examining, didn't

 04  ask a single word, didn't ask a single question about the

 05  patient.  What he asked was stuff like, "Isn't it true that

 06  this was authored by spiritual beings?"  So we're going to let

 07  a deposition in that has all the stuff that they want her to

 08  say coming from questions that were asked by the lawyer that

 09  was supposedly in our same position, and it just isn't fair.  I

 10  mean, we didn't have the ability to be there and ask the kinds

 11  of questions that we would want to ask to establish that, in

 12  fact, it was the patient that --

 13           THE COURT:  Well, is that different tactics in that

 14  case versus your case?  But if the motivation is --

 15           MR. ABOWITZ:  It's a different issue. 

 16           THE COURT:  Huh?

 17           MR. ABOWITZ:  It's an entirely different issue.

 18           MR. PLOURDE:  Tactics?  You know, Judge, I mean,

 19  there's a fine line, I guess, between tactics and what you're

 20  presenting for your case, but we are arguing for a different

 21  result than --

 22           THE COURT:  Well, he lost, didn't he?

 23           MR. PLOURDE:  Yeah, which is one good reason --

 24           THE COURT:  And you want a different result. 

 25      Let me hear from y'all.

00008 {10:29:33am}

 01           MR. SCHOENTHALER:  I have two points, and Steve might

 02  have something to add. 

 03      The issue is:  Who is the author?  He asked her who the

 04  author was and she said it was spiritual beings.  That's what

 05  she believes and that is her personal knowledge.  I don't have

 06  the transcript in front of me.  The fact is that she answered

 07  the question that is at issue here.  The rule specifically says

 08  it's not the same motive, it's not identical motive.  It says

 09  similar motive.  I submit to the Court that trying to

 10  invalidate a copyright based on who the author is is a similar

 11  motive.

 12           MR. HILL:  I would just add one thing, Judge, and

 13  that is that I don't think we're going to introduce the

 14  portions of the Carlson deposition that refer to who the author

 15  is.

 16           THE COURT:  That's one reason I asked y'all

 17  yesterday, to designate and cross-designate, to see if there

 18  was still any --

 19           MR. HILL:  Yeah, we have.  I've got to get copies

 20  made and then I'll be giving it off to them.  What we're

 21  interested in is more of the general, I guess, process

 22  involving the Forum and the questions and background and how

 23  the manuscripts arrived and how she viewed them and things of

 24  that nature.  I submit that in this case there is an incentive

 25  on the part of all parties to develop that kind of information

00009 {10:29:35am}

 01  and that kind of testimony the same way there was in the

 02  preceding case.  You know, maybe at the end of the day people

 03  draw different conclusions from the background when they get to

 04  the foreground of the process, but I don't think Helen Carlson

 05  was a contact commissioner to even observe the subject, but her

 06  testimony is nevertheless valuable because she does know things

 07  about the way the questions were asked and the way that papers

 08  came, and those are obviously issues in this case the same way

 09  they were in the Maaherra case.

 10           THE COURT:  All right.  Now, I'm going to deny the

 11  motion in limine at this time and under these circumstances,

 12  without prejudice to their right to object to them, again, when

 13  they're offered and after -- because I think some of the -- at

 14  least the objections might be narrowed somewhat after the

 15  designation and cross-designation and so forth.  All right?  So

 16  it's denied as of now.

 17           MR. ABOWITZ:  Judge, may we have an admonition the

 18  same as you gave us --

 19           THE COURT:  Yeah.  Don't get into the details of that

 20  testimony in opening statements or anything at least until the

 21  Court has had an opportunity to pass on ruling -- I mean on the

 22  admissibility.

 23           MR. HILL:  I don't have the confidence to get into

 24  the detail.

 25           THE COURT:  Well, I caution you in that regard

00010 {10:29:39am}

 01  because the Court -- I think it's bad tactics any time to

 02  detail evidence that you're going to offer and then at the

 03  close of the case the other side says, "Look, he was going to

 04  do that and it wasn't admitted by the Court or it's improper." 

 05  So, I would caution you -- you can generalize but I would

 06  caution you against detailing evidence for that reason if

 07  nothing else.

 08      All right.  Now then, I've denied that one. 

 09      Elizabeth Engstrom.  You want to renew your objection to

 10  her testimony?

 11           MR. PLOURDE:  Judge, listen, I was at the office

 12  until 10 o'clock last night looking for some case that had

 13  anything to do with it.

 14           THE COURT:  Couldn't come up with anything --

 15           MR. PLOURDE:  Couldn't come up with anything.

 16           THE COURT:  -- that would help you or me, either

 17  one? 

 18           MR. PLOURDE:  I wish I could.  I think the general

 19  standards apply.

 20           THE COURT:  Well, there's my gatekeeping role.  When

 21  she puts on her qualifications and so forth, then I will have

 22  to rule on whether or not she's allowed to express opinions and

 23  so forth, but I'm denying the motion in limine in advance.

 24           MR. ABOWITZ:  Judge, in that regard, is that the kind

 25  of thing where we will be able to challenge her qualifications

00011 {10:29:43am}

 01  before she gets into her opinion?

 02           THE COURT:  Well, yes, you can object at that time

 03  and if I feel or I need to have a, quote, Daubert hearing, or

 04  Khumo hearing, or whatever kind of hearing, I'll probably get

 05  the jury out and let you all argue the matter at that time, if

 06  I don't -- if I'm not concerned about it.  If I'm going to

 07  admit her testimony, I'm not too worried about it, I'll go

 08  ahead and let it go without a hearing.  You can request a

 09  hearing and the reasons for it prior to the time she expresses

 10  opinion at the time they put her on and are attempting to

 11  qualify her and so forth.  All right?

 12           MR. ABOWITZ:  Thank you.

 13           THE COURT:  It's denied.  The motion in limine is

 14  denied.

 15      All right.  Scott Wharton, same ruling?  Anybody have

 16  anything new on Scott Wharton?

 17           MR. PLOURDE:  No, Your Honor.  I thought you

 18  indicated that you were going to deny that yesterday.

 19           THE COURT:  I have denied it, I assume.  Did you find

 20  anything new on it?

 21           MR. PLOURDE:  Yeah, I thought what you just said was

 22  that --

 23           THE COURT:  We'll rule on that when he gets into

 24  conclusions of law.

 25           MR. PLOURDE:  All right.

00012 {10:29:47am}

 01           THE COURT:  All right.  What about Kathryn Harries

 02  and Arden Schilb?  Is that still ongoing?

 03           MR. PLOURDE:  No.

 04           MR. HILL:  You ruled on it.

 05           THE COURT:  I denied those already; right?

 06           MR. PLOURDE:  Yeah.

 07           THE COURT:  Okay.  Have we got all the motions in

 08  limine out of the way now?

 09           MR. PLOURDE:  I think so.

 10           MR. HILL:  I think so, Judge.

 11           THE COURT:  All right.  Now, I want to talk with

 12  you.  Do you all have parties here who can settle this case?

 13           MR. ABOWITZ:  Yes, sir.

 14           THE COURT:  Is there any possibility we can settle

 15  this case?  Now, I don't ever let anybody go to a trial, as

 16  local counsel will tell you, without some attempts to settle

 17  this case.  There's several things I want to find out about

 18  this case.  Do we need to get the parties in here on this?

 19      We don't need this on the record though unless you all --

 20           MR. HILL:  No, we don't need it on the record, Judge.

 21      (A DISCUSSION WAS HAD OFF THE RECORD, AFTER WHICH A RECESS

 22  WAS TAKEN, AFTER WHICH THE FOLLOWING PROCEEDINGS WERE HAD IN

 23  OPEN COURT, WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 24           THE COURT:  Be seated, please. 

 25      Good morning, ladies and gentlemen of the jury.  My name

00013 {11:03:04am}

 01  is Lee West.  I will serve as the judge of the law in this

 02  case.  I need the assistance of eight of you to serve as a

 03  fellow judge, as the judge of the facts in this case. 

 04  Collectively, you'll serve to determine what the facts are in

 05  this case.  The first thing I want to do is to ask each of you

 06  to stand at this time and be sworn with regard to your voir

 07  dire examination.

 08      (JURY PANEL SWORN)

 09           THE COURT:  Be seated, please.

 10      We're going to seat 14 of you in the jury box.  The first

 11  juror will be seated at the back row on this end.  We'll fill

 12  up all seven seats.  The eighth juror will be on the front row

 13  at this end and we'll fill up all seven seats. 

 14      I will explain briefly what this lawsuit is about to the

 15  best of my ability and ask you some questions designed to

 16  determine if there's any reason why you could not serve as fair

 17  and impartial jurors in this case.  I'll even give -- and I'll

 18  call on you to give some information with regard to your

 19  background, your education, your work experience, your family,

 20  and then I intend to, slightly unusually, give the attorneys an

 21  opportunity to ask you some -- is this a prospective juror?

 22           THE JURY CLERK:  Yes, sir.

 23           THE COURT:  All right.  You'll have to raise your

 24  right hand and be sworn, sir.

 25      (JUROR SWORN)

00014 {11:05:01am}

 01           THE COURT:  Be seated, please.

 02      I was just explaining to your fellow jurors that we're

 03  going to seat some of you in the box, ask you some questions,

 04  ask you to give us some information about you to determine

 05  whether you're disqualified for any reason from serving as a

 06  fair and impartial juror in this case.  And after we have

 07  qualified 14 of you for cause, there may be some of you excused

 08  and replaced by other members of the jury and that's why all of

 09  you should listen very carefully to the questions that are

 10  asked and answered in order to expedite the proceeding.  But

 11  after we have qualified 14 for cause, then each side will have

 12  the right to excuse three, for a total of six, under what we

 13  call the peremptory challenge procedure, leaving eight jurors

 14  to serve as judges of the facts in this case.

 15      As your name is called, please take your seat in the jury

 16  box as I've outlined.  The back row, the first juror at this

 17  end, and we'll fill up the back row, and the eighth juror will

 18  be at the front row on this end.

 19           THE COURTROOM DEPUTY:  Darrel Mounce.  Is that

 20  correct?  Mounce, Mounce?

 21           JUROR MOUNCE:  Darrel Mounce?

 22           THE COURTROOM DEPUTY:  Yes, sir. 

 23      Darrell Robinson, Linda Odland, Jacquelyn Littlepage,

 24  Radis Earl Spencer, Amelia Gault, Elaine Svec, Richard Bales,

 25  Kenneth Sterbenz, Mary Riepe -- Mary Jolene Riepe, Kyla Mach,

00015 {11:08:21am}

 01  Freddie Wright, William Love, Juanita Hendricks, and Marsha

 02  Ray.

 03           THE COURT:  Ladies and gentlemen of the jury, let me

 04  read a brief outline of what this lawsuit is about.  This

 05  lawsuit involves some complex laws, copyright laws and

 06  trademark laws, by and between two foundations, a dispute over

 07  the right to publish books or parts of a book called The

 08  Urantia Book.  Let me read this to you and all of you should

 09  listen carefully.

 10      The Michael Foundation, who is represented at this table,

 11  has brought this case as plaintiff claiming that Urantia

 12  Foundation's copyright, and Urantia will be represented at this

 13  table, in The Urantia Book is invalid or, in the alternative,

 14  that the publication and distribution of the book Jesus - A New

 15  Revelation does not infringe the copyright of Urantia Book. 

 16      Michael Foundation claims that The Urantia Foundation

 17  lacked the right to renew the copyright registration in a book

 18  when it filed its application for copyright renewal in 1983. 

 19      Now, in response, Urantia Foundation has asserted claims

 20  against The Michael Foundation and its chief executive officer,

 21  Harry McMullan, III, that publication of Jesus - A New

 22  Revelation, infringes the copyright in The Urantia Book. 

 23      Now, The Urantia Foundation also claims that Michael

 24  Foundation and McMullan have violated the anti-cybersquatting

 25  consumer protection act by registering, maintaining and using

00016 {11:10:48am}

 01  the worldwide web domain names Urantia.org and UrantiaBook.com

 02  and TheUrantiaBook.org.

 03      The Urantia Foundation further claims The Michael

 04  Foundation and McMullan have committed unfair and deceptive

 05  trade practices by claiming copyright in Jesus - A New

 06  Revelation and using certain worldwide web domain names in a

 07  manner that Urantia Foundation asserts is misleading to

 08  consumers.

 09      Now, the foregoing recitation is given to you simply to

 10  define the issues to be tried between the parties and such

 11  statements do not constitute proof of any fact in issue in this

 12  case.  As a matter of fact, as I mentioned before, it will be

 13  up to you to determine what the facts are in this case.

 14      Now, let me introduce first the attorneys representing the

 15  various parties.  Mr. Murray Abowitz and Mr. Ross Plourde

 16  represent what I'll refer to as The Michael Foundation and

 17  Harry McMullan, III.  Mr. McMullan, would you please stand. 

 18  And their interests, I think, if not synonymous, are very much

 19  the same; is that correct?

 20           MR. ABOWITZ:  Yes, Your Honor.

 21           THE COURT:  All right.  You may be seated, please.

 22      The Urantia Foundation is represented by Mr. Steven Hill,

 23  Mr. Peter Schoenthaler, and Eric Maurer. 

 24      Would you introduce the representative of The Urantia

 25  Foundation, if you will, Mr. Hill.

00017 {11:12:29am}

 01           MR. HILL:  Yes, Your Honor.  This is Tonia Baney, the

 02  executive director of The Urantia Foundation.

 03           THE COURT:  Okay.  You may be seated.  Thank you.

 04      First off, let me ask you:  Do any of you know the

 05  attorneys or the parties involved in this lawsuit?

 06      Do any of you know anything about what purports to be the

 07  facts in this lawsuit?

 08      Have any of you ever even heard of The Urantia Book?

 09      Have any of you ever heard of The Michael Foundation that

 10  published a book called Jesus - A New Revelation?  Have any of

 11  you heard of that book or of The Michael Foundation? 

 12      I gather that you have not.

 13      Now then, have any --  Do any of y'all know anything about

 14  copyright law?  Have any of you ever been involved in a

 15  copyright litigation?

 16      Tell me, if you will, and I'm not trying to embarrass you,

 17  but tell me what you understand copyright law to be about, in

 18  general.

 19           JUROR RAY:  Just in general, I'm a song writer and

 20  I've written some music.

 21           THE COURT:  In other words, writers and musicians and

 22  various can put things down and publish it and have it

 23  copyrighted and that copyright provides certain protections

 24  against other people doing it.  You understand you've exhausted

 25  my thorough knowledge about copyright law, at least until this

00018 {11:14:00am}

 01  case started.

 02           JUROR RAY:  That's about all I know.

 03           THE COURT:  But do you understand that I will be

 04  explaining to you, to the best of my ability, what the law is

 05  with regard to copyright and trademark at the close of this

 06  case, and during the course of this case, and you will be

 07  called upon to apply the law that I give you as copyright law

 08  and trademark law and apply that to the facts that you

 09  determine to exist from the evidence in this case.  Do you

 10  understand the different roles?

 11           JUROR RAY:  (JUROR NODS HEAD)

 12           THE COURT:  Presumably, I will know enough and do

 13  know enough about copyright law to explain that to you.  I'll

 14  attempt to do it in the simplest possible form.  It's a

 15  complicated area of the law.  I think you probably appreciate

 16  that.  I may even -- I have to guard against

 17  oversimplification, but I will give you the law in the form of

 18  my instructions with regard to what the law is at the close of

 19  this case and you're then to apply that to the facts that you

 20  determine to exist.

 21      Do any of you have any difficulty accepting those two

 22  roles, you as judges of the facts collectively, and the Court

 23  as the judge of the law?  Anybody have any problem with that?

 24      Let me ask again.  Have any of you been involved in any

 25  way in any copyright disputes, either in litigation or

00019 {11:15:24am}

 01  otherwise?  Any of you ever have any experience with copyright

 02  law or trademark law?

 03      All right.  Again, at the risk of oversimplification,

 04  these -- both of these organizations, Michael Foundation and

 05  The Urantia Foundation, have published different books.  One is

 06  called The Urantia Book.  It was first published in 1955, and

 07  the evidence is undisputed that they got a copyright back in

 08  1955, and then in 1983, I believe it was, they made an attempt

 09  to renew that copyright and had some form of renewal approval.

 10      The Michael Foundation published a portion of that book. 

 11  Approximately -- it's called part four, or it's one-fourth or

 12  less of that book -- and it's called Jesus As Now Revealed, and

 13  this litigation by and between the parties is to whether or not

 14  The Urantia Foundation had a valid copyright, whether they

 15  renewed that valid copyright, if valid, and whether or not

 16  Michael Foundation infringed on that copyright and a trademark

 17  in publishing the Jesus As Now Revealed.

 18      Do any of you -- can you understand that as a simple

 19  explanation of what this lawsuit is about?

 20      Now, is there anything in that --  Are there any things in

 21  that that any of you feel that you could not be a fair and

 22  impartial juror in determining what the facts are in that

 23  dispute?  Any of you have any feelings about these -- the fact

 24  that it's -- that there may be some sort of a religious dispute

 25  here, does that cause any of you to have any qualms about your

00020 {11:17:11am}

 01  ability to be fair and impartial by and between the parties in

 02  this dispute?

 03      All right.  I gather not.

 04      Have any of you ever registered either a patent or a

 05  copyright or a trademark?  Okay.  Again, say, if you will, when

 06  and where was that.

 07           JUROR RAY:  1986 was the first one, an original song

 08  that I wrote.

 09           THE COURT:  And it was a copyright?

 10           JUROR RAY:  It was a copyright.

 11           THE COURT:  What was the publication; do you recall?

 12           JUROR RAY:  A Picture of God is the title of the

 13  song.

 14           THE COURT:  A Picture of --

 15           JUROR RAY:  A Picture of God.

 16           THE COURT:  Okay.  And that was a picture that you

 17  got a copyright on?

 18           JUROR RAY:  No, sir, it's a song and that's the

 19  title.

 20           THE COURT:  I'm sorry.  I'm a little hard of

 21  hearing.  You published a song, A Picture of God, and got a

 22  copyright on it?

 23           JUROR RAY:  I copyrighted a song that I

 24  self-published.

 25           THE COURT:  Okay.  Now then, have you ever had any

00021 {11:18:05am}

 01  dispute with anyone over your right of that?

 02           JUROR RAY:  No, sir.

 03           THE COURT:  Have you ever had reason to claim

 04  infringement of your copyright against anyone?

 05           JUROR RAY:  No, sir.

 06           THE COURT:  So you've had no disputes?

 07           JUROR RAY:  (JUROR SHAKES HEAD)

 08           THE COURT:  Would there be anything in just the

 09  simple fact that you registered a copyright that would cause

 10  you any doubt about your ability to be fair and impartial in

 11  this dispute?

 12           JUROR RAY:  No, sir.

 13           THE COURT:  I gather not.  All right. 

 14      Anyone else have a patent, copyright or trademark? 

 15      I gather not.

 16      As such, no one else has been subjected to any claim by

 17  anyone else of a violation? 

 18      Now, let me repeat again:  Do any of you have any

 19  knowledge or understanding as to the nature or content of,

 20  quote, The Urantia Book?  That's U-R-A-N-T-I-A Book, The

 21  Urantia Book.  I think I asked if anyone had ever heard of it. 

 22  Have any of you ever heard of it? 

 23      I gather then that you have no knowledge about the nature

 24  or content of that book?  All right.

 25      Now, aside and apart from Ms. Hendricks, (sic) have any of

00022 {11:19:21am}

 01  you had any experience in publishing of any kind, publication

 02  of anything? 

 03      I gather not.

 04      I believe some evidence may come out that Mr. Harry

 05  McMullan, one of the parties to this lawsuit, is part owner or

 06  owner of Alliance Steel.  Do any of you have any ownership of

 07  any stock or any nexus or connection of any kind with an

 08  organization known as Alliance Steel? 

 09      I gather not.

 10      Okay.  Now, ladies and gentlemen, I want to ask you, if

 11  you will, each, and we'll start with Mr. Mounce -- is that the

 12  way you pronounce that?

 13           JUROR MOUNCE:  Mounce.

 14           THE COURT:  Mr. Mounce, I want to ask you to stand

 15  and tell the parties and the Court about yourself briefly,

 16  about your background, where you grew up and what your

 17  educational background is, tell us a little bit about your

 18  family and work experience and, if you will, tell us a little

 19  bit what your interests are, your leisure interests.  Do you

 20  mind doing that?

 21           JUROR MOUNCE:  No, sir.

 22      I was born in Springdale, Arkansas, in 1939.  Went to

 23  school in sixth grade and moved to California and went to

 24  school in California for a short time and ended up in New

 25  Mexico, Roswell, New Mexico, and finished my high school

00023 {11:21:35am}

 01  there.  I started with the fire department after high school

 02  and worked there about seven-and-a-half years and then I had

 03  moved back into Oklahoma City, transferred -- I just moved down

 04  here and went to work for the fire department in Oklahoma City

 05  for a short time and had a little bit of problem with my

 06  captain at that time, so I resigned there and went to work in

 07  El Reno as a machinist.  I worked as a machinist there for

 08  about three or four years.  Rock Island at that time was going

 09  under so I went to work -- put in application for the federal

 10  reformatory in El Reno and went to work at the federal

 11  reformatory in 1971, retired in 1991 with the Department of

 12  Justice, and I'm retired now.  I live in Mustang.  I'm an

 13  outdoorsman, fisherman, forest man, as far as outdoors life.

 14           THE COURT:  What about your family, Mr. Mounce?  Do

 15  you have a family?

 16           JUROR MOUNCE:  Yes, I do.  I have five children.  I'm

 17  married.  My wife works at the state capitol.  She is an

 18  executive secretary.  She is still working.

 19           THE COURT:  Have you served -- let me ask you a

 20  question:  Have you served on a jury before?

 21           JUROR MOUNCE:  No, sir, I was never on as a juror.

 22           THE COURT:  You were in the jury pool but not on a

 23  petit jury?

 24           JUROR MOUNCE:  I was a witness in some cases in the

 25  Department of Justice, federal prison there.

00024 {11:23:24am}

 01           THE COURT:  Okay.  At the federal prison, witness in

 02  some cases growing out of your service there?

 03           JUROR MOUNCE:  That is correct, sir.

 04           THE COURT:  Anything about that experience in any way

 05  that would prevent you from being fair and impartial in this

 06  civil suit that you're on?

 07           JUROR MOUNCE:  Not that I know of; no, sir.

 08           THE COURT:  Thank you, Mr. Mounce, very kindly.

 09      Mr. Robinson, Darrell Robinson.

 10           JUROR ROBINSON:  My name is Darrell Robinson.  I was

 11  born in Oklahoma City.  Back when my folks moved to California,

 12  I guess there's a lot of that, we came back when I was --

 13           THE COURT:  Incidentally, they've started to come

 14  back since we have electricity, you know.

 15           JUROR ROBINSON:  I've got an aunt that tried to get

 16  me out there.

 17      I attended high school in Midwest City, graduated from

 18  high school from Midwest City.  I went to college a little bit,

 19  not much.  I have worked for the State of Oklahoma for 30

 20  years.  I have a wife, Barbara, and a son, Brian.  My wife

 21  works at Tinker Field where she's a secretary for the KC-135.

 22      My son has a slight business in Stillwater where he's also

 23  going to college and he's working at Abercrombie & Fitch, if I

 24  said that right, out at Quail Springs Mall.

 25      Like the gentleman here, I love to fish, love the

00025 {11:24:48am}

 01  outdoors.

 02           THE COURT:  Mr. Robinson, you mentioned that you

 03  worked for the State of Oklahoma for 30 years.  What capacity?

 04           JUROR ROBINSON:  I'm sorry.  I'm a printer for the

 05  Department of Human Services.  We print forms and most of the

 06  stuff used by DHS.  We do a lot of printing.

 07           THE COURT:  Thank you, Mr. Robinson, very kindly.

 08      Linda Carol Odland.  How do you pronounce it?

 09           JUROR ODLAND:  Odland.  That's right.  I was born and

 10  raised in Oklahoma.  High school, college.  I married my

 11  husband, he was in the military 30 years.  We traveled around a

 12  lot.  I have three girls, all married; four grandchildren. 

 13  I've done real estate and dental assisting.  That's about it.

 14           THE COURT:  Thank you, Ms. Odland.

 15      Jacquelyn Littlepage.

 16           JUROR LITTLEPAGE:  Yes, sir.  Born and raised here in

 17  Oklahoma City, one of five children.  Graduated from high

 18  school in 1996.  Graduated from the University of Oklahoma last

 19  month.  I'll be taking a test next week in Houston to be a

 20  certified personal trainer, and getting married next Monday.

 21           THE COURT:  Thank you, Ms. Littlepage.

 22      Radis Spencer.  Is that the way you pronounce that?

 23           JUROR SPENCER:  Radis.

 24           THE COURT:  Radis? 

 25           JUROR SPENCER:  I'm 30.  Was born in Oklahoma.  I've

00026 {11:26:19am}

 01  lived in several states but always seemed to come back here.  I

 02  have four children, been married eight years.  Two years of

 03  college.  I sell automobiles at Hudiburg.  Love to fish, love

 04  to hunt, read, computers, spend time with the children.

 05           THE COURT:  Thank you very kindly.

 06      Amelia Gault?

 07           JUROR GAULT:  I was born in Saguine, Texas and I

 08  moved here to go to community college.  I went through a couple

 09  of years.  I have two children and am happily married.  On my

 10  spare time, I spend with my family.  My brother lives here as

 11  well.  And I work at Hertz.

 12           THE COURT:  Thank you very kindly, Ms. Gault.

 13      Elaine Svec? 

 14           JUROR SVEC:  Yes, sir.

 15           THE COURT:  Is that how you pronounce that?

 16           JUROR SVEC:  Yes, sir.  I was born in Oklahoma City. 

 17  I grew up in Midwest City.  I currently live in south Oklahoma

 18  City.  I work at Oklahoma City Community College.  I attended

 19  college at York College and Harding College and Oklahoma City

 20  Community College.  I'm the human resources assistant at

 21  Oklahoma City Community College right now and I've been married

 22  for 27, almost 28 years to my first husband.  I have two

 23  daughters.  They're both in college.

 24           THE COURT:  Thank you very kindly, Ms. Svec.

 25      Juanita Hendricks?  Oh, I'm sorry.  Did I miss --

00027 {11:28:02am}

 01           THE COURTROOM DEPUTY:  We have one that did not show,

 02  Judge.

 03           THE COURT:  What happened here?

 04           THE COURTROOM DEPUTY:  We have one that did not show

 05  up. 

 06           THE COURT:  I want the one in that --    

 07           THE COURTROOM DEPUTY:  Right.  Marsha Ray.

 08           THE COURT:  Who is that?  Write that down here.

 09      Oh, okay.  I'm with you now.

 10      Marsha Ray, if you will.

 11           JUROR RAY:  I was born in Oklahoma City.  We lived in

 12  Tulsa about three years and then settled in Del City where I

 13  attended school and graduated from Del City High School.  I

 14  went to college at University of Central Oklahoma and I married

 15  my husband during college.  We've been married 25 years and

 16  have four children.  In my spare time, it's church, family,

 17  crafts, but I'm a singer in churches and song writer, and

 18  that's me.

 19           THE COURT:  Thank you, Ms. Ray.

 20      All right.  Now, Ms. Hendricks.

 21           JUROR HENDRICKS:  I'm --

 22           THE COURT:  I apologize for getting you two mixed up

 23  but our chart was a little bit --

 24           JUROR HENDRICKS:  I'm married.  I have four

 25  children.  I was born in Oklahoma, graduated from Stroud High

00028 {11:29:17am}

 01  School.  I work out of my home with an accounting service. 

 02  With four children I don't have a lot of leisure time but I

 03  enjoy reading and church and family.

 04           THE COURT:  Thank you. 

 05      William Henry Love.

 06           JUROR LOVE:  I was born in Alexandria, Virginia. 

 07  I've been here in the State of Oklahoma for five years.  I've

 08  been married 15 years to my wife.  I've been in the military,

 09  Army.  I work for military justice.  I like to fish.  Favorite

 10  sport is football, which is the Washington Redskins.  I'm a

 11  religious man, born-again Christian, and I love people.

 12           THE COURT:  Thank you, Mr. Love.

 13      Freddie Wright. 

 14           JUROR WRIGHT:  Yeah, my name is Freddie Wright. 

 15  First of all, I'd like to say that this lawyer here, I remember

 16  that we were in an arbitration case together.  I don't know

 17  whether --

 18           THE COURT:  All right.  Now, which -- Mr. Plourde?

 19           JUROR WRIGHT:  Right.

 20           THE COURT:  Tell me about it.  Were you involved in

 21  that litigation, arbitration yourself?

 22           JUROR WRIGHT:  I was just a witness.

 23           THE COURT:  Okay.  Would there be anything in that

 24  experience that would in any way cause you to be biased or

 25  prejudiced either for or against Mr. Plourde in this case?

00029 {11:30:36am}

 01           JUROR WRIGHT:  No.

 02           THE COURT:  Could you be --  Are you satisfied that

 03  you could be completely fair and impartial in litigation in

 04  which he was involved?

 05           JUROR WRIGHT:  Yes.

 06           THE COURT:  And, if selected, would you serve fairly

 07  and impartially?

 08           JUROR WRIGHT:  Yes, I would.

 09           THE COURT:  Go ahead.

 10           JUROR WRIGHT:  All right.  My name is Freddie

 11  Wright.  I grew up in a place called Frederick, Oklahoma.  I've

 12  lived here in Oklahoma City for the last -- off and on about 35

 13  years.  I work out at Dayton Tire Company.  I've been out there

 14  for 24 years.  I have a wife.  I've been married for 29 years. 

 15  I have four kids.  I have three daughters and one son.  My

 16  hobbies are bowling and I like football and stuff like that.

 17           THE COURT:  Thank you, sir.

 18      Kyla Kay Mach.  Is that how you pronounce it?

 19           JUROR MACH:  It's Kyla Kay Mach. 

 20           THE COURT:  Okay.

 21           JUROR MACH:  Born in Oklahoma City.  Grew up in

 22  Bethany.  Graduated from Putnam West High School.  Some

 23  college.  Married to my second husband, it will be 20 years

 24  next month.  I have a 15-year-old son who participates in a lot

 25  of athletic activity, so I spend a lot of my time following him

00030 {11:31:55am}

 01  around.

 02           THE COURT:  Thank you, Ms. Mach.

 03      Kenneth Sterbenz.  Is that how you pronounce that?

 04           JUROR STERBENZ:  Yes, sir, that's correct.  I was

 05  born and raised in Oklahoma.  Been here all my life.  Graduated

 06  from Putnam City High School.  A couple of years of college at

 07  the University of Central Oklahoma.  I'm married.  Been married

 08  for 34 years to the same person.  I have a daughter, 30 years

 09  old.  District sales manager for a hand tool company out of

 10  Chicago for the last 15 years.

 11           THE COURT:  Thank you, Mr. Sterbenz.

 12      Richard Bales; is that correct?

 13           JUROR BALES:  Yeah.  Name is Richard.  I'm 21.  Enjoy

 14  computers.  I'm not working.

 15           THE COURT:  Thank you, Mr. Bales.

 16      May I see counsel at the bench, please, and, if you will,

 17  bring your boards. 

 18      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 19  HEARING OF THE JURY:)

 20           THE COURT:  I'm prepared to let you all conduct

 21  limited voir dire with regard to these prospective jurors

 22  unless you all feel the need not to do so.  Would you like to

 23  do that?

 24           MR. ABOWITZ:  I would like to inquire, briefly.

 25           THE COURT:  Okay.  Now, I'm not going to let you go

00031 {11:33:34am}

 01  into very great detail and too long a period of time, so keep

 02  it pretty short.  What order?  You first, plaintiffs first, is

 03  that agreeable?

 04           MR. HILL:  (COUNSEL NODS HEAD)

 05           THE COURT:  I'd say, try to keep it to about 15

 06  minutes, if you can.

 07           MR. HILL:  Judge, do you have any objections --  Do

 08  you have any objections to general questions to the entire

 09  panel?

 10           THE COURT:  No.  You use it however you wish to do

 11  so, unless it gets too personal or something I feel --

 12           MR. HILL:  I'm not going to get personal.

 13          THE COURT:  Okay, gentlemen.  I'll explain it to

 14  them. 

 15      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 16  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 17           THE COURT:  Ladies and gentlemen of the jury,

 18  prospective jurors, I'm going to deviate slightly from the way

 19  we normally do business.  Ordinarily, the judge conducts the

 20  entire voir dire examination of the prospective jurors but I've

 21  agreed to allow counsel, each side, approximately 15 minutes,

 22  to interrogate some or all of the jurors with regard to their

 23  qualifications to sit and serve as fair and impartial jurors. 

 24      And, first, counsel, for the plaintiff, Mr. Abowitz.

 25           MR. ABOWITZ:  Thank you, Your Honor.

00032 {11:34:45am}

 01      Good morning, ladies and gentlemen.  How are you?  We're

 02  glad to have you here to serve as jurors in this case.  I'm

 03  going to ask you a few questions. 

 04      As the Judge told you earlier, in addition to the elements

 05  of the case that he recited to you, he told you that this case

 06  has religious overtones.  Mr. Love, you indicated to us, that

 07  you're a born-again Christian and your religion is important to

 08  you. 

 09      May I ask generally of the jury panel:  How many other

 10  people have a religion, follow it, and it is very important to

 11  you?

 12      Let me ask again, and I don't mean to violate any privacy

 13  and I don't mean to delve into any of your religious feelings,

 14  but since this is an issue in the case I feel somewhat

 15  compelled on behalf of our clients to ask these questions.

 16      There will be evidence in this case from Mr. McMullan that

 17  The Urantia Book is the basis for his religion.  That religion

 18  obviously is not a mainstream religion.  I would ask you, those

 19  of you who -- I would ask all of you, whether your religion is

 20  important to you or whether it's very important to you or

 21  somewhat important or not important, is the fact that we're

 22  here today to address issues in a religion, number one, other

 23  than yours, is that going to affect your ability to be fair not

 24  only to Mr. McMullan but also to the defendants in this case? 

 25      Everybody, can you, by shaking your head, tell me that you

00033 {11:36:58am}

 01  can be fair and impartial notwithstanding that you're going to

 02  hear evidence about a religious difference that is not a

 03  mainstream religion, is that going to make any difference to

 04  anybody on your impartiality?

 05      With respect to the religious nature and overtones of this

 06  case, there will be discussions about this religion, some of

 07  the things that people believe in, that involves communications

 08  from celestial beings, spirits.  Is there anything about the

 09  nature of that statement that I just made that would interfere

 10  with your ability to be fair and impartial to both sides in

 11  this case? 

 12      In other words -- and let me ask it again because it's

 13  important and neither side would want to find out in the middle

 14  of the trial that you say, "Uhm, I told that lawyer it wouldn't

 15  make a difference but it may."  It's very important that you

 16  can -- that you can listen to this evidence and not be swayed

 17  by any bias or prejudice associated with something that you may

 18  have a different view of.  Certainly, you're going to make up

 19  your mind in the case, we hope you do, and you will take the

 20  evidence and be swayed one way or the other, tip the scales,

 21  but I think on behalf of both sides we would ask you not to tip

 22  those scales based on any bias or prejudice you had with

 23  respect to religious matters about which you differ.

 24      Now, having said that, does everybody agree that that's

 25  not going to be a problem?

00034 {11:39:19am}

 01      There are several of you -- Mr. Spencer, I believe you

 02  were one that said you liked to read.  What do you read?

 03           JUROR SPENCER:  A wide range but I like fantasy.

 04           MR. ABOWITZ:  Fiction, nonfiction?

 05           JUROR SPENCER:  Mostly fiction.

 06           MR. ABOWITZ:  You don't, as a matter of course, read

 07  religious works?

 08           JUROR SPENCER:  No, sir.

 09           MR. ABOWITZ:  Okay.  There was somebody else that

 10  said that they liked to read and I thought I wrote it down but

 11  I'm getting old.  Who --

 12           JUROR HENDRICKS:  I like to read.

 13           MR. ABOWITZ:  Yes, ma'am.  Ms. Hendricks.

 14           JUROR HENDRICKS:  Mostly religious material.

 15           MR. ABOWITZ:  And, again, I don't want to pry here

 16  but can you give me a general description with which you're

 17  comfortable in describing the kinds of things that you read.

 18           JUROR HENDRICKS:  Well, I have one in my purse.

 19           MR. ABOWITZ:  Would you be embarrassed if I asked you

 20  what the title of that was?

 21           JUROR HENDRICKS:  No, not at all.  It's Anxious For

 22  Nothing.  It's by a religious speaker, Joyce Meyers.

 23           MR. ABOWITZ:  And what is the substance?  What's it

 24  based on?

 25           JUROR HENDRICKS:  It's based a lot on scripture and

00035 {11:40:51am}

 01  relying on God as a higher power and based on a lot of the King

 02  James Version.

 03           MR. ABOWITZ:  New Testament?

 04           JUROR HENDRICKS:  Yeah, New Testament and Old.

 05           MR. ABOWITZ:  Do you read religious works other than

 06  those of what I'm going to call the mainstream, something that

 07  may fall outside of what we consider -- might consider

 08  traditional religious works?

 09           JUROR HENDRICKS:  I don't normally veer outside of a

 10  certain area in which -- certain area or certain writers I'm

 11  comfortable with.

 12           MR. ABOWITZ:  And, again, this is very important and

 13  let me reiterate, as the Judge did a couple of times, on your

 14  knowledge of the Urantia Book.  If you find this to be a little

 15  bit outside of the mainstream, you can assure me that it isn't

 16  going to make any difference, because it is maybe out of the

 17  mainstream as far as you're concerned, that's not going to make

 18  any difference?

 19           JUROR HENDRICKS:  No, I'm having some hesitation over

 20  that.  I've never heard of The Urantia Book at all, never, or

 21  either of the parties involved, but I would say that I would

 22  have some hesitancy in that area.

 23           MR. ABOWITZ:  And I don't mean to probe any further

 24  but can you, for the purposes of my clients and the people at

 25  this table, express that hesitancy so that we can react to it?

00036 {11:42:19am}

 01           JUROR HENDRICKS:  I think if we're dealing with

 02  copyright issues, I don't know where religion falls into that. 

 03  You know, I don't understand that religion would have anything

 04  to do with the issues involved in a copyright.  So I don't

 05  feel -- I mean, even though I may not agree with The Urantia

 06  Book, I don't think that I could be -- I think if we stick with

 07  the issues when you're dealing with just the copyright issues,

 08  you know, I may pray about what my decision should be but I

 09  don't think that the religious aspect of it, that I would be

 10  impartial in that area.

 11           MR. ABOWITZ:  I'm sorry.  I didn't hear you.  You

 12  said you would be partial?

 13           JUROR HENDRICKS:  I don't believe that I would be

 14  impartial.  I would not be impartial as long as we're dealing

 15  with issues; we're not dealing with my religion versus someone

 16  else's religion.  Just the issues.

 17           MR. ABOWITZ:  All right.  And maybe that's the way I

 18  should have expressed it.  This case should not be in your

 19  minds about your religion that is important to you versus

 20  whatever anybody else in this courtroom might feel. 

 21      Is your hesitancy one that you can't understand how

 22  religion fits into the copyright; is that what you're trying to

 23  express?

 24           JUROR HENDRICKS:  I'm not sure how much of this

 25  religious issue is going to be brought up in dealing with just

00037 {11:43:40am}

 01  copyright issues.

 02           MR. ABOWITZ:  All right.  Well, can all of you assure

 03  me that you will keep an open mind on where religion fits into

 04  this with the copyright until you hear the evidence?  You're

 05  not going to discount it because you haven't heard it yet; is

 06  that an accurate statement?

 07           JUROR HENDRICKS:  Yes.

 08           MR. ABOWITZ:  And now you're comfortable?

 09           JUROR HENDRICKS:  I'm comfortable. 

 10           MR. ABOWITZ:  Great. 

 11      Anybody else, based on the discussion I've had with

 12  Ms. Hendricks, is there anything about that discussion that

 13  raised in your mind a question about whether you can be fair

 14  and impartial here?

 15      Pass the jury.  Thank you, Your Honor.

 16           THE COURT:  Mr. Hill?

 17           MR. HILL:  Thank you, Your Honor.

 18      Good morning, just barely.  I'm Steve Hill.  I represent

 19  Urantia Foundation.  I want to ask just a couple of followup

 20  questions to the panel as a whole.

 21      First of all, Ms. Littlepage, you mentioned you were going

 22  out of town next --

 23           THE COURT:  Mr. Hill, I don't want to restrict you

 24  too much but remember that I'm very hard of hearing.

 25           MR. HILL:  Oh, I'm sorry, Your Honor.  I'll back up

00038 {11:44:49am}

 01  so that --  There we go.  Is that better?

 02           THE COURT:  That's better.

 03           MR. HILL:  You mentioned that you are going out of

 04  town next week for a test; is that correct?

 05           JUROR LITTLEPAGE:  Yes, sir.

 06           MR. HILL:  When does that occur?

 07           JUROR LITTLEPAGE:  I'll be leaving next Tuesday.

 08           MR. HILL:  Next Tuesday?

 09           JUROR LITTLEPAGE:  Yes, sir.

 10           MR. HILL:  Okay.  I assume that you've already made

 11  your arrangements?

 12           JUROR LITTLEPAGE:  Yes, sir.

 13           MR. HILL:  It would be a tremendous inconvenience for

 14  you to --

 15           JUROR LITTLEPAGE:  The test is paid for, the flight

 16  is paid for.

 17           MR. HILL:  Okay.  Thank you. 

 18      Mr. Robinson, what type of materials have you printed?

 19           JUROR ROBINSON:  Forms.

 20           MR. HILL:  Okay.

 21           JUROR ROBINSON:  Mainly it's just forms for clients. 

 22  Occasionally a brochure or handbook.

 23           MR. HILL:  You haven't been involved in publishing

 24  the works of other people, per se?

 25           JUROR ROBINSON:  We have a legal department that has

00039 {11:45:36am}

 01  gone through it long before we get into it.  They bring us the

 02  plates and we put it on the paper.

 03           MR. HILL:  Okay.  Mr. Spencer, did you say you liked

 04  computers?

 05           JUROR SPENCER:  Yeah.

 06           MR. HILL:  You use the Internet?

 07           JUROR SPENCER:  Yes.

 08           MR. HILL:  How frequently?

 09           JUROR SPENCER:  At least once a day to check e-mail

 10  and the e-trade game.

 11           MR. HILL:  Is there anybody on the panel that doesn't

 12  use the Internet at least once a week?

 13           UNIDENTIFIED MALE JUROR:  Does not? 

 14           MR. HILL:  That does not use the Internet.

 15           UNIDENTIFIED MALE JUROR:  I don't even have a

 16  computer.

 17           MR. HILL:  You don't have a computer?

 18           UNIDENTIFIED MALE JUROR:  No.

 19           UNIDENTIFIED MALE JUROR:  My wife won't let me on

 20  ours.

 21           MR. HILL:  Okay.  I have that problem.  You touch the

 22  wrong button and it blows up the whole house.  Yes.

 23      Sir?

 24           JUROR MOUNCE:  I don't use mine.  I get it turned on

 25  and I can't get it turned off. 

00040 {11:46:29am}

 01           MR. HILL:  There's going to be an issue regarding

 02  worldwide web Internet domain names.  Is everybody familiar

 03  with what a domain name is?  No?  Okay.  No, Mr. Love?

 04           JUROR LOVE:  (JUROR SHAKES HEAD)

 05           MR. HILL:  Anybody else uncertain as to what an

 06  Internet domain name is?

 07           UNIDENTIFIED FEMALE JUROR:  Are we talking URLs?

 08           MR. HILL:  Yes.

 09           UNIDENTIFIED FEMALE JUROR:  I understand that.

 10           MR. HILL:  Is there anybody who has never surfed the

 11  Internet?

 12           JUROR MOUNCE:  I don't know the first thing about a

 13  computer.

 14           MR. HILL:  Okay.  Thank you, Mr. Mounce.

 15      More generally, many of the events that are going to be at

 16  issue in this case occurred well before I was born and I

 17  suspect before everybody on the panel was born.  As a result,

 18  there's going to be some documents in this case that are going

 19  to go into evidence but they may not be discussed by any of the

 20  witnesses.  Is there anybody who thinks that if they're

 21  impaneled on the jury, they would be inclined to decide the

 22  case based only upon the witness testimony that they hear and

 23  would not be willing to also look at any of the documents that

 24  counsel for the respective parties point out as being important

 25  in closing argument?  Everyone agrees that it would be

00041 {11:47:57am}

 01  important to look at the documents even if nobody has been able

 02  to talk about them because nobody has personal knowledge about

 03  them?  Okay.  Thank you.

 04      Is there anyone who believes -- there's been a little bit

 05  of discussion about religion and I'm not going to belabor the

 06  point -- but is there anyone who believes that if you're

 07  following your true-to-heart religious beliefs and those

 08  beliefs tell you to do something that is otherwise not in

 09  accordance with the law, that that conduct is still justified,

 10  just as a general principle?  Is there anyone who follows that

 11  general principle? 

 12           JUROR SVEC:  I'm sorry.  Could you repeat that?  I

 13  got a little confused.

 14           MR. HILL:  Sure.  Is there anyone who feels like --

 15  I'm just going to give a for-instance.  I'm not saying it has

 16  anything to do with this case.  Is there anyone who feels that

 17  if they felt compelled to express their religious freedoms but

 18  that expression were to come into conflict with other laws,

 19  that it would still be okay to express their religious views in

 20  the manner in which they're compelled to even if it came in

 21  conflict with the law? 

 22           JUROR SVEC:  I think that if they did that, they

 23  would be responsible to the law.  They might have to follow

 24  their conscience but they're going to have to pay to the law.

 25           MR. HILL:  Thank you, Ms. Svec.

00042 {11:49:34am}

 01      Was there anyone when Ms. Hendricks was discussing the

 02  fact that this is a copyright and other legal issues in this

 03  case, was there anyone who disagreed and felt that if there are

 04  religious overtones in this case, they might actually tend to

 05  factor in the religious overtones in addition to the law as the

 06  Judge gives it to you in the case?

 07      I don't get the benefit of going first in this case. 

 08  We're the defendant, even though we do have some claims in the

 09  case.  Is there anyone who thinks that they would not have the

 10  ability to wait until you've heard all of the evidence and the

 11  closing arguments of counsel in this case before making up your

 12  mind as to which side you believe is right or wrong under the

 13  law as the Judge gives it to you?  Anybody think they can't

 14  wait and hear both sides?  Thank you.

 15      Mr. Love, you were involved in military justice, I thought

 16  you said?

 17           JUROR LOVE:  I worked in court martials, boards.

 18           MR. HILL:  Did you spend time in court martial

 19  proceedings?

 20           JUROR LOVE:  Yes.

 21           MR. HILL:  What role did you play in those

 22  proceedings?

 23           JUROR LOVE:  Very little court but mostly in typing

 24  specifications and charges and interviewing the clients or the

 25  people brought in for the articles, whichever article it was. 

00043 {11:51:11am}

 01  Went over psychology reports.

 02           MR. HILL:  Is there anyone on the panel that has

 03  never gone through the process of buying a home?  That's

 04  understandable.

 05      Thank you, Judge.  I don't think I have anything else. 

 06  Appreciate your time.

 07           THE COURT:  Ms. Littlepage mentioned that she was --

 08  you have a trip planned a week from today; is that correct?

 09           JUROR LITTLEPAGE:  Yes.

 10           THE COURT:  And you're involved in a commitment in

 11  that regard.  How long would you anticipate being gone?

 12           JUROR LITTLEPAGE:  Through that following Sunday.

 13           THE COURT:  To the following Sunday.

 14           JUROR LITTLEPAGE:  Yes.

 15           THE COURT:  We can't ever really tell exactly how

 16  long a case is going to take but it may well extend beyond

 17  that.  We're not certain.  It may end this week but it could

 18  very well extend over into Monday or Tuesday of next week. 

 19  Would that create any problems for any -- other than

 20  Ms. Littlepage, do any of you have any difficulty with the

 21  possibility that this case might require you to be in

 22  attendance through a portion of next week? 

 23      All right.  You're Ms. Spencer?

 24           JUROR GAULT:  Ms. Gault. 

 25           THE COURT:  Pardon?

00044 {11:52:45am}

 01           JUROR GAULT:  Amelia Gault.

 02           THE COURT:  Go ahead, Ms. Gault.  Tell me what your

 03  problem is.

 04           JUROR GAULT:  My daughter actually has a doctor's

 05  appointment today at 1:45.  I could reschedule that.  She's

 06  going to be fitted for a helmet.  So if I couldn't do it today,

 07  I would have to do it tomorrow or the next day.

 08           THE COURT:  Okay.  Aside and apart from these two

 09  ladies, do any of you have any difficulty?

 10      May I see counsel at the bench. 

 11      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 12  HEARING OF THE JURY:)

 13           THE COURT:  You waive for cause?

 14           MR. ABOWITZ:  We have no challenge for cause.

 15           THE COURT:  Pardon?

 16           MR. ABOWITZ:  We have no --

 17           THE COURT:  No challenge for cause.

 18      You waive for cause?

 19           MR. HILL:  Yes.

 20           THE COURT:  All right.  What do you want to do about

 21  these two?

 22           MR. ABOWITZ:  I think you should let them go.  I

 23  don't think Ms. Littlepage, that that would be a problem if we

 24  got to next Tuesday and she wasn't out of here.

 25           THE COURT:  What are you suggesting with regard to

00045 {11:53:53am}

 01  her?  That I excuse her?

 02           MR. ABOWITZ:  That you excuse the juror.

 03           THE COURT:  Do you agree?

 04           MR. HILL:  No objection.

 05           THE COURT:  And what about -- is it Ms. Gault?

 06           MR. ABOWITZ:  I didn't understand about the helmet.

 07           THE COURT:  She has an appointment that she's either

 08  going to have to do today, which would require her to be gone

 09  this afternoon, or she's going to do it tomorrow or the next

 10  day.  It had to do with a medical appointment for her daughter.

 11           MR. ABOWITZ:  I'd ask the Court to excuse her as

 12  well.

 13           THE COURT:  Excuse her as well?

 14           MR. HILL:  (COUNSEL NODS HEAD)

 15          THE COURT:  All right.  Now then, -- let's excuse

 16  them and I'll call a couple more right quick to see and then

 17  you'll both have your three peremptory challenges left.  All

 18  right.

 19      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 20  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 21           THE COURT:  Ms. Littlepage and Ms. Gault, the

 22  attorneys and the Court have agreed that you will be excused to

 23  not interfere with the conflict that you've outlined.   You'll

 24  be excused.  You might go back by the jury assembly room and

 25  turn in your badges and explain to them that you've been

00046 {11:54:51am}

 01  excused, Ms. Littlepage, because you'll have to be gone next

 02  week and that you have an appointment this afternoon that you

 03  have.  You'll be excused at this time and we'll call two other

 04  jurors to take your place.

 05           THE COURTROOM DEPUTY:  Glenna Rae Guinn.  Glenna

 06  Guinn?

 07           JUROR GUINN:  It's Guinn.

 08           THE COURTROOM DEPUTY:  Nita Annesley?

 09           JUROR ANNESLEY:  It's Annesley. 

 10           THE COURT:  Okay.  Mrs. Guinn and Mrs. Annesley, were

 11  you able to hear all of the questions that I asked and that the

 12  attorneys asked and all of the answers that were given by the

 13  jurors in the jury box to those questions?

 14           JUROR ANNESLEY:  (JUROR NODS HEAD)

 15           JUROR GUINN:  (JUROR NODS HEAD)

 16           THE COURT:  If I asked each of you those same

 17  questions, would your answers be in any way substantially

 18  different from the answers given by these jurors in here? 

 19  Anything you want to call to the Court's attention about your

 20  ability to serve as a fair and impartial juror in this case? 

 21      First, Ms. Guinn.

 22           JUROR GUINN:  No, sir.

 23           THE COURT:  Do you have any reason to believe you

 24  couldn't serve fairly and impartially in this case?

 25           JUROR GUINN:  No, sir.

00047 {11:56:37am}

 01           THE COURT:  And Ms. Annesley?

 02           JUROR ANNESLEY:  Well, I've read the book and I've

 03  read quite a few religious books and I think it would be a

 04  problem as far as my religious beliefs.

 05           THE COURT:  Because of your religious beliefs? 

 06  You'll be excused then, Ms. Annesley.  You can return to the

 07  jury assembly room and advise the jury clerk.

 08           JUROR ANNESLEY:  All right.  Thank you.

 09           THE COURTROOM DEPUTY:  Drew Flowers.

 10           THE COURT:  Mr. Flowers, were you able to hear all of

 11  the questions and answers?

 12           JUROR FLOWERS:  Yes, sir.

 13           THE COURT:  Would your answers be the same or

 14  substantially the same?

 15           JUROR FLOWERS:  (JUROR NODS HEAD)

 16           THE COURT:  Do you know of any reason why you could

 17  not be a fair and impartial juror in this case?

 18           JUROR FLOWERS:  No.

 19           THE COURT:  If selected, would you serve fairly and

 20  impartially?

 21           JUROR FLOWERS:  Yes, sir.

 22           THE COURT:  All right.  I'll call on, first,

 23  Ms. Guinn.  Please stand and give us a little information about

 24  yourself.

 25           JUROR GUINN:  I was born and raised in Oklahoma

00048 {11:57:44am}

 01  City.  I'm married and have two children.  I'm retired.  I

 02  graduated high school.  My husband is retired.  Right now we're

 03  taking care of a granddaughter.  We like to travel, when

 04  possible.  And we just kind of take care of family at the

 05  present time.

 06           THE COURT:  Mr. Flowers?

 07           JUROR FLOWERS:  I was born and raised in Oklahoma

 08  City.  I graduated in 1997 from West Moore High School.  I just

 09  graduated in December from Southwestern Oklahoma State

 10  University, a bachelor's in health administration.  I currently

 11  work for OU physicians at the OU Health Science Center.  And I

 12  start back in the fall.  And I'm single. 

 13           THE COURT:  Thank you. 

 14      Mr. Abowitz, did you wish to ask either of these

 15  prospective jurors any additional questions?

 16           MR. ABOWITZ:  May I address from here, Your Honor?

 17           THE COURT:  Sure, sure.

 18           MR. ABOWITZ:  Mr. Flowers, what is your graduate

 19  program?

 20           JUROR FLOWERS:  Health administration.

 21           MR. ABOWITZ:  Were you able to hear, you and

 22  Ms. Guinn, able to hear the questions I posed to the other

 23  members of the jury?

 24           JUROR FLOWERS:  Yes.

 25           MR. ABOWITZ:  And that would make no difference in

00049 {11:59:00am}

 01  your deliberations?

 02           JUROR FLOWERS:  No.

 03           MR. ABOWITZ:  Ms. Guinn?

 04           JUROR GUINN:  No, sir.

 05           MR. ABOWITZ:  Thank you.

 06           THE COURT:  Mr. Hill?

 07           MR. HILL:  Did either of you -- you can just indicate

 08  by raising your hand -- did either of you disagree with the

 09  statement that Ms. Svec made when she said that if you follow

 10  your conscience and there are legal repercussions, there have

 11  to be -- you have to live with the repercussions?  Did either

 12  of you disagree with that statement when you heard it?

 13           JUROR GUINN:  (JUROR SHAKES HEAD)

 14           JUROR FLOWERS:  (JUROR SHAKES HEAD)

 15           MR. HILL:  Nothing else, Your Honor.

 16           THE COURT:  May I see counsel at the bench, please. 

 17  Bring your boards with you. 

 18      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 19  HEARING OF THE JURY:)

 20           THE COURT:  Pass for cause?

 21           MR. ABOWITZ:  Yes, sir.

 22           THE COURT:  Pass for cause?

 23           MR. HILL:  Pass.

 24           THE COURT:  All right.  We'll exercise peremptory

 25  challenges as follows:  The plaintiff will exercise their first

00050 {12:00:14pm}

 01  peremptory, then the defendant, so forth.  I think the way

 02  you'll have to do it is just indicate to me so I can X them

 03  off.

 04           MR. ABOWITZ:  Can you give us about 10 seconds?

 05           THE COURT:  Sure.

 06      (PAUSE)

 07      (PLAINTIFF INDICATES JUROR WRIGHT)

 08           MR. HILL:  Who is that?  I'm sorry.

 09           THE COURT:  This is a little confusing because this

 10  lady --

 11           MR. HILL:  Yeah. 

 12      (DEFENDANT INDICATES JUROR LOVE)

 13           THE COURT:  Your second, counselor. 

 14      Love was their first.

 15      (PLAINTIFF INDICATES JUROR SVEC)

 16           THE COURT:  Your second, counsel.

 17      (DEFENDANT INDICATES JUROR BALES)

 18           THE COURT:  Your third and last, counselor.

 19      Hendricks is seated the second one.  Ray is at the end

 20  here.

 21      (PLAINTIFF INDICATES JUROR RAY)

 22           THE COURT:  Your third and last, counselor.

 23      (DEFENDANT INDICATES JUROR MOUNCE)

 24           THE COURT:  Got that?

 25           MR. ABOWITZ:  Yes, sir.

00051 {12:02:51pm}

 01          THE COURT:  You gentlemen may be seated. 

 02      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 03  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 04           THE COURT:  The following named jurors together with

 05  the remaining members of the jury pool will be excused.  You

 06  may step down and return to the jury assembly room for further

 07  instructions.  Darrell Mounce, Richard Bales, Freddie Wright,

 08  Elaine Svec, Marsha Ray, and -- let's see -- and William Henry

 09  Love.  Those six may step down.

 10      Thank you for your willingness to serve as jurors in this

 11  case, ladies and gentlemen of the jury.

 12      I'll ask the remaining members of the jury pool to please

 13  stand and be sworn as jurors in this case that you've been

 14  selected.

 15      (JURORS SWORN)

 16           THE COURT:  Just move down to this end of the jury

 17  box. 

 18      Ladies and gentlemen, now that you've been -- well, I'll

 19  wait until you're seated.  Be seated, please.

 20      Now that you've been selected as jurors in this case, you

 21  will, as I mentioned earlier, be a fellow judge with me in this

 22  case.  You'll serve collectively to determine what the facts

 23  are in this case.  You'll listen to the evidence.  Any

 24  documents that are admitted will be available for your

 25  consideration to arrive at a conclusion as to what the facts

00052 {12:04:49pm}

 01  are. 

 02      I will determine and explain to you, as best I can, at the

 03  conclusion of the trial what the law is in this case that

 04  you're to apply to the facts that you determine to exist, but

 05  it will be your job to listen to the witnesses and determine

 06  credibility or believability and decide what -- decide the

 07  disputes of facts and apply the law.

 08      Now, I want to ask you to keep an open mind.  Don't make

 09  up your mind with regard to what the facts are until you've

 10  heard all of the evidence in the case and the Court's

 11  instructions with regard to the law and go to the jury

 12  deliberation room and begin your deliberation.  Don't discuss

 13  this case, not even among yourselves, but certainly with no one

 14  else until such time as it goes into the jury deliberation with

 15  you after you've been sworn and received the Court's

 16  instructions.

 17      Now then, don't read or examine anything outside the

 18  record in this case to help you determine the facts because

 19  evidence -- the time-honored system of justice is that evidence

 20  comes under oath and subject to cross-examination and that

 21  establishes the safeguards that evidence has to be considered

 22  properly by you.  So, don't read anything in the newspaper,

 23  don't draw any conclusions from any television programs or

 24  anything.  As a matter of fact, if any of them attempt to in

 25  any way mention this lawsuit, it's not very likely but it

00053 {12:06:20pm}

 01  might, just don't pay any attention to it and don't listen to

 02  it, and then make up your mind based upon the evidence you hear

 03  here in open court.

 04      Now, we'll proceed as follows in this case.  We're going

 05  to take a recess for lunch.  As soon as you get back, we'll

 06  start.  And I think I'll wait until that time to explain the

 07  order of the arguments and the presentation of evidence.  Just

 08  remember that you'll be excused until 1:15.  Be back in the

 09  jury assembly room at 1:15.  My bailiff will come pick you up

 10  at that time and bring you back into the courtroom and we'll

 11  try to resume very shortly thereafter. 

 12      Would everyone please stand and remain standing until the

 13  jurors clear the courtroom.  You may lead the way out, if you

 14  will, Mr. Flowers.

 15      (THE JURY WAS EXCUSED FROM THE COURTROOM, AFTER WHICH THE

 16  FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT:)

 17           THE COURT:  Court is in recess.  Thank you,

 18  gentlemen.

 19      (THE LUNCHEON RECESS WAS TAKEN)

 20                             

00054 { 1:14:23pm}

 01                     AFTERNOON SESSION

 02                   TUESDAY, JUNE 12, 2001

 03  ---------------------------------------------------------------

 04      (THE FOLLOWING PROCEEDINGS WERE HAD IN THE JUDGE'S

 05  CHAMBERS AND OUT OF THE PRESENCE AND HEARING OF THE JURY:) 

 06           THE COURT:  Okay.  Anil mentioned something that

 07  probably should just go in the record somewhere, that the

 08  parties have agreed that any documents not objected to,

 09  exhibits not objected to, are admitted without objection; is

 10  that correct?

 11           MR. HILL:  That's fine with us.  I thought we were

 12  going in that direction and this morning --

 13           MR. ABOWITZ:  Ross had the conversation with Steve on

 14  that.  He's right -- he was right behind me.

 15           MR. HILL:  Ross told me that their exhibits that are

 16  unobjected to, they're not willing to tender them into

 17  evidence.  So, --

 18           THE COURT:  Okay.  We'll take that up when Ross gets

 19  here.

 20      I want to clarify one thing before I explain to the jury. 

 21  We're going to take up the question of who is the author of The

 22  Urantia Book as the first submission to the jury before some of

 23  the other submissions; right?

 24           MR. HILL:  (COUNSEL NODS HEAD)

 25           THE COURT:  I wanted to explain to them.  Do you all

00055 { 1:33:50pm}

 01  want to --  Are you going to limit your opening arguments, this

 02  phase of the opening arguments, to the authorship or do you

 03  want to do the whole nine yards and then limit your evidence or

 04  somewhat restrict your evidence until all the evidence on

 05  authorship is in and then instruct and argue on that?  How do

 06  you all want me to explain it to the jury about this?

 07           MR. HILL:  Well, I actually thought that we were --

 08  that what we were going to do was make our openings but not

 09  argue the law, of course.  Just make our openings and --

 10           THE COURT:  Total openings.

 11           MR. HILL:  Each side produce their side of the case

 12  and then we'd send the jury out -- we'd do closing argument on

 13  just the authorship and send the jury back and then close --

 14           THE COURT:  Okay.  Now, you didn't have any idea of

 15  having subsequent evidence after the issue of authorship was

 16  decided?

 17           MR. SCHOENTHALER:  Your Honor, a major problem is we

 18  have out-of-town witnesses --

 19           THE COURT:  Pardon?

 20           MR. SCHOENTHALER:  A major problem is we have out-of-

 21  town witnesses who will be coming in throughout the trial

 22  process.

 23           THE COURT:  Right.

 24           MR. SCHOENTHALER:  And, frankly, each of them has

 25  evidence on numerous items, and if we limit --

00056 { 1:33:55pm}

 01           THE COURT:  So you want to put it all on?  Okay.

 02           MR. HILL:  Just put all the evidence in and argue at

 03  the end.

 04           THE COURT:  We'll just put all the evidence on and

 05  then argue and instruct on authorship, and then, depending on

 06  what their answer to that interrogatory is, then we'll instruct

 07  and argue on the rest of it, or will there be additional

 08  evidence after that?

 09           MR. ABOWITZ:  Can we hold it open on the additional

 10  evidence?

 11           THE COURT:  Huh?

 12           MR. ABOWITZ:  Can we hold it open on the additional

 13  evidence?

 14           THE COURT:  Well, that's what I want -- we can do it

 15  now, if you decide you want to, but I think we have to have a

 16  rule of understanding how we're going to do it.  The way I

 17  understand it, you're proposing we just put your case on but

 18  submit on one issue only first and then after that's answered,

 19  then just continue argument and instruction with regard to the

 20  other issue; is that right?

 21           MR. HILL:  That's how I understood it, yes.

 22           THE COURT:  So, I don't need to explain that to them

 23  at this time? 

 24           MR. HILL:  I don't think so.

 25           THE COURT:  Okay.

00057 { 1:33:58pm}

 01           MR. HILL:  But we do want to go ahead and put our

 02  stipulation with regard to Urantia Foundation's exhibits on the

 03  record and also stipulate to the -- to drop the motion to quash

 04  that was filed.

 05           THE COURT:  All right.  Why don't you make that

 06  record right now.

 07           MR. HILL:  Okay.  Urantia Foundation is withdrawing

 08  its motion to quash the trial subpoena of Richard Keeler, and

 09  counsel of the parties have reached a stipulation that Urantia

 10  Foundation exhibits 1-A, 1-B, 2, 3-A, 3-B, 4-A, 4-B, 4-C, 4-D,

 11  4-E, 5, 8, 16, 21, 23, 28, 30, 31-A through D, 36, 93, 94,

 12  99-B, 99-C, 100-B, 100-C, 114-A through C, and 116 are tendered

 13  in.

 14           MR. PLOURDE:  Let me just kind of clarify a little

 15  bit.  First of all, you've represented to me -- I haven't had a

 16  chance to double check -- but you represented those are all the

 17  ones we had no objection to in the pretrial order? 

 18           MR. HILL:  This is true.

 19           MR. PLOURDE:  Based on that, I have no reason to

 20  doubt that's correct.  Based on that, we don't have any

 21  objection to those being offered into evidence.  It was a

 22  little bit of a trade-off.  The offer was that all of our

 23  exhibits that weren't objected to would be submitted into

 24  evidence except that we have several that they have not

 25  objected to that we may not want to offer, and they prefer not

00058 { 1:34:04pm}

 01  to have them go into evidence.  So the ones that they have

 02  objected to -- I think the deal is that the ones that you have

 03  not objected to that we offer will be put into evidence.

 04           THE COURT:  Admitted without objection then; is that

 05  correct?

 06           MR. HILL:  We're putting ours into evidence.  We

 07  reserve the right in the pretrial order to use certain of their

 08  exhibits.  We got their exhibits before we had to do our own. 

 09  I'm interested to hear how the Court is going to take up the

 10  matter of their exhibits submitted to which we didn't file any

 11  objections provided that --

 12           THE COURT:  Well, if you didn't object to them,

 13  they'll be admissible if they offer them.  Now then, if you

 14  offer them, is that what you're asking, what's going to happen?

 15           MR. HILL:  Yes.

 16           THE COURT:  If you offer them but you didn't object? 

 17  Did you make a statement in your pretrial statement that all

 18  exhibits offered by the defendant as well?

 19           MR. HILL:  (COUNSEL NODS HEAD)

 20           THE COURT:  They'll be admitted then.

 21           MR. HILL:  Okay.  Thank you, Judge.

 22           THE COURT:  If you listed them --  If you listed

 23  them, even though you elect not to offer them, you can't object

 24  to them if they offer those as well.  By listing them, you

 25  don't necessarily -- I mean, that doesn't amount to any kind of

00059 { 1:34:08pm}

 01  an objection to them.  Any exhibit not objected to will go in.

 02           MR. ABOWITZ:  We objected to their exhibits as

 03  they've listed them and those exhibits -- it would seem to me

 04  that those objections are still good.

 05           MR. HILL:  Well, that's fine, but the exhibits -- I

 06  mean, I'm not trying to --

 07           THE COURT:  Did you object to them specifically?

 08           MR. ABOWITZ:  Yes.

 09           THE COURT:  The ones -- including the ones you had

 10  offered?

 11           MR. ABOWITZ:  Yes.

 12           MR. HILL:  No, that's not true.

 13           MR. ABOWITZ:  Yes.

 14           MR. PLOURDE:  A lot of them, they also listed, and

 15  when they listed them, we objected to them.  So we have one --

 16           THE COURT:  Well, you've got a deal here where you've

 17  offered them or listed them?

 18           MR. PLOURDE:  We listed them.

 19           THE COURT:  And then you've objected to them when

 20  they offered them?

 21           MR. PLOURDE:  Well, and let me tell you why, Judge. 

 22  You know, as soon as counsel finishes laughing, let me tell you

 23  why.

 24           THE COURT:  Well, it isn't just counsel laughing.

 25           MR. PLOURDE:  Okay, Judge.  Let me try to overcome

00060 { 1:34:11pm}

 01  your skepticism.  Judge, documents that they produced or that

 02  their people wrote are admissions, that they are admissible

 03  against them.  If we didn't write them, they're not admissible

 04  against us so we get to use them if we want to but they can't

 05  offer them themselves because they're out-of-court statements. 

 06  So, you know, whereas we can rely on an exception to the

 07  hearsay rule, they can't.  It's those kinds of --

 08           THE COURT:  Again, I'm asking:  Did you specifically

 09  make an objection to any of the exhibits they've listed,

 10  including the ones that you had offered?  If they incorporated

 11  your list of the ones that you've offered, what you should have

 12  said, Ross, is, "I object to even those ones we've listed that

 13  are included if they're offered on their behalf," and you

 14  didn't do that.

 15           MR. PLOURDE:  Well, Judge, let me tell you, there are

 16  a couple in there that they listed the same exact exhibit. 

 17  They put it in their book and I objected to it.

 18           THE COURT:  You objected to it from their standpoint? 

 19  Okay. 

 20           MR. PLOURDE:  That's right.  And we also had it and

 21  they may or may not have objected to it.  But, in any event,

 22  you know, we'll just withdraw them.

 23           THE COURT:  What kind of exhibits?  What are we

 24  talking about here?

 25           MR. PLOURDE:  Well, for instance, that History of The

00061 { 1:34:15pm}

 01  Urantia Movement was supposedly -- you know, they say it was

 02  authored by William Sadler.  Well, William Sadler is their

 03  predecessor in interest and anything that he would say we

 04  believe is an admission.

 05           THE COURT:  Okay.

 06           MR. PLOURDE:  And, so, we could get it in against

 07  them.  Now, we don't think it can come in against us because it

 08  was their guy's out-of-court statement.  They listed it, we

 09  listed it, we objected to theirs, and they didn't object to

 10  ours, and so now they want to get it in.

 11           MR. HILL:  Judge, they put a different History of The

 12  Urantia Movement document than the ones that we put in.  To be

 13  candid, they put in one that was attached to a deposition in

 14  the Maaherra case.  It is not the same as the documents that we

 15  put in.  We did not tender Forsythe exhibit -- Forsythe

 16  deposition exhibit 41, and they did.  We don't have any

 17  objection to it.  They didn't reserve an objection to it.  They

 18  also put in another history document.  Their exhibit 1 is not

 19  an exhibit that we put in but we certainly don't have any

 20  objection to it.

 21           THE COURT:  All right.  Let me try to get back to

 22  ground zero.  Each of you have the right to object to any

 23  exhibit that's being offered by the other side.  Now, you waive

 24  that right if you don't object -- list your objection.  Both

 25  sides agree with that?

00062 { 1:34:20pm}

 01           MR. HILL:  Agreed.

 02           THE COURT:  You waive that right if you haven't

 03  objected to it.  Now then, if you're going to offer an

 04  exhibit -- now, what are you stipulating to then if different

 05  from that?  I thought you were saying that both sides

 06  stipulated that all the documents not objected to could be

 07  admitted.  Is that right or not?

 08           MR. PLOURDE:  That's right, Your Honor, with the

 09  exception that the documents that we listed that they haven't

 10  objected to, we want to reserve the right --

 11           THE COURT:  Okay.  Now, on those -- in those, when

 12  you offer them, consider them their right to be heard arguing

 13  as to whether or not they should be admitted.

 14           MR. HILL:  That's fine, Judge.

 15           THE COURT:  I'm not going to make a general ruling.

 16           MR. HILL:  That's fine, Judge.  We'll just take them

 17  one at a time.

 18           THE COURT:  Take them one at a time.

 19      All right.  What else? 

 20      Let's go to work. 

 21           MR. ABOWITZ:  The thing I wanted to address with you,

 22  Judge, is does the Court have a view of whether you can give

 23  the jury a brief preliminary instruction on copyright law so

 24  that they will know where the evidence that we will relate to

 25  in opening statement fits into the framework?  Otherwise, it

00063 { 1:34:23pm}

 01  would seem to me that for us to make a presentation that has

 02  some continuity, that we would have to do that, and I know how

 03  you feel about the lawyers talking about the law in opening

 04  statement.

 05           THE COURT:  Well, I am not prepared to preliminarily

 06  instruct the jury on copyright law but I'll allow you all some

 07  leeway with the admonition -- you ought to say, "Now, keep in

 08  mind that the Judge is going to instruct you with regard to

 09  what the law is.  And if there's any conflict between what I

 10  say and what he says, keep in mind that you're to accept the

 11  law as announced by the Court.  But I'm telling you that with

 12  regard to some general principles and so forth."

 13           MR. ABOWITZ:  That's good.

 14           THE COURT:  Fair enough?

 15           MR. HILL:  Yeah.  I mean --

 16           THE COURT:  Well, I probably should have --

 17           MR. HILL:  How far are we going to go?

 18           THE COURT:  Well, --

 19           MR. ABOWITZ:  Judge, I'm going to restrict it but I

 20  think it's absolutely essential that they have some framework

 21  within which to --

 22           THE COURT:  Well, If you had suggested it, I might

 23  have prepared a brief summary, preliminary instruction with

 24  regard to it, but I haven't done it at this point.  All right? 

 25      Here we go.

00064 { 1:35:09pm}

 01      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT, OUT OF

 02  THE PRESENCE AND HEARING OF THE JURY:)

 03           THE COURT:  Keep your seat.

 04      Refresh my memory.  What kind of time limit did we agree

 05  on for opening statement?

 06           MR. HILL:  30 minutes, Judge.

 07           THE COURT:  That's what I thought.  Is that your

 08  understanding?

 09           MR. ABOWITZ:  Yes, sir.

 10           THE COURT:  You don't have to take all of it.

 11           MR. ABOWITZ:  Your Honor, Debbie Crabb is with my

 12  office.  May she sit at counsel table to assist me?

 13           THE COURT:  Sure.  You all have no objection, do you?

 14           MR. HILL:  No, Your Honor.

 15           THE COURT:  Sure.

 16           MR. HILL:  Your Honor, can we approach? 

 17      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 18  HEARING OF THE JURY:)

 19           MR. HILL:  We --

 20           THE COURT:  Go ahead.  The jury is not here yet.

 21           MR. HILL:  We have a chronology in time line fashion. 

 22  I don't think it's argumentative but it does -- and I think it

 23  would be useful in opening.

 24           THE COURT:  Outlining your opening?

 25           MR. HILL:  To lay out the time and chronology.

00065 { 1:38:03pm}

 01           THE COURT:  Did you show it to him?

 02           MR. ABOWITZ:  Yeah.  We object to it on the basis it

 03  is argumentative and they're going to have a tough time proving

 04  some of that stuff.

 05           THE COURT:  Okay.  I'll overrule the objection and

 06  let you use it, understanding that it's not necessarily an

 07  exhibit; it's simply an outline of the evidence that you hope

 08  to present.

 09           MR. HILL:  We're not tendering it.

 10           MR. ABOWITZ:  May that statement be made to the jury?

 11           THE COURT:  Absolutely.  When you start to use it,

 12  say, "This is not evidence in the case.  This is an outline of

 13  the evidence that we hope to present."

 14          MR. HILL:  Okay. 

 15      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 16  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 17           THE COURT:  Be seated, please.

 18      Ladies and gentlemen of the jury, let me inquire if

 19  anything occurred during the lunch hour that would in any way

 20  prevent you from continuing to serve as fair and impartial

 21  jurors in this case? 

 22      I gather not.

 23      Now, let me tell you that we're ready to present this

 24  case.  The first thing you'll hear is the opening statements of

 25  the attorneys.  Now, the opening statements of the attorneys

00066 { 1:42:40pm}

 01  are not evidence in the case.  Evidence comes to you in the

 02  form of sworn testimony from the witness stand and in the form

 03  of documents, which we have a lot of in this case for you to

 04  consider and weigh.  But the attorneys are allowed to make

 05  statements in opening in order to help you -- to suggest what

 06  evidence they hope to present and hope to use.  That doesn't

 07  prevent the Court from ruling contrary to some of their offers,

 08  and some of it may not come in, but they're allowed to outline

 09  what evidence they hope to present to you so that you might

 10  better follow and understand that evidence as it comes on from

 11  the witness stand.

 12      Remember that what the attorneys say is not evidence in

 13  the case.  It's what you hear from the documents or from the

 14  witness stand that is evidence for you to consider. 

 15      Now, the attorneys will be allowed some leeway in

 16  outlining what they think the law is with regard to that, and I

 17  will instruct you.  Keep in mind that when I do instruct you,

 18  if there's any confusion or conflict in your mind between what

 19  you understand me to say and what they say, keep in mind that

 20  you're to follow the instructions of the Court.  What I say is

 21  controlling with regard to the law and not what the attorneys

 22  may have said in opening or closing arguments and so forth.

 23      Now then, after both sides have had an opportunity to

 24  outline their evidence or make their opening statement, then

 25  the plaintiff will call their witnesses in chief subject to

00067 { 1:44:14pm}

 01  cross-examination by the defendant. 

 02      After the plaintiff has completed their case and rested,

 03  as they say, then the defendant will be allowed to offer

 04  witnesses and documents in support of their case in chief.  Not

 05  only are there cases in chief, we have a claim by the plaintiff

 06  in this case against the defendant and the defendant defends

 07  against that.  We also have a claim by the defendant against

 08  the plaintiff, what we call a counterclaim or a counter

 09  movement against the plaintiff, and that plaintiff denies

 10  that.  So the plaintiff and the defendant are both aggressors

 11  and defense people in a certain sense of the word and you have

 12  to keep that in mind.

 13      At any rate, after the defendant has presented their

 14  evidence, subject to cross-examination by the plaintiff, then

 15  both sides rest eventually, and at the end of that time, the

 16  attorneys will be allowed again to address you in what's known

 17  as closing arguments.  Again, not evidence in the case, but to

 18  suggest to you what they hope or believe that you should deduce

 19  from the evidence that you've heard.  In other words, suggest

 20  facts that they hope you will conclude from the evidence that

 21  you have heard.  You're not bound by their conclusions or their

 22  suggestions.  Indeed, it's your own conclusions and your own

 23  finding with regard to the facts that control in this case

 24  coupled with the law that the Court gives you to apply to those

 25  facts that you determine to exist.

00068 { 1:45:53pm}

 01      With that brief explanation, I'll call on counsel for the

 02  plaintiff.  Mr. Abowitz will make no more than a 30-minute

 03  opening statement.

 04           MR. ABOWITZ:  Thank you, Your Honor.

 05      Before we do that, may I introduce Debbie Crabb to the

 06  ladies and gentlemen of the jury?

 07           THE COURT:  You may indeed.

 08           MR. ABOWITZ:  As you will see, she's here to keep me

 09  from fumbling around with the books and she usually does a

 10  pretty good job.

 11      May I proceed?

 12           THE COURT:  You may.

 13           MR. ABOWITZ:  Ladies and gentlemen, as the Court

 14  said, generally these opening statements are restricted to the

 15  lawyer's statements about what the lawyer believes the evidence

 16  will show on behalf of his or her client.  In this instance, it

 17  will be a little bit different because I will give you what I

 18  believe to be an accurate statement of the law so you can put

 19  these facts as you hear them in the context of the law that I

 20  anticipate the Court will give you at the appropriate time in

 21  this case.

 22      As the Court said, and I want to be -- I want to repeat it

 23  because it bears repeating, although I believe that the

 24  statement is accurate, if at the end of the day when you get

 25  those instructions and the Court's version is different than

00069 { 1:47:21pm}

 01  you recall what I gave you, you should disregard my statement

 02  of the law and adopt the one that the Court gives you because

 03  that will be the one that will govern your deliberations in

 04  this case.  In other words, you're going to have to make your

 05  mind up about the facts and you're going to have to determine

 06  and analyze how those facts fit within the frame work of the

 07  legal instructions that the Court gives you.

 08      With that, I will tell you that this is kind of a PBS

 09  mystery.  Let me start out that way.  This story begins back at

 10  the early part of the 1900s.  The story involves a

 11  psychiatrist, a well-known, well-respected psychiatrist in

 12  Chicago, Illinois.  That gentleman's name, the evidence will

 13  be, was Dr. William Sadler.  Dr. Sadler had a specialty of

 14  treating people with psychiatric disorders. 

 15      The evidence in the case is that at some point in time,

 16  early in the last century, a lady brings her husband to see

 17  Dr. Sadler and her husband is afflicted with some disturbance

 18  that she hopes Dr. Sadler will be able to straighten out. 

 19  Dr. Sadler takes this patient and addresses, we believe, his

 20  psychological or psychiatric ailment.

 21      The evidence is, insofar as it concerns this case, is that

 22  that man, that patient, and you will hear that person be

 23  referred to as "patient" or "subject" is, the evidence will

 24  reveal to you, the author of The Urantia Book. 

 25      This is the book (INDICATING).  It is over 2,000 pages

00070 { 1:50:04pm}

 01  long.  As the Court advised you this morning, it was published

 02  in 1955, long after this patient first went to see Dr. Sadler.

 03      The evidence in the case, somewhat astonishingly, is that

 04  this person, this patient, hand wrote all of this book, and

 05  what he wrote out in longhand ended up being this book without

 06  change.  There is nothing in this book, the evidence is, that

 07  he didn't write out in longhand.

 08      The interesting part of this is that the interests of

 09  Dr. Sadler eventually become The Urantia Foundation.  And the

 10  question in this case is going to be:  Who was the author of

 11  the book?  The evidence is -- the mystery comes into play

 12  because they would never reveal who this patient was.  The

 13  evidence is that the people associated with Dr. Sadler took an

 14  oath to keep that secret and to keep the origins of this book

 15  under wraps.

 16      The evidence is that this book was completed in two

 17  sections.  It contains four sections; the first three were

 18  completed in 1935, and the last one, which is essentially the

 19  part of the book published by The Michael Foundation, Jesus - A

 20  New Revelation, was finished in 1936.

 21      The evidence is that there was an assignment, a legal

 22  giving by the patient to Dr. Sadler of his rights created by

 23  his authorship and organization in longhand of this book to

 24  Dr. Sadler.  The evidence is, under the cloak of secrecy, there

 25  is no assignment in writing.  It was purported to be a verbal

00071 { 1:53:05pm}

 01  assignment.  There is no record and there is no evidence of

 02  what condition this patient suffered from, whether this patient

 03  could have given Dr. Sadler an assignment and whether or not

 04  this patient was fully advised of what he was doing, if indeed

 05  he made this assignment.

 06      The Urantia Foundation, through this series of evolutions,

 07  gets a copyright on this book and says to the United States

 08  copyright office, "We are the author of this book and we got an

 09  assignment."  That copyright expired and The Urantia Foundation

 10  had to renew the copyright in 1983.  I anticipate that the

 11  Judge will instruct you, under the copyright law, that if this

 12  patient actually assigned his right in this book to The Urantia

 13  Foundation, that only that patient or that patient's heirs

 14  would qualify to apply for renewal.

 15      The evidence in the case is that the patient died.  The

 16  evidence is nobody knows when he died, but the evidence appears

 17  to be fairly strong that he was dead before 1983, which would

 18  leave it to his heirs to renew this copyright.

 19      The evidence is that his heirs did not renew the

 20  copyright.  The evidence is the same people who first went to

 21  the copyright office and said, "Hey, we're the author of this

 22  book," now go to the copyright office and say, "We are the

 23  proprietor of this book and it's a work for hire."  The

 24  evidence is the reason they did that is that they couldn't have

 25  renewed the copyright if they hadn't said that.  And this is a

00072 { 1:55:42pm}

 01  significant change in their position.  The evidence is there is

 02  no evidence that anybody was paid to do this.  The evidence is

 03  there is no evidence that anybody was in a situation that could

 04  have been classified as one that would give rise to the

 05  classification of work for hire.  But they did it, nonetheless.

 06      One of the issues in this case is that The Michael

 07  Foundation and Mr. McMullan challenged the validity not only of

 08  the first copyright but the second copyright.

 09      Now, what makes this even more interesting is the evidence

 10  will be that this is not the only lawsuit that has taken place

 11  over the validity of these copyrights.  There was a case that

 12  preceded, that happened before the copyright renewal, and what

 13  was the position that Urantia Foundation took in that case? 

 14  The position was not that it was a work for hire because they

 15  didn't have to go there yet.

 16      Now, there's litigation, additional litigation, after the

 17  copyright renewal.  Do they take the position of work for hire

 18  in that case, the principal position they take?  Do they take

 19  the position that they have been assigned the rights of the

 20  patient?  They take another position.  They now say, in that

 21  litigation, and the evidence will be that this book was

 22  authored by spiritual beings and that gives rise to a different

 23  impact in the copyright law.

 24      The evidence is they have taken several significant,

 25  different, unreconcilable positions about why they're entitled

00073 { 1:58:18pm}

 01  to a copyright.  We will bring all that evidence to your

 02  attention and you will have to determine what you make of that

 03  in the context of the law.

 04      Now, the evidence on behalf of The Michael Foundation is

 05  simple.  Back at the beginning, the first position that these

 06  people took was the patient was the originator and author of

 07  the book; the patient was the only one, other than his heirs,

 08  that had the right to renew the copyright in 1983.  The

 09  evidence is, as I said earlier, the patient -- neither the

 10  patient nor the patient's heirs appeared at the copyright

 11  office and said, "We want to renew this," nor did Urantia

 12  Foundation show up at the copyright office and say, "Look, we

 13  have a written assignment" -- which would have been necessary

 14  to do this -- "from either the patient or the patient's heirs

 15  to renew this."  They didn't do that.  The evidence, I submit

 16  to you, leads to the conclusion that that copyright is invalid.

 17      Now, there are other issues that are subsumed in this

 18  case, if you will, contained in it.  There is an issue about

 19  what this book is technically, whether it is a compilation. 

 20  This book, as I've shown it to you, contains what I'm going to

 21  call the original manuscript, the original papers as written

 22  out in longhand by the patient which gave rise to his right to

 23  the copyright.  And there is, in the beginning, the contents of

 24  the book, and the evidence is that I believe the Court will

 25  instruct you that you're not to consider that.  Mr. Sadler --

00074 { 2:00:43pm}

 01  Dr. Sadler's son, Bill Sadler, Jr., put that together, and the

 02  evidence is clear that this first part, the contents of the

 03  book, has nothing to do with the text of the book.

 04      The evidence is, on behalf of The Michael Foundation, that

 05  in the technical terms of the law, that it is not a

 06  compilation, it's not an assemblage, and it is not a composite

 07  work.  The evidence is that those are the other two exceptions

 08  along with the work for hire that The Urantia Foundation --

 09  under which The Urantia Foundation would be entitled to the

 10  copyright.

 11      The evidence is clear, I submit to you, and it will be

 12  presented to you, that that is not the case here.  It is not a

 13  compilation; it is not an encyclopedia; it is not a composite;

 14  it is not a work for hire.  And under those factual situations,

 15  they are not entitled to a copyright.

 16      The Michael Foundation determined back during the period

 17  of time of this other litigation, through a legal opinion not

 18  rendered by anybody in this room, that this copyright was no

 19  good.  And what he did, he will tell you that this book changed

 20  his life.  He will tell you that this book is the basis of his

 21  daily life, it is his religion.  He will tell you that he felt

 22  that it was necessary to proselytize his religion by putting

 23  out the fourth portion of this book.  He did so.  It's called

 24  Jesus - A New Revelation.

 25      The only respect in which it is different from what's in

00075 { 2:03:11pm}

 01  this book is the cover, which has a wonderful painting that

 02  hangs in a museum in Scotland; the back of the book; and an

 03  index; an appendix that is many pages long.  It's over 100

 04  pages long.

 05      The evidence is that Mr. McMullan has made this book --

 06  this book, this book, his life's work and he prepared an index

 07  to this book.  There wasn't one before that.  He has not

 08  profited from it.  He has not profited from this.  The evidence

 09  is his motives were to spread the word that's contained in this

 10  book.

 11      The evidence is that based upon that publication he was

 12  sued in the State of Arizona.  That case was thrown out on

 13  legal grounds and it came back here -- or it didn't come back

 14  here -- but The Michael Foundation that published this book

 15  filed this lawsuit asking the Court to declare a copyright is

 16  invalid and this is improper.

 17      There's another issue in this lawsuit: trademarks. 

 18  Mr. McMullan and Michael Foundation registered Internet domain

 19  names in the name of The Urantia Book, the very name of this

 20  book.  The evidence is going to be that The Urantia Book is not

 21  a name that can be trademarked.  I should say the law also will

 22  be to that effect.  So the effect of the trademark is you can't

 23  say The Urantia Book, you can't say you're a reader of The

 24  Urantia Book, you can't say you are a studier of The Urantia

 25  Book, you can't say you are a serious student of The Urantia

00076 { 2:05:46pm}

 01  Book as long as these people have the trademark.

 02      The other point at issue is the word "Urantia."  That's

 03  the other domain name.  "Urantia" in this book means the

 04  earth.  The evidence is there are many different iterations. 

 05  Urantian is a person that studies this book.  Urantian, a

 06  person that tithes to the Urantia movement, the Urantia

 07  movement, the Urantia students, the Urantia church. 

 08      The evidence will be that Mr. McMullan, through The

 09  Foundation, attempted to set up a church, the Urantia Church,

 10  in Oklahoma City.  For reasons other than the disputes in this

 11  case, it didn't work.  Kind of a personality conflict between a

 12  gentleman that was asked to be the minister of the church that

 13  came from Australia and the people who would attend the church

 14  here in Oklahoma.  Essentially, what it got down to was that

 15  the Okies and Aussies didn't get together, couldn't understand

 16  one another, I guess, notwithstanding the common bond of their

 17  religion.

 18      The evidence that will be presented in the case will

 19  include statements from the records of The Urantia Foundation

 20  in writing signed by officials of that organization which

 21  support each and every facet of the proof I told you you would

 22  be presented.  One, the author was the patient.  Number two, no

 23  evidence of any assignment.  Number three, a work for hire. 

 24  Number four, it's not a work for hire.  Number five, it's a

 25  composite.  It's not a composite.  Number six, something else,

00077 { 2:08:21pm}

 01  and it's not something else.  Number seven, ad infinitum.  The

 02  evidence is it comes out of their records. 

 03      Maybe one of the most interesting pieces of evidence in

 04  this case will be an opinion from one of their lawyers about

 05  this.  We anticipate we will get that to you if the Judge

 06  admits that evidence.

 07      In conclusion, the evidence that you will be presented

 08  clearly speaks to the conclusion that we believe that you will

 09  reach after you hear the evidence, that, number one, they have

 10  no right to a copyright, the copyright is invalid, and, as a

 11  consequence, everyone that wants to spread the word contained

 12  in this book can do so.  Number two, that the uses of

 13  Mr. McMullan and The Michael Foundation of the terms "The

 14  Urantia Book" and "Urantia" are clearly, clearly fair uses of

 15  that name and they should not be restricted from using it.

 16      I appreciate your time and your attention and we look

 17  forward to presenting this evidence to you over the next

 18  several days and hope that we can keep it in a fashion that we

 19  don't -- that we can be as clear and concise as we can.

 20      Thank you.

 21           THE COURT:  Mr. Hill?

 22           MR. HILL:  Thank you, Your Honor. 

 23      Members of the jury, my name, again, is Steve Hill. 

 24      Urantia Foundation is a charitable trust that was founded

 25  in 1950 in Chicago, Illinois.  It was formed pursuant to a

00078 { 2:10:50pm}

 01  declaration of trust after many of the events that Mr. Abowitz

 02  told you about.  There are agreements between the parties as to

 03  some of the facts of this case.  Both parties agree and I

 04  expect will present evidence in this case to the effect that a

 05  patient or a subject or a conduit, if you will, a person was

 06  under observation by Dr. William Sadler, who was a prominent

 07  Chicago psychiatrist.  That when Dr. Sadler realized that he

 08  was in touch with something that he didn't quite understand, he

 09  then sought to bring in other people into the process of

 10  observing this person who I'm going to refer to as the subject

 11  or the conduit.  And the reason is that because some of the

 12  documentary evidence in this case suggests that Dr. Sadler and

 13  others believed that this person was a conduit for the

 14  transmission of information from celestial beings, if you

 15  will.  But whatever you believe about that, I would encourage

 16  you to be respectful of the fact that Urantia Foundation's

 17  representatives, many of whom will testify in this case,

 18  believe that celestial beings are, in fact, the authors of The

 19  Urantia Book.  That is a statement of belief.  It is not

 20  evidence.  I am going to encourage you, as you review the

 21  evidence in this case, to take into consideration the fact that

 22  much of what you're going to be seeing --

 23           MR. ABOWITZ:  Your Honor, I'm going to object to

 24  that.  That's argument.

 25           THE COURT:  Overruled.  Go ahead.

00079 { 2:12:33pm}

 01           MR. HILL:  Much of what you're going to be seeing is

 02  documentary evidence that is reflecting what are, in fact, the

 03  religious faith of the spiritual beliefs of the authors when it

 04  pertains to the book.

 05      That having been -- that being set aside, there are some

 06  things that we don't agree about, apparently, from the way

 07  Mr. Abowitz set out the facts regarding how we got The Urantia

 08  Book. 

 09      Urantia Foundation's position is that there was some human

 10  involvement and some human interaction in the process of

 11  creation for The Urantia Book.  There's no denying, for

 12  example, that Dr. Sadler and five other people who came to be

 13  known as The Contact Commission were responsible for monitoring

 14  sessions with the sleeping subject, or with this subject who

 15  was speaking.  At some times during these sessions, one of the

 16  Contact Commissioners, a woman named Emma Christensen, would

 17  take down physically notes regarding the content of what the

 18  subject was saying.  She would then go back and type up this

 19  content into manuscript -- typescript form.  Those typescripts

 20  eventually were shared by Dr. Sadler and the other Contact

 21  Commissioners at his home in Chicago, Illinois with a larger

 22  group of people that Dr. Sadler met with on Sundays.  That

 23  larger group of people are known as The Forum. 

 24      So what you have, in a nut shell, the diagram of the

 25  traffic accident in this case, ladies and gentlemen, is that

00080 { 2:14:17pm}

 01  you have a Contact Commission, and you have a sleeping subject,

 02  who is being monitored by The Contact Commission. 

 03      Eventually, the evidence shows that The Contact

 04  Commissioners were asking questions to the subject while he was

 05  in an unconscious state.  The subject then began giving

 06  responsive information to these questions.  Some of the

 07  responsive information was given in sessions, some was given in

 08  a different way, and we'll get to that in a second.

 09      But in the early time in which this was occurring, Emma

 10  Christensen was right there taking her notes and typing them up

 11  so that the Contact Commissioners could then take the written

 12  documents, show it to this larger group of people known as The

 13  Forum, and solicit more and more questions from them.  "What

 14  should we ask the subject next?" must have been what was going

 15  through the minds of these people.  "How do we get more and

 16  elicit more and more information?" 

 17      What accounts for the size of the book is the fact that

 18  this process, which began in the early 1900s, didn't culminate

 19  until at least the mid 1930s, and we suggest that there will be

 20  evidence in the case that actually it went beyond that even

 21  into the early 1940s.

 22      The Contact Commission then is sort of the leader of this

 23  three-ring circus, and it is a voluntary cooperative process

 24  that is going on.  We submit that the evidence will show that

 25  no one participated in this process against his or her will. 

00081 { 2:16:12pm}

 01  The evidence will also show that although the conduit or

 02  subject was unconscious or semi-conscious at best during these

 03  sessions, nevertheless, in a conscious state he was shown these

 04  papers and he was aware of their existence.

 05      Now, The Contact Commission in 1941 approached a

 06  publishing company known as R. R. Donnelley & Sons about taking

 07  all of the manuscripts that had come by that point in time and

 08  putting them together in a book form.  At that point, a

 09  contract was entered into by one of the Contact Commissioners,

 10  a man named Wilfred Kellogg, who was a cousin of Dr. Sadler's

 11  wife.  Wilfred Kellogg entered into this contract in 1941.  The

 12  funds that paid for the contract were raised by The Forum and

 13  The Contact Commission.

 14      Furthermore, in 1932, during the middle of this voluntary

 15  process, the evidence shows that The Contact Commission was

 16  writing and engaging in correspondence with the United States

 17  Copyright Office about how to go about copyrighting a work. 

 18  The strong inference from those letters is that they were

 19  considering taking out a copyright on whatever the finished

 20  work product was.

 21      In 19- --  In 1950, Urantia Foundation was formed. 

 22  Urantia Foundation was formed by those persons who had paid for

 23  the contract to set these manuscripts down onto printing plates

 24  so that a book could be published.  Urantia Foundation, upon

 25  its formation, accepted the rights and obligations that went

00082 { 2:18:11pm}

 01  along with publishing The Urantia Book. 

 02      The declaration of trust of Urantia Foundation says that

 03  Urantia Foundation is supposed to maintain the text of the book

 04  inviolate, and it is supposed to retain all of the means of

 05  reproduction of the book.  With that in mind, the trustees, the

 06  original trustees of Urantia Foundation, three of whom had been

 07  Contact Commissioners before them, set out to attempt to

 08  register a copyright in The Urantia Book.  Indeed, on that

 09  registration certificate, Urantia Foundation listed itself as

 10  author.  The evidence suggests there are two reasons for that. 

 11  The first is to retain the anonymity of the subject.  The

 12  second is because compilers and proprietors of works for hire

 13  are deemed authors under the law, and we believe that the

 14  evidence on the copyright application will provide us with

 15  that -- with support for that proposition.

 16      In Jesus - A New Revelation, the book that Michael

 17  Foundation and Mr. McMullan have propagated, there is a

 18  copyright claim on the inside by Michael Foundation, an

 19  organization.  It says that the volume arrangement and cover

 20  design are copyright 1999, Michael Foundation, Inc.  Arranging

 21  materials in a creative way is compiling.  It gives rise to an

 22  authorship claim.

 23      The evidence is going to suggest that even though

 24  handwritten manuscripts made it into The Urantia Book, the

 25  earliest manuscripts, those that were typed up by Emma

00083 { 2:20:06pm}

 01  Christensen from her notes of the earliest contact sessions

 02  apparently did not.  The evidence is further going to suggest

 03  that even once papers started appearing in longhand, there was

 04  still this ongoing voluntary process where questions were being

 05  asked from The Contact Commission and more information in

 06  written form was being received in response to that

 07  information, and The Contact Commission always was responsible

 08  for maintaining tight custody and control over those

 09  manuscripts and they never let them off the premises of

 10  Dr. Sadler's home until it was time to publish the book.

 11      Dr. Sadler's home, coincidentally, is the address of the

 12  headquarters of Urantia Foundation in Chicago.  The evidence

 13  will show that Dr. Sadler's son, William Sadler, Jr., was an

 14  initial trustee.  And the evidence will further show that

 15  Urantia Foundation was, in fact, the successor in interest to

 16  The Contact Commission.

 17      Now, we get to the tricky part: the original registration

 18  term expires and in 1983 Urantia Foundation registers its claim

 19  of copyright claiming that it is the proprietor of a work for

 20  hire.  Of course, no one was paid for the contribution in this

 21  case and there's not going to be a dispute about that.  Money

 22  was raised, substantial sums were raised.  We expect to

 23  introduce at least one document that shows that over $100,000

 24  was raised and expended by the Contact Commissioners and The

 25  Forum in order to get this book into the marketplace.  However,

00084 { 2:21:58pm}

 01  we're going to be looking in this case at a doctrine that's not

 02  very often used in the law, and that is the Doctrine of

 03  Voluntary Works and Commissioned Works.  While the Judge is the

 04  final arbiter of what the law is in this case, we expect that

 05  although we may not meet the classic definition of a work for

 06  hire, that the Judge is going to give you instructions

 07  regarding what a commissioned work is, which shares a sort of

 08  kinship with works for hire and is deemed the equivalent of a

 09  work for hire, but, nevertheless, a voluntary work which would

 10  never be considered for hire can still be considered

 11  commissioned, and that's what the evidence is going to show. 

 12  That over these numerous decades, The Contact Commission was

 13  engaged in the process of commissioning this work.

 14      Now, there is also an entirely different issue in the

 15  case, because under the law as we believe the Judge is going to

 16  give it to you, keeping in mind, of course, that Judge West is

 17  the final arbiter of the law in this case, a proprietor who

 18  renews a copyright only has to have a valid basis.  So if you

 19  make a mistake and you write down the wrong theory of renewal,

 20  that's not a penalty as long as a valid theory of renewal does,

 21  in fact, exist.  That's where we get to the nature of the work

 22  itself.

 23      The Urantia Book has 196 papers.  Not chapters.  Papers. 

 24  Each paper, the evidence shows, is itself a compilation of

 25  numerous facts and substantial information and each of the

00085 { 2:23:45pm}

 01  papers -- and I should qualify this by saying if you don't

 02  believe that the papers are, in fact, revelations and if that

 03  belief doesn't impact your view of what The Urantia Book is,

 04  each of those papers can stand alone.  In fact, students of The

 05  Urantia Book, as the evidence will show, take entire courses

 06  and classes just to study one of these 196 papers.  These

 07  papers were received discreetly over the years by The Contact

 08  Commission.  The Contact Commission was maintaining the

 09  arrangement of these papers and ultimately, of course,

 10  published The Urantia Book, but by then The Contact Commission

 11  had dissolved and Urantia Foundation had been formed to carry

 12  on the preverbal torch.

 13      So, what we have then is a book that is not only a work

 14  for hire in the sense that it has -- that it is a voluntary

 15  work that is akin to a work for hire, not a traditional work

 16  for hire in the classic sense, but we also have a book that is

 17  a composite work under the law and we expect to show you that

 18  that is, in fact, the case.

 19      Therefore, Jesus - A New Revelation, which contains 995

 20  pages of identical quoting from The Urantia Book, 76

 21  consecutive papers that comprised the last 76 papers of The

 22  Urantia Book, we've got a case of plagiarism, otherwise known

 23  as copyright infringement.  We don't expect that there's going

 24  to be any defense to the copy in this case and the fact that it

 25  is substantial, nearly 400,000 consecutive words.  We expect

00086 { 2:25:43pm}

 01  that they're going to put all of their eggs into the basket of

 02  attempting to invalidate our copyright.

 03      Mr. McMullan has had previous experience in trying to in

 04  validate Urantia Foundation's copyright.  The evidence is going

 05  to show that in a previous litigation involving the renewal

 06  copyright of The Urantia Book, Mr. McMullan was involved, not

 07  on the front lines but he provided, the evidence will show,

 08  over $73,000 directly or indirectly to assist a woman named

 09  Kristen Maaherra in her frontal assault on the validity of this

 10  copyright.  That assault was successful at the district court

 11  level.  However, the United States Court of Appeals in 1997,

 12  the evidence will show, reversed and upheld the validity of the

 13  copyright and held that Ms. Maaherra had infringed.

 14      Mr. McMullan, the evidence will show, was not pleased with

 15  that outcome and, in fact, remarked, when he learned of the

 16  Court of Appeals' decision, that, "We might have to take this

 17  to the Supreme Court and Urantia Foundation just cost me

 18  $30,000."

 19      Now, when Mr. McMullan goes back to The Fellowship, which

 20  is an organization of readers of The Urantia Book that he

 21  participates in that formerly was a sister organization to

 22  Urantia Foundation but that broke away from Urantia Foundation

 23  in 1989, Mr. McMullan offered his resignation from The

 24  Fellowship because he anticipated he was going to once again go

 25  back into court, and now that's where we are.  He offered his

00087 { 2:27:30pm}

 01  resignation as a gentleman because The Fellowship and Urantia

 02  Foundation, ever since they split, have had tensions but there

 03  have been a lot of efforts between those two organizations to

 04  get back together or at least be friendly with one another. 

 05  Mr. McMullan knew that this litigation would be a thorn in the

 06  side of coexistence between those two organizations and he

 07  offered his resignation.  He knew in 1997 when he offered that

 08  resignation that one day he was going to be in this courtroom

 09  again attacking this copyright.  That's not all he did in 1997

 10  though. 

 11      He also began registering Internet domain names.  Now,

 12  it's important to note that the evidence shows that Michael

 13  Foundation has and -- has operated web sites such as

 14  WWW.ChurchofChristMichael.org and WWW.JesusRevelation.org.  But

 15  what Mr. McMullan did was he went out and registered for

 16  himself, and in some cases on behalf of Michael Foundation,

 17  WWW.Urantian.org, WWW.UrantiaBook.org, WWW.UrantiaBook.com, and

 18  he never put up a web site.  He just put them up on the shelf. 

 19      Cybersquatting is a relatively new phenomena in the

 20  courts.  Congress in 1999 passed the act.  This is one of the

 21  first cases where a jury will be applying the cybersquatting

 22  act principles to determine whether or not those registrations

 23  were motivated by good faith on the part of Mr. McMullan or

 24  whether or not they were motivated by a bad faith intent to

 25  profit by putting those domain names on the shelf and out of

00088 { 2:29:30pm}

 01  the reach of Urantia Foundation.  There's another fact that you

 02  need to know in connection with that, and that is that

 03  Mr. McMullan told Tonia Baney, the executive director of

 04  Urantia Foundation, in a telephone conference in 1997 that he

 05  was going after the marks too, that he would tie up Urantia

 06  Foundation in the courts for the rest of his and her life, and

 07  I believe he predicted that that would be 30 years.

 08      The issue then squarely becomes whether or not

 09  Mr. McMullan was attempting to bait Urantia Foundation. 

 10  Urantia Foundation brought these claims because it owns and

 11  uses federally-registered trademarks, Urantia and Urantian, in

 12  connection with its distribution of books and other services. 

 13  It also operates a 1,600 member collective membership

 14  organization, a fraternal or social organization for readers of

 15  The Urantia Book to get together and study the book.

 16      What Mr. McMullan is going -- what we anticipate that

 17  Mr. McMullan is going to do is he's going to say that, "I am

 18  entitled just like anybody else is to use these words."  Fine. 

 19  We all use these words.  We all use words that operate as

 20  registered trademarks.  I say, "Look at Mars in the sky," and

 21  that's fundamentally different than branding a candy bar with

 22  Mars and the circle R next to it.  Our concern, of course, is

 23  that Internet domain names are becoming progressively more

 24  valuable as our economy migrates onto the Internet, and indeed

 25  we expect to offer significant evidence that shows that the

00089 { 2:31:16pm}

 01  Internet is a large part of Urantia Foundation's business

 02  activities.

 03      Now, I want to say a word about Urantia Foundation because

 04  I know that this is all hitting you very fast and you're trying

 05  to make up your mind about what could possibly be in The

 06  Urantia Book that would cause someone to break out the last

 07  part and publish a book called Jesus - A New Revelation. 

 08  Urantia Foundation is not a church.  In 46 -- in the last 51

 09  years of Urantia Foundation's existence, it has never formed a

 10  church, it has never affiliated with a church, it has never

 11  issued official proclamations of doctrine or official

 12  interpretation of anything in The Urantia Book.  Urantia

 13  Foundation stands for the principle that The Urantia Book is a

 14  book that, if read and understood, will uplift people's

 15  religious thinking and, therefore, is a book that could be read

 16  by any of the people -- or any of the religions of the world. 

 17  Not to say at Urantia Foundation that it is not a proselytizing

 18  agent; it is not out seeking to convert people.  It is, though,

 19  selling the book and the evidence is going to show that a

 20  historical kinship has developed between Urantia Foundation and

 21  The Urantia Book such that there is the extreme possibility,

 22  indeed the likelihood of confusion regarding these registered

 23  domains and why Urantia Foundation wants to have those domains

 24  for its own purposes, because The Urantia Book and Urantia

 25  Foundation have co-existed in the commercial marketplace for

00090 { 2:33:12pm}

 01  the last 46 years.  Urantia Foundation, for a large, large part

 02  of those 46 years has been the sole publisher of The Urantia

 03  Book, except for that two year hiatus while the Maaherra case

 04  was on appeal from 1995 to 1997.

 05      We have a big bull's eye on our back in this case and that

 06  is the fact that Urantia Foundation, in its 50-plus year

 07  history, has been involved in copyright litigation before. 

 08  Urantia Foundation has never taken the position that a human

 09  author of The Urantia Book exists because its religious faith

 10  precludes it from doing it, and I am not going to be permitted

 11  in this case to attempt to argue about who a human author is. 

 12      They're going to have evidence in this case, I recognize

 13  that, that the papers that make up the book are written in the

 14  handwriting of the subject.  We have to live with that

 15  evidence.  Urantia Foundation's spiritual faith does not allow

 16  it to accept the proposition though that celestial authors did

 17  not -- or were not responsible for offering this book.  Respect

 18  that belief, please, but we'll make up our minds in this case

 19  based upon the actual evidence and we'll see where that takes

 20  us.  Certainly, if what Mr. McMullan says is true and the

 21  subject is, in fact, the writer author of each of the

 22  manuscripts in these papers, then we expect to show that our

 23  copyright is fully valid because The Urantia Book meets not

 24  only the definition of voluntary commissioned work but it also

 25  meets the definition of a composite work under the law.

00091 { 2:35:22pm}

 01      It is --  It is, by definition, 196 separate detailed

 02  intimate factual compilations that are strung together to make

 03  up an impressive work, even to someone who like myself does not

 04  read the book on a regular occasion.  The way the book is

 05  divided out is rather interesting.  It starts in part I with a

 06  description of the entire -- the entirety of the universe.  In

 07  part II, it then describes the story of our part of the

 08  galaxy.  Part III is devoted to discussing nothing but the

 09  history of our planet, which in the book is named Urantia.  And

 10  part IV is called The Life and Teachings of Jesus. 

 11      We expect that the evidence is going to show that because

 12  of the substantial information that's imparted in this book, it

 13  also meets the definition of a subset of composite works known

 14  as cyclopedic works, and we believe, although ultimately Judge

 15  West will have to advise you as to the law in this matter, that

 16  a cyclopedic work is something that exhaustively treats a

 17  number of fields of human learning.

 18      With that in mind, we hope that when all of the evidence

 19  is in, what will have been shown definitively is that

 20  notwithstanding the subject's participation in this voluntary

 21  process of questions and answers causing papers that were in

 22  the custody at all times of The Contact Commission, which later

 23  formalized itself as Urantia Foundation, we expect that the

 24  facts, as they come out, are going to show that there was this

 25  voluntary process that makes this book a commissioned work and

00092 { 2:37:28pm}

 01  also that the book itself is composite in nature, or compiled

 02  in nature, and, therefore, we expect that you're going to find

 03  that this is, in fact, a case of plagiarism with just a hint of

 04  the desire for revenge to even up the score for that $73,000

 05  that was lost by Mr. McMullan in the last case in which he

 06  attempted to invalidate this copyright.

 07      Thank you.

 08           THE COURT:  Will all the witnesses in the courtroom

 09  who expect to testify in this case please stand and raise your

 10  right hand and be sworn, if any.

 11      Call your first witness.

 12           MR. ABOWITZ:  Call Richard Keeler, Your Honor.

 13           THE COURT:  Present in the courtroom?

 14           MR. ABOWITZ:  I don't see him, Your Honor.

 15           THE COURT:  You'll have to recover him.

 16           MR. SCHOENTHALER:  I'll get him.

 17           MR. ABOWITZ:  Judge, we need a minute to haul the

 18  rest of these books up, by the way.

 19           THE COURT:  Pardon?

 20           MR. ABOWITZ:  We need a minute to haul the rest of

 21  these books up, if we might.

 22           THE COURT:  Sure.

 23      Call your witness, counsel.  Is he here?

 24      Come right up, if you will, please, and take the stand and

 25  raise your right hand and be sworn.  Raise your right hand and

00093 { 2:41:40pm}

 01  be sworn, please.

 02      (WITNESS SWORN)

 03                  KENNETH RICHARD KEELER,

 04  being first duly sworn to testify the truth, the whole truth,

 05  and nothing but the truth, testified as follows:

 06           THE COURT:  Would you be seated. 

 07      I'll ask you to speak directly into the microphone.  I'll

 08  ask you to state your full name and spell your last name for

 09  the Court and for the jury.

 10           THE WITNESS:  Kenneth Richard Keeler, K-E-E-L-E-R.

 11           MR. ABOWITZ:  May I proceed?

 12           THE COURT:  Yes.

 13                     DIRECT EXAMINATION

 14  BY MR. ABOWITZ:

 15  Q.  Mr. Keeler, you are currently the president of the board

 16  of trustees of The Urantia Foundation?

 17  A.  True.

 18  Q.  How long have you had that office?

 19  A.  For three years.

 20  Q.  And did you have an official attachment to that

 21  organization prior to that?

 22  A.  Prior to being president?

 23  Q.  Yes.

 24  A.  Yes.

 25  Q.  What?

00094 { 2:42:36pm}

 01  A.  I was trustee.

 02  Q.  And now you are president of the trustees?

 03  A.  President and trustee of The Urantia Foundation, yes.

 04           THE COURT:  That may be my ears.  I apologize.  I

 05  can't hear them but everyone else can.

 06      Go ahead.  Is that still singing?

 07           MR. ABOWITZ:  No, sir.  Are we all right?

 08           THE COURT:  Yeah.  Go ahead.

 09  Q.  (BY MR. ABOWITZ)  How long did you serve as a trustee of

 10  that organization?

 11  A.  For about nine years before I became president.  I became

 12  a trustee in 1989.

 13  Q.  Is that longer than anybody else that served in that

 14  capacity?

 15  A.  Oh, no.

 16  Q.  But give me a date.  When did you first assume the duties

 17  as a trustee of The Urantia Foundation?

 18  A.  July of 1989.

 19  Q.  And did you have an association with -- I'm going to call

 20  it the Urantia movement prior to that date?

 21  A.  Yes.

 22  Q.  Can you explain for the ladies and gentlemen of the jury

 23  what that was?

 24  A.  I was at the University of Kansas -- originally from

 25  Bartlesville, Oklahoma, by the way -- I was at the University

00095 { 2:44:10pm}

 01  of Kansas and a fraternity brother of mine told me about The

 02  Urantia Book and I heard about The Urantia Book in 1959 and

 03  began -- bought a copy in 1960 and began reading it, and for

 04  about the first 10 years I just read it on my own and was

 05  interested in it.  Was busy with other things.  And then in

 06  probably 1970 I became interested in interacting with other

 07  readers in The Urantia Book and started attending a study

 08  group.

 09  Q.  And you have maintained that interest and association up

 10  till today?

 11  A.  Yes.

 12  Q.  As president of the board of trustees of The Urantia

 13  Foundation, did you authorize a lawsuit to be filed against The

 14  Michael Foundation in Arizona?

 15  A.  The board of trustees did.

 16  Q.  And you were the president of that board?

 17  A.  Yes.

 18  Q.  And as the president of that board, did you and your

 19  fellow trustees authorize the claims against Mr. McMullan and

 20  The Michael Foundation in this case?

 21  A.  Yes. 

 22           MR. ABOWITZ:  Your Honor, we'd move that

 23  Mr. Keeler -- we be allowed to treat Mr. Keeler as an adverse

 24  witness in this case.

 25           THE COURT:  You may proceed, counselor.

00096 { 2:45:43pm}

 01  Q.  (BY MR. ABOWITZ)  You are here in that capacity today as

 02  the president of the board of trustees of The Urantia

 03  Foundation?

 04  A.  I assume so.  I assume that's the reason you've called me

 05  here.

 06  Q.  How many trustees are there?

 07  A.  Five.

 08  Q.  Could you name them, please?

 09  A.  Mo Seigel, Gard Jameson, Georges Michelson Dupont, Kwan

 10  Choi, and Richard Keeler.

 11  Q.  Have all of those people been trustees longer or shorter

 12  period of time than you?

 13  A.  Less time than I have.

 14  Q.  So you have seniority on the board?

 15  A.  You could say that.  I've been on the board longer than

 16  they.

 17  Q.  Doesn't that equate to seniority?

 18  A.  Not necessarily.  I sometimes say I get no respect.

 19  Q.  No perks no, respect; right?

 20  A.  Right.

 21  Q.  Let me turn, sir, to The Urantia Book itself and how it

 22  came to be.  Did you ever meet Dr. William Sadler?

 23  A.  Yes.

 24  Q.  And he was a psychiatrist?

 25  A.  Yes.

00097 { 2:47:09pm}

 01  Q.  Practiced his profession in Chicago?

 02  A.  Yes.

 03  Q.  He published many books, didn't he?

 04  A.  Yes.

 05  Q.  And although he published books himself, he really wasn't

 06  a publisher as such, he was an author; is that correct?

 07  A.  That's my understanding.

 08  Q.  You met Dr. Sadler when?

 09  A.  1962.

 10  Q.  And on how many occasions did you meet him?

 11  A.  Fewer than a dozen.  More than -- more than half a dozen.

 12  Q.  When was the last time you met him?

 13  A.  Probably in 1968.  He died in 1969.  I may have seen in

 14  '69, but '68 or '9, I suppose.

 15  Q.  So he passed away some 30-odd years ago?

 16  A.  Yes, sir.

 17  Q.  Now, in the course of your association with the Urantia

 18  movement and The Urantia Book, have you come to a view, a

 19  theory, or a belief as to how that book came about?

 20  A.  Yes.

 21  Q.  And in the course of your dealings with the Urantia

 22  movement and The Urantia Foundation, have you personally taken

 23  an oath not to reveal some of the information that you

 24  acquired?

 25           MR. SCHOENTHALER:  Objection, Your Honor.  Compound.

00098 { 2:49:02pm}

 01           THE COURT:  Restate your question, counselor.

 02  Q.  (BY MR. ABOWITZ)  Have you taken an oath not to reveal

 03  some of the information that you acquired in reaching those

 04  views?

 05  A.  No.

 06  Q.  Have you taken an oath not to reveal certain facts or

 07  circumstances that you've learned during the process of

 08  developing your views?

 09  A.  It was understood that -- I didn't raise my hand and take

 10  an oath, as I did here a few minutes ago, but it was understood

 11  that certain information was shared with me in confidence.

 12  Q.  And if I asked you to share that information with the

 13  ladies and gentlemen of the jury, you would decline to do so?

 14  A.  I think so.

 15  Q.  Based upon what?

 16  A.  The fact that I gave -- or indicated my word that I would

 17  not communicate, communicate that information with other

 18  persons.

 19  Q.  Is that information the basis of an attorney/client

 20  relationship?

 21  A.  No.

 22  Q.  Is that information the basis of information you got from

 23  a clergyman?

 24  A.  Is it information I got from a clergyman?

 25  Q.  Yeah.

00099 { 2:50:46pm}

 01  A.  No.

 02  Q.  Is there any other reason that you know, a legal reason,

 03  why you shouldn't be required to reveal that information?

 04           MR. SCHOENTHALER:  Objection, Your Honor.  Calls for

 05  a legal conclusion.

 06           MR. ABOWITZ:  I'll withdraw the question.

 07  Q.  (BY MR. ABOWITZ)  What is the general subject nature of

 08  the material that you have -- may I use the word "promised" --

 09  promised not to reveal?

 10  A.  Close enough, promised.

 11      What's the nature?

 12  Q.  Yes.

 13  A.  Well, I don't know that it relates -- if I had to say a

 14  general category, maybe it has a little bit to do with the

 15  origin of the book but there was some curious events that took

 16  place at the time The Urantia Book was being materialized and

 17  certain of that information that I think is not relevant, not

 18  even close to being relevant to this case was shared with me. 

 19  It was personal information that was shared with Contact

 20  Commissioners.

 21  Q.  Did it have to do with the identity of the patient?

 22  A.  I'll give you an example of the type of information that

 23  it was.

 24  Q.  Please just respond to my question, sir.

 25  A.  Once Dr. Sadler --

00100 { 2:52:34pm}

 01           MR. ABOWITZ:  Your Honor, may I have a response to my

 02  question?

 03           THE COURT:  Yes.

 04           THE WITNESS:  I'm sorry.  Repeat your question.

 05           THE COURT:  Restate your question and respond to his

 06  question, if you can, directly without any explanation and so

 07  forth and you'll be given an opportunity by your counsel since

 08  he has you, in effect, on cross-examination.  Answer "yes" or

 09  "no" if you can, and then you'll be given an opportunity to

 10  explain further.

 11      Let me move this over a little.  I'm having a little

 12  difficulty hearing you.  I'll move that out of the way.

 13      Go ahead.  Restate your question.

 14           MR. ABOWITZ:  Thank you, Your Honor.

 15  Q.  (BY MR. ABOWITZ)  Does the information that you have

 16  declined to reveal include information regarding the identity

 17  of the patient?

 18  A.  No.

 19  Q.  You've indicated that part of the information that you

 20  will not reveal has to do with the origin of The Urantia Book. 

 21  A.  In a very remote way.

 22  Q.  That's your characterization?

 23  A.  True.  Everything I say is my characterization.  I'm the

 24  world's expert on my opinion.

 25  Q.  We would hope so.

00101 { 2:53:49pm}

 01      You have declined in this case to reveal that information

 02  with respect to the origin of this book; is that correct?

 03  A.  Well, I think I want --

 04  Q.  Yes or no. 

 05  A.  Yes.  If I have to answer yes or no, yes.

 06  Q.  Now, let's talk about the patient.  Your understanding is

 07  that a man that had a psychiatric malady came to Dr. Sadler for

 08  treatment of that condition; is that correct?

 09  A.  False.

 10  Q.  That is not correct?

 11  A.  That's not the way I would characterize it.

 12  Q.  Do you recall that this patient came to Dr. Sadler

 13  voluntarily with his wife and his wife asked Dr. Sadler for his

 14  medical advice with respect to his condition?

 15  A.  I would agree with that.

 16  Q.  And that occurred when, sir?

 17  A.  In the early 1900s.

 18  Q.  Your information is that Dr. Sadler was a psychiatrist?

 19  A.  Yes.

 20  Q.  A medical doctor?

 21  A.  Had been a surgeon before he became a psychiatrist.

 22  Q.  But a medical doctor?

 23  A.  Yes.

 24  Q.  And he was skilled and expert in the diseases of the mind?

 25  A.  I think so.

00102 { 2:55:23pm}

 01  Q.  And this patient presented himself with his wife suffering

 02  from a disease of the mind?

 03  A.  I wouldn't characterize it that way.  I don't think --

 04  well, go ahead.

 05  Q.  This patient presented himself with his wife to Dr. Sadler

 06  with a condition that his wife believed that Dr. Sadler could

 07  help him with?

 08  A.  If I have to answer yes or no, yes.

 09  Q.  Thank you.

 10      The identity of that patient was never revealed to

 11  anybody; is that correct?

 12  A.  That's my understanding.

 13  Q.  You don't know the identity of that person?

 14  A.  True.

 15  Q.  You have never seen any medical records on that person?

 16  A.  True.

 17  Q.  You have never seen any diagnosis about that person?

 18  A.  True.

 19  Q.  You have never seen any treatment schedule that purports

 20  to outline what Dr. Sadler did for this patient?

 21  A.  True.

 22  Q.  Has anybody?

 23  A.  Not that I know of.

 24  Q.  Now, this patient --  What is your understanding of the

 25  time frame we're talking about?

00103 { 2:56:45pm}

 01  A.  This project started in the early 1900s and went on for

 02  about 50 years until 1955.

 03  Q.  Was the patient around in 1955?

 04  A.  I assume so.

 05  Q.  Do you know?

 06  A.  No.

 07  Q.  Do you know when the patient died?

 08  A.  No.

 09  Q.  Does anybody know when the patient died?

 10  A.  I don't know.

 11  Q.  Do any of the present members of the board of trustees

 12  know when the patient died?

 13  A.  In my opinion, none of the present board of trustees knows

 14  when the patient died.

 15  Q.  Does anybody know whether or not the patient died prior to

 16  1983, the date of the copyright renewal?

 17  A.  No one knows when the patient died.

 18  Q.  Have any representations been made that the patient was

 19  alive in 1983?

 20  A.  No.

 21           MR. SCHOENTHALER:  Objection, Your Honor. 

 22  Representations?

 23           THE COURT:  Sustained.  Go ahead.

 24  Q.  (BY MR. ABOWITZ)  Are you aware of any information that

 25  would indicate that the patient was alive in 1983?

00104 { 2:58:00pm}

 01  A.  I know of no such information.

 02  Q.  Do you know of any information that would indicate whether

 03  or not the patient was alive in 1955?

 04  A.  Yes.

 05  Q.  And what is that information?

 06  A.  I spoke with Dr. Sadler in 1962 and he told me of

 07  communications that were going on between The Contact

 08  Commission and certain celestial beings through the contact

 09  person as late as October of 1955.

 10           MR. ABOWITZ:  We'd move that the answer be stricken

 11  based upon that its hearsay content.

 12           THE COURT:  Overruled.

 13           MR. HILL:  Judge, I'm sorry.  I didn't hear your

 14  ruling.

 15           THE COURT:  Overruled.

 16  Q.  (BY MR. ABOWITZ)  Now, during the course of assembling

 17  information that you used to come to your own views and

 18  conclusions regarding this work, your information is that the

 19  196 papers in The Urantia Book were originally in the

 20  handwriting of the patient; is that correct?

 21  A.  Dr. Sadler told me as much.

 22  Q.  And you've come to that view?

 23  A.  I believe that.

 24  Q.  And there isn't anything in this book that wasn't in

 25  longhand of the patient other than the additions to this book

00105 { 2:59:51pm}

 01  by Bill Sadler, Jr.; is that correct?

 02           MR. SCHOENTHALER:  Your Honor, if he's going to be

 03  referring to an exhibit, I'd like it to be tendered in

 04  evidence.

 05           THE COURT:  I'm sorry?

 06           MR. SCHOENTHALER:  If he's going to refer to an

 07  exhibit, I'd like it tendered into evidence.

 08           MR. ABOWITZ:  I will do that, Your Honor.

 09           THE COURT:  All right.

 10           MR. ABOWITZ:  May I approach the witness, Your Honor?

 11           THE COURT:  Sure.  Let me know and understand who's

 12  going to be objecting and so forth.

 13           MR. SCHOENTHALER:  (COUNSEL INDICATES BY RAISING

 14  HAND)

 15           THE COURT:  You are?  Okay.

 16  Q.  (BY MR. ABOWITZ)  Would you identify that for the ladies

 17  and gentlemen of the jury, please.

 18  A.  This is a first printing of The Urantia Book.  This is a

 19  first printing of The Urantia Book.

 20  Q.  And that is known as The Urantia Book in hard cover?

 21  A.  Yes.

 22           MR. ABOWITZ:  We have marked that as exhibit 80, Your

 23  Honor, and we'd ask that it be admitted.

 24           THE COURT:  Any objection?

 25           MR. SCHOENTHALER:  None.

00106 { 3:00:57pm}

 01           THE COURT:  Be admitted.

 02           MR. ABOWITZ:  Thank you, Your Honor.

 03      While we're at it, may I approach again, Your Honor?

 04      Your Honor, it might be easier for the jury if I might ask

 05  the covers of those be projected so the jury can get a sense of

 06  the --

 07           THE COURT:  Sure.

 08           MR. ABOWITZ:  It's exhibit 78.

 09  Q.  (BY MR. ABOWITZ)  Sir, would you please identify that

 10  exhibit, 78.

 11  A.  I have two books here.  They're both exhibit 78.

 12  Q.  I'm going to remedy that.  Let me call this one 78-A and

 13  78-B.

 14      What is 78-A?

 15  A.  It is a Urantia Book published by Uversa Press.

 16           MR. SCHOENTHALER:  Pardon me, Your Honor.  If I may

 17  interrupt.  They only have one exhibit for 78.  It does say

 18  that it's Urantia Book, paper back.

 19           THE COURT:  Are these identical?

 20           MR. ABOWITZ:  No, they're different.  That's why I

 21  made one A and one B.

 22           THE COURT:  Okay.  Your objection is they only list

 23  one?

 24           MR. SCHOENTHALER:  They list one book, Your Honor. 

 25  I'm not sure what the other book is.

00107 { 3:03:07pm}

 01           MR. ABOWITZ:  He knows what the other book is.  Is he

 02  objecting?

 03           THE COURT:  Wait a minute.  I'm sorry.  I can't hear

 04  you. 

 05           MR. ABOWITZ:  I said I believe they do know what the

 06  other book is, but I will withdraw it if that's --

 07           MR. SCHOENTHALER:  I actually don't know what the

 08  book is.

 09           THE COURT:  Have you shown it to him, counselor?

 10           MR. ABOWITZ:  Excuse me, Your Honor.

 11           MR. SCHOENTHALER:  I object that it's not on the

 12  exhibit list, Your Honor.

 13           THE COURT:  Object on the grounds it is not listed as

 14  an exhibit?

 15      Do you wish to respond?

 16           MR. ABOWITZ:  I'll withdraw it.

 17  Q.  (BY MR. ABOWITZ)  Now, let me show you exhibit 78.  That

 18  is, sir, please?

 19           THE COURT:  Question?

 20  A.  What was the question?

 21  Q.  (BY MR. ABOWITZ)  Would you identify that for the Court

 22  and ladies and gentlemen of the jury.

 23  A.  This is the third printing of the soft-cover edition of

 24  The Urantia Book printed by Urantia Foundation.

 25  Q.  Are the two books in front of you identical, sir, other

00108 { 3:04:39pm}

 01  than one's hard and one's soft, and one is larger than the

 02  other?  The contents, are they the same?

 03  A.  Yes.

 04  Q.  When was the paperback first published?

 05  A.  In the 1990s.  1995.

 06  Q.  Incidentally, how have the sales of that book gone in the

 07  last five years?

 08  A.  Of which book?

 09  Q.  Either book.  Both books.

 10  A.  Does that include translations?

 11  Q.  Let's just talk about the English version.

 12  A.  Sales have grown dramatically.

 13  Q.  I'm sorry?

 14  A.  Sales of The Urantia Book have grown dramatically.  In

 15  1958 we sold three copies, and last year we sold almost 40,000

 16  last year.

 17  Q.  And isn't it true that the publication of Jesus - A New

 18  Revelation did not interfere with the increase in the sales of

 19  those books?

 20  A.  I don't know.

 21  Q.  You don't know to the contrary, do you?  You don't have

 22  any evidence that would establish that it has; is that correct?

 23  A.  True.

 24  Q.  All right.  Now, is it true, sir, that the patient's

 25  handwriting of the text of The Urantia Book is the first

00109 { 3:06:33pm}

 01  tangible expression of the contents of The Urantia Book?

 02  A.  As a matter of belief, what you just said is -- as a

 03  matter of belief, I believe that what you just said is true.

 04  Q.  You know of no --

 05           THE COURT:  Counsel, will this be a good place to

 06  take a 15-minute recess at this point?

 07           MR. ABOWITZ:  Yes, Your Honor.

 08           THE COURT:  All right.  Ladies and gentlemen, we're

 09  going to be recessed for 15 minutes.  I'll ask you to be back

 10  in the jury box in your exact seats at the end of 15 minutes. 

 11      I again remind you of my previous admonition not to

 12  discuss this case. 

 13      Everyone please stand until the jurors clear the

 14  courtroom.

 15      (THE JURY WAS EXCUSED FROM THE COURTROOM, AFTER WHICH THE

 16  FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT:)

 17           THE COURT:  Court's in recess. 

 18      (A RECESS WAS HAD, AFTER WHICH THE FOLLOWING PROCEEDINGS

 19  WERE HAD IN OPEN COURT AND WITHIN THE PRESENCE AND HEARING OF

 20  THE JURY:)

 21           THE COURT:  Mr. Abowitz.

 22           MR. ABOWITZ:  May I proceed?

 23  Q.  (BY MR. ABOWITZ)  The first tangible expression of the

 24  substance of the 196 papers of The Urantia Book was not from

 25  multiple sources; is that correct?

00110 { 3:24:07pm}

 01  A.  From multiple sources?  That's my belief and

 02  understanding.

 03  Q.  You just told us that the first tangible expression of

 04  that book was in the handwriting of the patient.

 05  A.  It was in the handwriting of the patient.

 06  Q.  It was not in the handwriting of anybody else but the

 07  patient?

 08  A.  That's my belief.

 09  Q.  There weren't others that hand wrote?

 10  A.  Not that I know of.

 11  Q.  All right.  Thank you. 

 12      Now, there was, with respect to what was handwritten and

 13  finally ended up as The Urantia Book, it was exactly the same

 14  thing except for maybe spelling and punctuation; is that

 15  correct?

 16  A.  I think so.

 17  Q.  And there were no substantive changes in the text?

 18  A.  Substantive changes?  There was a question and answer

 19  process that went on.  Dr. Sadler said no questions, no

 20  papers --

 21  Q.  I understand.

 22  A.   -- and after the papers were materialized, then they were

 23  read to a group called The Forum and there were comments and

 24  there was feedback and it's my understanding that the papers

 25  were revised as a result of the input from these humans.

00111 { 3:25:31pm}

 01  Q.  Everything that got into The Urantia Book was written in

 02  the hand of the patient; is that correct?

 03  A.  I believe that.

 04  Q.  There is no record of any questions that were asked by

 05  anybody; is that correct?

 06  A.  A written record?

 07  Q.  Yes.

 08  A.  I've heard of oral records.

 09  Q.  I'm asking about written.  Something we can look at,

 10  something we can see.

 11  A.  There is no written record that I know of.

 12  Q.  There is nothing that we can see and touch and feel that's

 13  evidence of any of these questions; is that correct?

 14  A.  I think what you just said is true.

 15  Q.  And it is also correct, is it not, that there isn't

 16  anybody that can look at that Urantia Book and say, "This part

 17  came from a question"?

 18  A.  I think there probably is at least one individual who

 19  could say that.

 20  Q.  Who?

 21  A.  Mary Lou Hales.

 22  Q.  And it's her view that she can look through that book and

 23  say, "I can remember this was a question and this is how it was

 24  resolved"?

 25  A.  I think so.

00112 { 3:26:39pm}

 01  Q.  All right.  But she has no written record of it either?

 02  A.  I don't know.

 03  Q.  And when did that happen?  How many years ago?

 04  A.  In the '30s.

 05  Q.  70 years ago?

 06  A.  Yes.

 07  Q.  Okay.  Now, you agree that the book did not come from what

 08  Emma Christensen wrote down that the sleeping patient said

 09  verbally; is that correct?

 10  A.  True.

 11  Q.  So, there are no parts of that book that come from what

 12  Emma Christensen wrote down that she did what the patient said

 13  verbally?

 14  A.  That's my belief.

 15  Q.  You can't, as the president of the board of trustees of

 16  The Urantia Foundation, tell the Court and the ladies and

 17  gentlemen of the jury today specifically what part of that book

 18  came from any of this questioning process that you've alluded

 19  to; correct?

 20  A.  True.

 21  Q.  Did anybody see the patient write this out?

 22  A.  Dr. Sadler told me that no one saw the patient write any

 23  of the material that's in The Urantia Book.

 24  Q.  But the belief is, your belief is that the writing was the

 25  handwriting of the patient; there is no doubt about that?

00113 { 3:28:41pm}

 01  A.  That is my belief.

 02  Q.  And there is no evidence to dispute that; is that correct?

 03  A.  None that I know of.

 04  Q.  Now, the patient wrote them and they somehow moved beyond

 05  the patient; is that correct?  The transcript, the handwritten

 06  transcript produced by the patient.

 07  A.  It was in that patient's handwriting.  You said he wrote

 08  them.  I don't know that.  I just know it was in his hand -- or

 09  I believe that it was in his handwriting.

 10  Q.  There is no evidence to the fact that the patient did not

 11  write them; is that correct?

 12  A.  There is no evidence that I know of that the manuscripts

 13  were in anyone's handwriting but the contact's.

 14  Q.  The patient?

 15  A.  The sleeping -- well, I prefer to call him the sleeping

 16  subject or the contact because that was the term that

 17  Dr. Sadler always used.  You earlier wanted me to say "patient"

 18  and I feel uncomfortable saying "patient."

 19  Q.  All right.  Well, let's define who this person is.  This

 20  isn't a different person, is it, than the one that was brought

 21  by his wife to Dr. Sadler for help with his malady, is it? 

 22  Same person.

 23  A.  The person who went to Dr. -- you're saying "malady."  I

 24  have difficulty with that.  But what you're calling the patient

 25  is the same person that I'm calling, in my opinion, is calling

00114 { 3:30:38pm}

 01  the contact or the sleeping subject.  Those were the terms that

 02  Dr. Sadler used.  He did not say "my patient" that I recall in

 03  my conversations with him.

 04  Q.  But you are not disputing that the person I am calling the

 05  patient is the same person that you're calling the contact that

 06  is the same person that hand wrote this book; is that correct?

 07  A.  No, I'm saying it was in his handwriting but, as a matter

 08  of belief, I believe he did not write the book.

 09  Q.  All right.  But you do concede it was his handwriting?

 10  A.  He was the sleeping subject.  Yes, it was in his

 11  handwriting.

 12  Q.  Okay.  You know of no evidence, do you, that will support

 13  the proposition that he was the sleeping subject?

 14  A.  Well, I was not there.  I'm just going on what Dr. Sadler

 15  told me.

 16  Q.  All right.

 17  A.  He was a sleeping subject.  He was not conscious of any of

 18  this that went on for almost 50 years.

 19  Q.  And you weren't there and there isn't anybody else that

 20  was around that can tell us that?

 21  A.  No one directly with the sleeping subject.  None of the

 22  Contact Commissioners are alive.

 23  Q.  Now, you have reached the view that there was an

 24  assignment of the rights of the patient/ -- what did you call

 25  him?

00115 { 3:32:08pm}

 01  A.  Sleeping subject.

 02  Q.  Well, let's call him the patient/subject; is that -- will

 03  that help?  The patient/contact?

 04  A.  Okay.  Contact.  The contact.

 05  Q.  Patient/contact?

 06  A.  Well, we'll say "patient" for you and "contact" for me.

 07  Q.  All right.  And we can have an agreement on that?  That's

 08  how we'll refer to him so we can cut off this debate, okay?

 09  A.  Okay.

 10  Q.  The patient/contact assigned his right in that handwriting

 11  to Dr. Sadler?

 12  A.  What do you mean by "assigned"?

 13  Q.  Somehow it moved from the patient to Dr. Sadler. 

 14  Dr. Sadler got a hold of these; right?

 15           MR. SCHOENTHALER:  Your Honor, I'm going to object to

 16  the question.  I think they're vague, frankly.  What does he

 17  mean by "it" and what does he mean by "right"?

 18           THE COURT:  Overruled.  I think he can answer the

 19  question if he knows the answer.

 20  A.  "Assigned"?  "Assigned" sounds like something very legal

 21  and official and in writing.

 22  Q.  (BY MR. ABOWITZ)  Or it could be as simple as, "I give

 23  this to you."

 24  A.  Yeah.  He turned them over to the Sadler team known as The

 25  Contact Commission.

00116 { 3:33:32pm}

 01  Q.  Is there any evidence that you can direct us to that

 02  establishes how he gave him?

 03  A.  None that I know of.

 04  Q.  Is there any evidence to establish that it was by virtue

 05  of a written assignment?  In other words, a writing that says,

 06  "I give this to you."

 07  A.  There was nothing that I know of that was in writing.

 08  Q.  Is there any evidence that you know of that we can look to

 09  to determine whether the patient/contact was competent to give

 10  this to Dr. Sadler?

 11  A.  None that I know of.

 12  Q.  Is there any evidence that you can point to that would

 13  show us that the patient/contact was advised of his rights

 14  before he gave it away?

 15  A.  I know of no such information.

 16  Q.  Now, we know Dr. Sadler -- let's call -- let's term it as

 17  took possession of the handwriting, the handwritten text; is

 18  that correct?

 19  A.  I would feel more comfortable saying that The Contact

 20  Commission, this group, this entity, The Contact Commission,

 21  took possession.

 22  Q.  The Sadler team?

 23  A.  The Sadler team.

 24  Q.  Took possession?

 25  A.  Yes.

00117 { 3:35:25pm}

 01  Q.  And they had this handwritten version of this book

 02  transcribed into type?

 03  A.  Yes.

 04  Q.  And they destroyed the handwritten manuscript?

 05  A.  That's my understanding.

 06  Q.  And they eventually destroyed the typewritten manuscript?

 07  A.  That's my understanding.

 08  Q.  So there isn't anything today that we can look to as

 09  evidence with respect to either the handwritten version or the

 10  typewritten version, the first typewritten version?

 11  A.  True.

 12  Q.  Now, the Sadler team took possession, however that

 13  happened, and essentially printing plates were made of that

 14  book; correct?

 15  A.  That's my understanding.

 16  Q.  And the first printing plates were destroyed?

 17  A.  That's my understanding.

 18  Q.  And the subsequent printing plates that were used to print

 19  the book was used to print the version of the book that was

 20  copyrighted?

 21  A.  Would you repeat that?

 22  Q.  I'll start all over again.

 23      Eventually, the book was copyrighted; right?

 24  A.  Yes.

 25  Q.  And that was in what year?

00118 { 3:37:21pm}

 01  A.  It was copyrighted in 1955 but the copyright was

 02  registered in 1956.

 03  Q.  Now, have you developed a belief as to how the four

 04  portions of the book came into being?  Were they all --  Did

 05  they all come into being at the same time?

 06  A.  No.

 07  Q.  Do you agree that the last portion of the book which now

 08  comprises Jesus - A New Revelation, came approximately a year

 09  after the rest of the book?

 10  A.  I have heard that.

 11  Q.  Do you believe that?

 12  A.  I think I believe that.

 13  Q.  Is there any evidence to dispute that?

 14  A.  None that I know of.

 15  Q.  And is it true that the fourth portion of the book Jesus -

 16  A New Revelation came as a whole from paper 120 to paper 196?

 17  A.  The fourth part of the book is not called Jesus - A New

 18  Revelation.

 19  Q.  I'm talking about the fourth part.  I'm sorry.

 20  A.  It's called The Life and Teachings of Jesus.

 21  Q.  I'm sorry.  Please excuse my confusion.

 22      Let's talk about the fourth portion of the book that

 23  became Jesus - A New Revelation.  That portion of The Urantia

 24  Book came as an entire part; it did not come in pieces; is that

 25  correct?

00119 { 3:38:55pm}

 01  A.  I have heard that said.

 02  Q.  And there's no evidence to dispute that; is that correct?

 03  A.  True.  None that I know of.

 04  Q.  And that portion of the book, the fourth portion of the

 05  book, came as a whole a year after the first three parts?

 06  A.  I had heard that.

 07  Q.  And there's no evidence to dispute that?

 08  A.  True.

 09  Q.  And you believe that?

 10  A.  Yes.

 11  Q.  Now, let me get back to something you said earlier.  You

 12  indicated that you were first introduced to The Urantia Book by

 13  a fraternity brother; is that correct?

 14  A.  True.

 15  Q.  And that was a gentleman by the name of Mr. Grimsley? 

 16  A.  Yes.

 17  Q.  Mr. Grimsley was active in the Urantia movement?

 18  A.  Yes.

 19  Q.  And can you tell us whether or not you became involved --

 20  if you did, at what point -- with Mr. Grimsley and his Urantia

 21  activities?

 22  A.  Would you be more specific?

 23  Q.  Well, what was --  Did Mr. Grimsley set up a radio

 24  broadcast ministry in California?

 25  A.  Yes.

00120 { 3:40:31pm}

 01  Q.  Were you part of that?

 02  A.  Indirectly.

 03  Q.  In what fashion?

 04  A.  I invested some money that had been contributed to his

 05  foundation.

 06  Q.  What was the name of the foundation?

 07  A.  The Family of God Foundation.

 08  Q.  And you essentially had a role by virtue of your

 09  investment in that?

 10      Strike that.  "Investment" is a bad word.

 11      Your contribution to that enterprise?

 12  A.  I was investing money that had been contributed to

 13  Mr. Grimsley's foundation.

 14  Q.  I misunderstood you. 

 15      People contributed to that foundation and your business is

 16  that of an investment counselor and you took that money and

 17  invested it for The Foundation?

 18  A.  True.

 19  Q.  To create a return for The Foundation?

 20  A.  True.

 21  Q.  All right.  Other than that, did you have any -- did you

 22  have any formal association with that ministry?

 23  A.  Well, I was called a co-worker of the organization.  It

 24  was in northern California and I lived, by plane, probably an

 25  hour-and-a-half away, so I was officially a co-worker but I --

00121 { 3:42:07pm}

 01  Q.  What is a co-worker?

 02  A.  That's what they call people who were officially

 03  associated with the organization.

 04  Q.  And what did the organization do?

 05  A.  It mostly was a service organization related to a radio

 06  ministry that was conducted by Mr. Grimsley.

 07  Q.  And that essentially was run out of Mr. Grimsley's

 08  apartment in Berkeley, California?

 09  A.  It wasn't his apartment.  It was a residence.

 10  Q.  Did you furnish financial support to that organization?

 11  A.  Yes.

 12  Q.  How much?

 13  A.  $25,000, I think.

 14  Q.  And what year was that?

 15  A.  Probably in the mid '60s.

 16  Q.  And at some point --

 17           MR. SCHOENTHALER:  Your Honor, I'm a little confused

 18  as to the relevancy of this.

 19           MR. ABOWITZ:  I'm going to tie it up, Your Honor.

 20           THE COURT:  All right.  Go ahead, counselor.

 21  Q.  (BY MR. ABOWITZ)  At some point, did Mr. Grimsley move

 22  that facility?

 23  A.  Yes.

 24  Q.  Where did he move it?

 25  A.  To a community some miles from Berkeley, California, where

00122 { 3:43:39pm}

 01  he had his foundation.

 02           MR. SCHOENTHALER:  Your Honor, I'd like to approach

 03  the bench, if I may, and bring something up. 

 04      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 05  HEARING OF THE JURY:)

 06           MR. SCHOENTHALER:  I have no idea where he's going

 07  with this.

 08           THE COURT:  I'm sorry.  I don't hear you.

 09           MR. SCHOENTHALER:  I have no idea where he's going.

 10           THE COURT:  I don't have any idea either.  I wonder

 11  if Murray does.

 12           MR. ABOWITZ:  I do.

 13           THE COURT:  What is it?  Tell me now pretty plainly

 14  where we're going.

 15           MR. ABOWITZ:  I believe this witness will testify

 16  that this gentleman became possessed of spirits and was

 17  involved in channeling, in fact, to this patient/contact and

 18  was some medium for these spirits.

 19           THE COURT:  You're going to get this guy to testify

 20  that, who, Grimsley?

 21           MR. ABOWITZ:  Uh-huh.

 22           THE COURT:  Was a medium or a channeler himself?

 23           MR. ABOWITZ:  Yeah.

 24           THE COURT:  And what if he says no?

 25           MR. ABOWITZ:  Then I'm done.

00123 { 3:44:44pm}

 01           THE COURT:  All right.  Let's be sure.

 02           MR. SCHOENTHALER:  Hold on, Your Honor.  May I?  His

 03  spiritual beliefs are not in issue. 

 04           THE COURT:  Pardon?

 05           MR. SCHOENTHALER:  His spiritual believes are not in

 06  issue.  Even if he says yes, all they're doing is trying to

 07  prejudice the jury.  It has absolutely nothing to do with this

 08  case.

 09           MR. ABOWITZ:  It has nothing to do with him except

 10  his opinion and view of The Urantia Foundation.

 11           THE COURT:  He has been giving some opinions here

 12  with regard to this thing.  Where do you shut him off and where

 13  do you keep him?

 14           MR. SCHOENTHALER:  Well, he's been giving opinions as

 15  to The Urantia Book, which he believes to be a revelation. 

 16  Whether or not this guy was possessed by spirits, how is that

 17  at all relevant to this case except to prejudice?

 18           MR. ABOWITZ:  The relevance is is that I believe that

 19  when we get to the end of this question-and-answering session,

 20  that he will say the very -- that The Urantia Foundation, as a

 21  matter of principle, does not believe in the phenomenon or does

 22  not countenance this business that they now ascribe to.

 23           THE COURT:  I'm going to give you a little while on

 24  this but if you don't get --

 25           MR. SCHOENTHALER:  Your Honor, I will tell you that

00124 { 3:45:55pm}

 01  he will testify -- that it's likely that he will say that they

 02  do not believe in channeling.  Let him ask that question.

 03           THE COURT:  But if he says that, you're through.

 04           MR. SCHOENTHALER:  Let him just say, "Do you believe

 05  in channeling?"

 06           MR. ABOWITZ:  No, no, no.  If he says they believe in

 07  channeling, I go on.  If he says they don't, then I sit down.

 08          THE COURT:  Okay.  Go ahead. 

 09      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 10  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 11  Q.  (BY MR. ABOWITZ)  Sir, at one point, Mr. Grimsley became

 12  possessed of spirits --

 13           MR. SCHOENTHALER:  Your Honor, I thought we

 14  were going -- that he was going to ask a question.

 15           MR. ABOWITZ:  I am.

 16           THE COURT:  All right.  Overruled.  Go ahead,

 17  counselor.

 18  Q.  (BY MR. ABOWITZ)  Sir, at one point, Mr. Grimsley became

 19  possessed --

 20           MR. SCHOENTHALER:  Your Honor.  Objection. 

 21  Foundation.

 22           THE COURT:  Overruled.  Go ahead.

 23           MR. ABOWITZ:  Your Honor -- excuse me.

 24  Q.  (BY MR. ABOWITZ)  Mr. --  Did at one time Mr. Grimsley

 25  become possessed of spirits that told him there was going to be

00125 { 3:47:18pm}

 01  a nuclear third world war?

 02  A.  I would not characterize his experience that way.

 03  Q.  I'm sorry?

 04  A.  I would not characterize his experience that way.  You

 05  used the term "possessed by spirits."  I would not use that

 06  term.

 07  Q.  Did the spirits give him the information that there would

 08  be a third world nuclear war?

 09  A.  He believed, in some way that I don't understand, that he

 10  believed that somehow he had been told by celestial beings that

 11  there was going to be world war III.

 12  Q.  And people reacted to that; they moved out to his compound

 13  in preparation for this; correct?

 14  A.  Some did.  Some did.

 15  Q.  And would you describe that, sir, as channeling?

 16  A.  I don't know what it was.  No.

 17  Q.  What is channeling?

 18  A.  I wouldn't describe it as channeling or not as

 19  channeling.  I don't really know -- I don't think I know what

 20  channeling is.

 21  Q.  Would you say that he was possessed?

 22  A.  No.

 23  Q.  What is The Urantia Foundation's position on channeling?

 24           MR. SCHOENTHALER:  Your Honor, would counsel describe

 25  what he means by "channeling"?  He just said he doesn't know.

00126 { 3:48:47pm}

 01           THE COURT:  Overruled.  Answer, if you can.

 02  Q.  (BY MR. ABOWITZ)  Let me rephrase it. 

 03      Does The Urantia Foundation have a view of channeling?

 04  A.  Well, those individuals -- I'll put it this way:  Those

 05  individuals who describe what they're doing as channeling, we

 06  have gone out of our way to say that there is no official

 07  connection between us and those individuals even though they

 08  may be readers of The Urantia Book.

 09  Q.  And would you agree that an acceptable definition of

 10  channeling is a meditative or trance-like state?

 11  A.  Would you repeat that?

 12  Q.  Yes.

 13      Would you agree that a working definition of channeling is

 14  a meditative or trance-like state in order to convey messages

 15  from a spiritual being or guide?

 16  A.  I don't know.

 17  Q.  You don't know if that's a working definition?

 18  A.  I don't know.  That's correct, I do not know if that would

 19  be a good working definition.

 20  Q.  If that is a working definition, would you agree that

 21  that's essentially how you've described the patient contact?

 22  A.  I don't know.

 23  Q.  And --

 24  A.  I don't know if it's a good working definition.  And if I

 25  agreed with you that it was a good working definition, I don't

00127 { 3:50:16pm}

 01  know that I would say, "Well, that's what the contact was

 02  doing."  I don't know.

 03  Q.  Did you say he was in a trance?

 04  A.  I only know what Dr. Sadler told me.  He said he was

 05  sleeping, the sleeping subject.  He never used the word trance.

 06  Q.  But he was essentially functional while he was sleeping;

 07  right?

 08  A.  What do you mean by "functional"?

 09  Q.  Was he writing while he was sleeping?

 10  A.  I don't know.

 11  Q.  Was he communicating while he was sleeping?

 12  A.  Dr. Sadler went out of his way to say they never saw the

 13  individual write.

 14  Q.  Did he communicate while he was sleeping?

 15  A.  There was -- verbally or in writing?

 16  Q.  Any way.

 17  A.  My understanding is that verbally, yes, there was

 18  communication.  You say did he communicate?  My belief is he

 19  was not communicating.

 20  Q.  And if that is channeling, The Urantia Foundation would

 21  have no part of it; is that right?

 22  A.  If what is channeling?

 23  Q.  Sleeping, trance-like, meditative state, so that one would

 24  be receptive to spiritual beings, if that is channeling and

 25  that's what this person is doing, The Urantia Foundation would

00128 { 3:51:42pm}

 01  have no part of that; is that right?

 02  A.  Well, that would be difficult for me to agree with that if

 03  we go back to, of course, how the book came into existence and

 04  given my belief system.  You're trying to induce me to label

 05  what he was doing as channeling and I'm not prepared to do

 06  that.  I really don't know --

 07           THE COURT:  Just move on.

 08  A.  -- what to call what he was doing.  I choose not to call

 09  it channeling.

 10  Q.  (BY MR. ABOWITZ)  How do you define inspiration?

 11  A.  What kind of inspiration?

 12  Q.  I'm inspired to write the Ninth Symphony.

 13  A.  Are we talking about intellectual inspiration, emotional

 14  inspiration, genetic inspiration, theological divine

 15  inspiration?  What kind of inspiration?

 16  Q.  Let's talk about --  Let's talk about inspiration in the

 17  hypothetical example.  I'm Ludwig Beethoven and I say that I am

 18  inspired to write the Ninth Symphony.  How would you define

 19  that?

 20  A.  Beethoven would have felt moved.  Compelled, perhaps.

 21  Q.  Pardon me?

 22  A.  Compelled, perhaps.

 23  Q.  But --

 24  A.  Driven.

 25  Q.  Driven, compelled, moved, but writing the Ninth Symphony

00129 { 3:53:25pm}

 01  in the context of his own resources?

 02  A.  I don't know.  I can't speak for Beethoven.

 03  Q.  No, I'm talking about in our hypothetical situation.  He

 04  was inspired.  That didn't mean somebody --

 05  A.  He may say that but it would depend on the individual.

 06           THE COURT:  Counselor, I'm having a great deal of

 07  difficulty finding any value of this discussion to the issues

 08  in this lawsuit.  Now, get to something that has something to

 09  do with the issues in this lawsuit.

 10           MR. ABOWITZ:  Okay.  Let me get to it this way, Your

 11  Honor.

 12  Q.  (BY MR. ABOWITZ)  Would you agree that if the patient

 13  contact were inspired as I related the Beethoven hypothetical,

 14  that he would be using his own resources to write out in

 15  longhand this book?

 16  A.  I don't know.  Maybe if he were awake when he did it, you

 17  could argue that.

 18  Q.  Could people be inspired if they're asleep?

 19  A.  I'm not sure what you mean by expired -- inspired.  I

 20  asked you to attach an adjective to the word "inspiration." 

 21  But I don't think the patient was -- well, I wouldn't

 22  characterize him as having been inspired.  I'm going from what

 23  Dr. Sadler said.

 24  Q.  I understand.

 25  A.  He was the sleeping subject.  He had no knowledge

00130 { 3:55:08pm}

 01  whatsoever of what went on during the verbal -- there were

 02  verbal transmissions.  And these written transmissions, I don't

 03  know that I believe he actually wrote it, though it was in his

 04  handwriting.

 05  Q.  I understand.  But nobody saw him write it?

 06  A.  That's right.  I went out of my way to ask Dr. Sadler,

 07  "Did you try to find his -- see him writing"?  And he said,

 08  "Yes, we tried to spy on him and we were never able to see him

 09  physically writing the book."

 10  Q.  As far as we know, he could have written it while he was

 11  awake and inspired; is that correct?

 12  A.  Yeah, you could believe that if you want.

 13  Q.  All right.  Is there any evidence to establish that this

 14  patient was paid?

 15  A.  No evidence to establish that the patient -- excuse me --

 16  the subj- -- the contact --

 17  Q.  I'm sorry.  Is there any evidence to establish that the

 18  patient/contact was paid?

 19  A.  There is no such evidence that I know of.

 20  Q.  Is there any evidence to establish that anybody was paid

 21  with respect to the generation of the first tangible expression

 22  in writing of The Urantia Book?

 23  A.  They were all volunteers, to my knowledge.

 24  Q.  Did you hear my question?

 25      Is there any evidence --

00131 { 3:56:34pm}

 01  A.  There is --  Excuse me.

 02  Q.  May I?

 03  A.  Please.

 04  Q.  Is there any evidence to establish that there was any

 05  payment made to anybody that produced the first tangible

 06  expression of The Urantia Book in writing?

 07  A.  No such evidence that I know of.

 08  Q.  Was anyone paid by anybody to produce the writing that

 09  took place?

 10  A.  No one that I know of.

 11  Q.  Are you well enough informed with the issues in this case

 12  to address what Urantia Foundation has termed a work for hire?

 13  A.  That's a legal term and I'm -- I have a vague familiarity

 14  with it but don't consider myself qualified to --

 15  Q.  If you were -- I'm sorry.  Have you finished your answer?

 16  A.  -- to speak with any expertise what that means.

 17  Q.  If you were -- I'm sorry.  I keep interrupting you.  Have

 18  you finished?

 19      If you were to take the common understanding of the words

 20  "work for hire" and apply them to the first tangible expression

 21  of this book, is there any evidence to establish that it was a

 22  work for hire?

 23           MR. SCHOENTHALER:  Your Honor, I object.  "Work for

 24  hire" is a legal term and we --

 25           THE COURT:  Sustained.

00132 { 3:58:27pm}

 01           MR. SCHOENTHALER:  -- and we --

 02           THE COURT:  Sustained.

 03  Q.  (BY MR. ABOWITZ)  Do you have an understanding of that in

 04  its common sense, outside of a legal --

 05           MR. SCHOENTHALER:  Didn't you just sustain my

 06  objection?

 07           THE COURT:  Yes, I sustained your objection.

 08           MR. ABOWITZ:  May I proceed with this question?

 09           THE COURT:  Yes, but if you're going to ask him the

 10  same question, it doesn't do me any good to sustain the

 11  objection.  The objection is sustained, counselor. 

 12           MR. ABOWITZ:  Thank you, Your Honor.

 13           THE COURT:  Now, ask him a different question.  He

 14  said he didn't know anything about "work for hire" as a legal

 15  or a common concept and I sustained the objection to that

 16  question.

 17           MR. ABOWITZ:  Thank you.

 18  Q.  (BY MR. ABOWITZ)  Now, getting back to the process of

 19  moving from handwritten transcripts to typewritten, how was

 20  that done?

 21  A.  My understanding is that one member of the Contact

 22  Commission read the manuscripts and then produced on a

 23  typewriter the typed scripts.

 24  Q.  Who was that?

 25  A.  My understanding, it was Emma Christensen.

00133 { 3:59:39pm}

 01           MR. SCHOENTHALER:  Your Honor, I'm going to object to

 02  his understanding.  I'd like to know how he learned this.  If

 03  counsel --

 04           MR. ABOWITZ:  I can't hear him.

 05           THE COURT:  Restate your objection.  I didn't hear

 06  you.

 07           MR. SCHOENTHALER:  I would like to know how the jury

 08  -- or how Mr. Keeler got an understanding of this since he

 09  wasn't there.

 10           THE COURT:  Restate your question for my benefit and

 11  for the benefit of the attorney.

 12  Q.  (BY MR. ABOWITZ)  Do you know how the handwritten

 13  manuscript got to be a typewritten manuscript?

 14           THE COURT:  Do you know how?

 15  A.  I don't know how but I have beliefs as to how it was done

 16  and I was told.

 17  Q.  (BY MR. ABOWITZ)  And that's the same information you've

 18  been relating to me since we started this; is that correct?

 19  A.  Yes.

 20  Q.  And what is your belief?

 21           MR. SCHOENTHALER:  Objection.  Hearsay, Your Honor.

 22           THE COURT:  Sustained.

 23  Q.  (BY MR. ABOWITZ)  You have no information then based on

 24  your knowledge of how that happened?

 25  A.  No direct information from anybody that did it but I was

00134 { 4:00:41pm}

 01  told --

 02  Q.  All right.  The Court --

 03  A.  -- that a certain member of the Contact Commission did it.

 04  Q.  The Court has sustained the objection.

 05      Do you know why the handwritten manuscript was destroyed?

 06  A.  My belief is that the personalities, the authors of the

 07  Urantia Papers, instructed The Contact Commission to destroy

 08  the manuscripts after they had been type scribed.

 09  Q.  Why?

 10  A.  I don't know.

 11  Q.  Now, this process of producing this book, we've talked

 12  about the dates 1935 and 1936.  The book was not published

 13  until some 19 years after that; is that correct?

 14  A.  You said 1936.  To my knowledge, none of the Urantia

 15  Papers were produced in 19- -- in 1936.  It was all, I think,

 16  '33, '34, '35.

 17  Q.  All right.  Whatever the date.

 18  A.  But they were not published until 1955.

 19  Q.  So, instead of '35 or '36, we're talking about a year or

 20  two earlier?

 21  A.  Yes.

 22  Q.  So it was more than 20 years until they were published?

 23  A.  True.

 24  Q.  And do you know if this patient was alive in 1933, '34,

 25  '35, that range?

00135 { 4:02:48pm}

 01  A.  I don't know that he was.

 02  Q.  Do you have a belief?

 03  A.  I believe that he was.

 04  Q.  And do you know if he was alive in 1955?

 05  A.  Dr. Sadler told me that there was communication through

 06  the sleeping subject through the contact in October of 1955.

 07  Q.  But we've agreed before that there's no evidence to

 08  establish that; correct?

 09  A.  None that I know of.

 10  Q.  All right.  Sir, I've shown you what we've marked as

 11  exhibit 83.  Would you tell the ladies and gentlemen of the

 12  jury what that is.

 13  A.  It appears to be a book entitled Jesus - A New Revelation.

 14  Q.  Before we move on to that, sir, Mr. Keeler, do you know of

 15  any evidence that would establish that the work of the

 16  patient/contact was voluntary?

 17  A.  I have only my belief about that.  I believe it was

 18  voluntary.  But I know of no evidence that would support --

 19  certainly no written evidence that would support that.

 20  Q.  And what's the basis of that information?

 21  A.  My 1962 conversation with Dr. Sadler.

 22           MR. ABOWITZ:  Your Honor, with your permission, I'd

 23  like to put that exhibit up on the screen, exhibit 83.

 24  Q.  (BY MR. ABOWITZ)  That's the front cover of that.  Does

 25  the book explain what that painting is?

00136 { 4:05:22pm}

 01  A.  I don't know.

 02  Q.  Have you ever read that book?

 03  A.  No.

 04  Q.  Have you ever looked at it?

 05  A.  Yes.  Not much more than I've looked at it right here.

 06  Q.  In a cursory fashion?

 07  A.  Very cursory.

 08  Q.  You've never examined its contents?

 09  A.  True.

 10  Q.  Can you look through there briefly and see if there's an

 11  explanation of the painting on the front.

 12  A.  There appears to be.

 13  Q.  And what is that explanation?

 14           MR. ABOWITZ:  Could you put that up on the screen,

 15  please.

 16  Q.  (BY MR. ABOWITZ)  What page is that, Mr. Keeler?

 17  A.  There's no page number.

 18  Q.  If you count from the front, can --

 19  A.  It's on the third -- the reverse side of the second leaf

 20  on the book.

 21           MR. ABOWITZ:  I think we've got to go back one.

 22  Q.  (BY MR. ABOWITZ)  What does it say with that?

 23  A.  It says, "Cover Art is Christ of Saint John of the Christ

 24  by Salvador Dali."

 25  Q.  Does that painting appear in any of the -- either of the

00137 { 4:06:48pm}

 01  exhibits of The Urantia Book before you?

 02  A.  None that I know of.

 03  Q.  Does it appear in any version of The Urantia Book that has

 04  been published?

 05  A.  None that I know of.

 06  Q.  In any place?

 07  A.  True.

 08  Q.  Now, this book explains that it is a portion of The

 09  Urantia Book, does it not?

 10  A.  I don't know.

 11  Q.  Would you please turn to the page that appears on the

 12  screen.

 13  A.  Okay.  I've turned to that page.

 14  Q.  And it discusses The Urantia Book, does it not?

 15  A.  It appears to --

 16  Q.  And it --

 17  A.  -- mention The Urantia Book.

 18  Q.  And it discusses a reference section -- system that

 19  relates to The Urantia Book; is that correct?

 20  A.  So it appears.

 21  Q.  All right.  Please turn to the back of that book.  Can you

 22  tell the ladies and gentlemen of the jury what that is?

 23  A.  The last page of the book?

 24  Q.  Well, the last several pages of it.  Is it an index?

 25  A.  It appears to be a list of dates.

00138 { 4:08:18pm}

 01  Q.  Is there a portion of the book that is an index?

 02  A.  Oh, yes, the list of dates is the chronology.  And before

 03  that, there appears to be an index.

 04  Q.  And is that a portion, if you can tell by looking at it,

 05  of the index that Mr. McMullan produced for The Urantia Book?

 06  A.  I don't know.

 07           MR. ABOWITZ:  May I, Your Honor?

 08  Q.  (BY MR. ABOWITZ)  Let me show you exhibit 76.  Do you

 09  recognize that, sir?

 10  A.  It doesn't indicate if this is exhibit 76, you say?

 11  Q.  Yes, sir.

 12  A.  And what's your question?

 13  Q.  Do you recognize it?

 14  A.  No.

 15  Q.  Do you recognize it to be the index to The Urantia Book?

 16  A.  It appears to be an index to The Urantia Book.

 17  Q.  Was there an index to The Urantia Book produced by

 18  Mr. McMullan or The Michael Foundation?

 19  A.  It is my understanding that he produced an index to The

 20  Urantia Book.

 21  Q.  And who produced this book today?

 22  A.  It says it's published by Michael Foundation, copyright by

 23  Harry McMullan.

 24  Q.  Is this the only index to The Urantia Book?

 25           THE COURT:  What was your question again, counselor?

00139 { 4:10:28pm}

 01           MR. ABOWITZ:  "Is it the only index?"  

 02      I'm sorry, Your Honor.

 03  A.  No.

 04  Q.  (BY MR. ABOWITZ)  Is it the most comprehensive index?

 05  A.  I don't know.

 06  Q.  Do you know how many indexes there are?

 07  A.  No.

 08  Q.  Do you know whether the back portion of Jesus - A New

 09  Revelation is a portion of this index?

 10  A.  I don't know.

 11  Q.  Do you know or would you agree that the index portion of

 12  Jesus - A New Revelation does not appear in any edition of The

 13  Urantia Book?

 14  A.  I think that's a true statement.

 15  Q.  And would you agree that the comments on the back cover of

 16  Jesus - A New Revelation do not appear on any edition of The

 17  Urantia Book?

 18  A.  I believe that they do not appear -- they do not appear on

 19  any version of The Urantia Book with which I am familiar.

 20  Q.  When was that book published, The Urantia Book -- I'm

 21  sorry -- the Jesus - A New Revelation.

 22  A.  1999.

 23  Q.  Was the --  Do you know how many copies of that were

 24  published?

 25  A.  No.

00140 { 4:12:14pm}

 01  Q.  Do you know how many were sold?

 02  A.  No.

 03  Q.  Have you taken any steps to find out?

 04  A.  No.  Do I know?  I've heard numbers, I've heard several

 05  numbers, but I don't know.  I've been curious to know the

 06  accurate numbers.  I'd like out of curiosity to know from

 07  Mr. McMullan, but I don't know.  It's no longer being

 08  distributed and made available at this time.

 09  Q.  Would you agree with me that the contents of The Urantia

 10  Book that are papers 121 through 196 -- I'm sorry.  Let me

 11  start over.

 12      Would you agree that the portion of Jesus - A New

 13  Revelation that contains papers 121 through 196 of The Urantia

 14  Book are true and correct copies of those papers as The Urantia

 15  Book published them?

 16  A.  I think, as a matter of belief, I believe that they are.

 17  Q.  Have you ever analyzed it?

 18  A.  No.

 19  Q.  Was there a time that Mr. McMullan corresponded with The

 20  Urantia Foundation to offer them an attribution in that book if

 21  it were published, Jesus - A New Revelation?

 22  A.  I think there was.

 23  Q.  And what was the reaction of The Foundation?

 24  A.  We decided that we did not wish to have -- that the

 25  trustees decided that we did not want The Foundation to be

00141 { 4:14:32pm}

 01  connected officially with this publication.

 02           MR. ABOWITZ:  Would you give me a minute, Your

 03  Honor? 

 04      May I have exhibit 36, please.

 05      Take that off the screen.

 06      May I approach the witness, Your Honor?

 07           THE COURT:  Sure.

 08           MR. ABOWITZ:  It doesn't appear that that comes up

 09  too well.  I can't see that.  May I inquire if the jury can?

 10           THE COURT:  I'm sorry.  I can't hear you. 

 11           MR. ABOWITZ:  May I inquire of the jury if they can

 12  see that?

 13           THE COURT:  Are you able to see that, ladies and

 14  gentlemen of the jury?

 15           MR. ABOWITZ:  Can we blow that up?

 16      Is that a little bit better?

 17           A JUROR:  A little, yes.

 18           MR. ABOWITZ:  How about that, is that better?

 19  Q.  (BY MR. ABOWITZ)  I'll represent to you that's a copy of

 20  an e-mail message from Mr. McMullan starting out from Gard

 21  Jameson to Mr. McMullan.  Tell us who Gard Jameson is.

 22  A.  He's a trustee of Urantia Foundation.

 23  Q.  Is the substance of that message in keeping with your

 24  understanding of what happened?

 25  A.  I think so.

00142 { 4:17:32pm}

 01           MR. ABOWITZ:  We'd move that 36 be admitted, Your

 02  Honor.

 03           MR. SCHOENTHALER:  Oh, we have no objection.

 04           THE COURT:  Be admitted.

 05  Q.  (BY MR. ABOWITZ)  And it said, "I called to ask whether

 06  Urantia Foundation would like to be cited as a publisher of The

 07  Urantia Book on the publisher's preface of the Jesus edition I

 08  am preparing.  You thought it would be a good idea."

 09      Was that matter discussed with the board?

 10  A.  Yes.

 11  Q.  And did Mr. Jameson indicate to the board that that was a

 12  good idea?

 13  A.  I don't recall that he did.

 14           MR. ABOWITZ:  Could you scroll this up, please?

 15  Q.  (BY MR. ABOWITZ)  And the next paragraph is, "There's been

 16  no word about this and I presume that it's not going to

 17  happen."  And the final message is, "Your presumption is

 18  correct, it hasn't happened."

 19      Did there come a time when the board finally and

 20  absolutely rejected that?

 21  A.  Yes.

 22  Q.  Why?

 23  A.  We didn't choose to be associated with Mr. McMullan's

 24  publication.

 25  Q.  Would you agree with me that if somebody bought Jesus - A

00143 { 4:19:23pm}

 01  New Revelation, read it, became interested in it, that there

 02  would be a significant possibility that that person would then

 03  purchase The Urantia Book?

 04  A.  I don't know.

 05  Q.  Did you ever contemplate that?

 06           MR. SCHOENTHALER:  Your Honor, asked and answered.

 07           THE COURT:  Sustained.

 08  Q.  (BY MR. ABOWITZ)  Was there ever discussion at the board

 09  level about that issue, whether it would generate additional

 10  sales of The Urantia Book?

 11  A.  I don't think in an official meeting, but I believe that

 12  it was informally among members of the trustees.

 13  Q.  Were you a participant in any of those informal

 14  discussions?

 15  A.  Probably.

 16  Q.  What was discussed?

 17  A.  Well, we didn't know.  We were --  we didn't know what the

 18  result would be.

 19  Q.  The result in what sense?

 20  A.  There was some curiosity expressed.  Notwithstanding that

 21  we disapproved of his publishing it, we were curious, or I was

 22  curious to know what might be the -- whether there would be any

 23  demand for his publication and what that effect might be on the

 24  sales of The Urantia Book.

 25  Q.  But no conclusion was ever arrived at in that regard?

00144 { 4:20:50pm}

 01  A.  True.

 02  Q.  And as you say, you essentially rejected that offer?

 03  A.  True.

 04  Q.  Was that ever formally communicated to --

 05  A.  I don't know.

 06  Q.  -- Mr. McMullan?

 07      Did you communicate it?

 08  A.  Not that I recall.

 09  Q.  Were you communicating with Mr. McMullan during this

 10  period of time?

 11  A.  No.

 12  Q.  You and he were friends at one time?

 13  A.  Yes.

 14  Q.  Stayed in each other's houses?

 15  A.  Yes.

 16  Q.  When did the friendship cease to be?

 17  A.  In 1989 I received a letter from Mr. McMullan telling me

 18  with regard to my removal as an area coordinator, a personal

 19  note from him saying with regard to that remove, "Good riddance

 20  and words fail to express the contempt I feel toward you."

 21  Q.  Did you have a conversation with Mr. McMullan about that?

 22  A.  No.

 23  Q.  Did you have a conversation that preceded that?

 24  A.  What do you call precede?

 25  Q.  Preceding the letter, did you understand --

00145 { 4:22:11pm}

 01  A.  I think not.  I think I communicated -- before I received

 02  that letter, probably I communicated with him maybe a few

 03  months before I received that letter.

 04  Q.  Why was he contentious of you?

 05  A.  Because the board of trustees made the decision -- well,

 06  I'm not sure.

 07  Q.  Did you ask him?

 08  A.  No.

 09  Q.  Now, you say you were removed as an area coordinator?

 10  A.  Yes.

 11  Q.  Why?

 12  A.  I don't know.

 13  Q.  Who removed you?

 14  A.  Mr. McMullan.

 15  Q.  And what organization is this we're talking about?

 16  A.  Urantia -- well, at that time the organization that had

 17  been known as Urantia brotherhood then was no longer officially

 18  affiliated with Urantia Foundation and they became known as a

 19  group called The Fellowship, and so it was as a communication

 20  from The Fellowship, I think, that I was removed as an area

 21  coordinator.

 22  Q.  Let me see if we can avoid this confusion here.  Mr. Hill

 23  mentioned some of that in his opening statement.  The Urantia

 24  brotherhood was the successor to what?

 25  A.  In my view, it was the successor to The Forum.

00146 { 4:23:50pm}

 01  Q.  And The Urantia Foundation was the successor to what?

 02  A.  In my opinion, to The Contact Commission.

 03  Q.  That's what we call the Sadler team?

 04  A.  Yes.

 05  Q.  So, if I've got this straight, the Sadler team became The

 06  Foundation?

 07  A.  Yes.

 08  Q.  The Forum, which was the larger group of people --

 09  A.  Yes.

 10  Q.  -- became The Urantia Brotherhood?

 11  A.  Yes.

 12  Q.  Were the two organizations affiliated?

 13  A.  Yes.

 14  Q.  And when was The Brotherhood founded?

 15  A.  1955.

 16  Q.  And they essentially shared the house on Diversey Street;

 17  is that correct?

 18  A.  True.

 19  Q.  For how many years?

 20  A.  From 1955 until 1989.

 21  Q.  And that's the year that you went on the board of The

 22  Foundation?

 23  A.  True.

 24  Q.  So for some period of time you were on the board of The

 25  Foundation and you were a member of The Brotherhood?

00147 { 4:25:12pm}

 01  A.  True.

 02  Q.  Did you have an official function with The Brotherhood?

 03  A.  No.

 04  Q.  What is the area --  Was the area coordinator some

 05  official function?

 06  A.  Oh, I guess it was.  I retract my former statement. 

 07  Q.  Okay.

 08  A.  I was an area coordinator and it was an official function.

 09  Q.  And the responsibilities of an area coordinator were what?

 10  A.  I currently live in Wyoming and if there were readers of

 11  The Urantia Book in Wyoming and I was informed of that and they

 12  were interested in communicating with other readers, then it

 13  was my job to coordinate and facilitate their communication.

 14  Q.  And at the time that both of these organizations were

 15  under the same roof, there was an arrangement that they could

 16  share the marks of The Urantia Foundation; is that correct?

 17  A.  True.

 18  Q.  What was the arrangement?

 19  A.  There was a written agreement between the two

 20  organizations, The Urantia Foundation as the register of the

 21  marks, owner of the marks, licensed Urantia Brotherhood to use

 22  the marks on publications.

 23  Q.  And at that time was The Brotherhood the arm of the

 24  Urantia movement that was responsible for the sale of The

 25  Urantia Book?

00148 { 4:26:51pm}

 01  A.  Well, actually, I think it was not Urantia Brotherhood but

 02  it was -- it was -- there was an official sales agent for The

 03  Urantia Book.  I can't remember the name.  It was before I

 04  became a trustee.  And so it was not The Brotherhood but it was

 05  very close -- worked very closely with The Brotherhood.

 06  Q.  So one of The Brotherhood's functions was to promote the

 07  sale of this book?

 08  A.  To disseminate the teachings.  It was in their

 09  constitution that their job -- one of their jobs was to

 10  disseminate the teachings.

 11  Q.  Now, when you moved on the board, a disagreement ensued

 12  between The Foundation and The Brotherhood; is that correct?

 13  A.  Between the trustees and the leadership of The

 14  Brotherhood.

 15  Q.  And the result of that was that The Foundation took away

 16  the right of The Brotherhood to use those trademarks; correct?

 17  A.  True.

 18  Q.  And you dispossessed them from their offices in this

 19  building; correct?

 20  A.  We asked them to leave.

 21  Q.  And they left?

 22  A.  Yes.

 23  Q.  Did you give them a choice?

 24  A.  No.

 25  Q.  Mr. McMullan was a member of The Brotherhood at that time;

00149 { 4:28:31pm}

 01  correct?

 02  A.  True.

 03  Q.  Did he have an official function?

 04  A.  I don't know.

 05  Q.  Was he part of the leadership of The Brotherhood?

 06  A.  Yes.

 07  Q.  And you say the differences were between the board of The

 08  Foundation and the leadership of The Brotherhood?

 09  A.  That's the way I saw it.

 10  Q.  And you were a member of the board?

 11  A.  Yes.

 12  Q.  And Mr. McMullan was a member of the leadership of The

 13  Brotherhood?

 14  A.  Yes.

 15  Q.  And is it accurate to state in that dispute that The

 16  Foundation had the big stick?

 17  A.  We had the ownership of the copyright and marks.  We had

 18  the power to de-license The Brotherhood, which we did.

 19  Q.  And you had control of the building?

 20  A.  Say again?

 21  Q.  And you had control of the premises?

 22  A.  Well, we did.  We owned the building.  The Foundation owns

 23  the building.

 24  Q.  So you took away the marks and you took away their office

 25  space?

00150 { 4:29:40pm}

 01  A.  Yes.

 02  Q.  What was the basis of the dispute?

 03  A.  The president of Urantia Foundation at that time was

 04  someone that the leadership of The Brotherhood found difficult

 05  to work with.

 06  Q.  Mr. Myers?

 07  A.  Mr. Myers.  And The Brotherhood decided, because, I guess

 08  -- I wasn't involved at the time either as a trustee or I was a

 09  member at large of The Brotherhood -- and The Brotherhood

 10  decided that they were no longer going to share office space

 11  with The Foundation; they were no longer going to share office

 12  staff; they were no longer going to share the mailing lists;

 13  they were no longer going to joint fund raise.  And they put

 14  that in writing, I would add, and they were no longer going to

 15  promote goodwill for The Foundation.  We saw that -- much of

 16  that, most of that was in writing and we saw that as a

 17  declaration of independence and we formalized the declaration

 18  by saying we are now separate, separated.  We are no longer

 19  interdependent.

 20  Q.  You didn't like the independence statement, did you? 

 21  "You" meaning the board of the trustees of The Urantia

 22  Foundation. 

 23  A.  Well, I don't know -- I was barely on the board at that

 24  time.  Personally -- what's your question?

 25  Q.  My question was:  As a member of the board of trustees,

00151 { 4:31:25pm}

 01  the board of trustees of The Urantia Foundation didn't care for

 02  this statement of independence, did they?

 03  A.  That's accurate.

 04  Q.  And Mr. Myers was somewhat of a despot, wasn't he?

 05  A.  Somewhat of a --

 06  Q.  Despot.

 07  A.  Some people would say so.

 08  Q.  And the letter that came from Mr. McMullan was after this

 09  dispute?

 10  A.  That's true.

 11  Q.  And that was the end of your friendship?

 12  A.  In his mind or in mine?  Or in his mind or in my mind?

 13  Q.  Well, I don't know that you can speak to his mind.  Let's

 14  hear what your mind is.

 15  A.  Temporarily, I suppose.  I hope for a reconciliation one

 16  day.

 17  Q.  Did you take steps in that regard, to reconcile the

 18  relationship?

 19  A.  I don't know if you would define them as such, but I have,

 20  yes, in my mind, I have taken steps.

 21  Q.  What are those steps?

 22  A.  Prayer.

 23  Q.  Other than that.

 24  A.  When I've been around Harry, I've always been friendly and

 25  inquired about his family and his well being and I think I've

00152 { 4:32:40pm}

 01  communicated to him that he is daily in my prayers.

 02  Q.  And he has done likewise; is that correct?

 03  A.  Well, you'd have to break it down.  He has inquired.

 04  Q.  He's very cordial of you?

 05  A.  Yeah.

 06  Q.  He inquires about your family?

 07  A.  Yes.

 08  Q.  And he's inquired about your health?

 09  A.  Yes.

 10  Q.  Did you tell him that you kept him in your prayers?

 11  A.  Yeah -- um, I think I have.  I know that was conveyed to

 12  him through somebody else.  You would have to ask him.

 13  Q.  All right.  Now, after The Brotherhood -- after this --

 14  how would you describe this parting?  Is there a word that you

 15  would be comfortable with that I could describe it with?

 16  A.  Sad.

 17  Q.  Well, unfortunate or sad.  But the parting itself, I was

 18  going to use the word "schism."  Is that a correct word?

 19  A.  I pronounce it schism.

 20  Q.  Schism.  I'll accept your pronunciation.

 21      Would you agree that that's a correct descriptive term?

 22  A.  That would be one accurate descriptive term.

 23  Q.  What happened to The Brotherhood after this?

 24  A.  They formed their own organization, an organization called

 25  The Fellowship.

00153 { 4:34:24pm}

 01  Q.  Was that the whole name of it?

 02  A.  I think that was the only official part, but there was a

 03  trailer: The Fellowship for Readers of The Urantia Book.

 04  Q.  And did the board of trustees of The Urantia Book object

 05  to the use of that name?

 06  A.  I think not.

 07  Q.  Isn't there a dispute that is in the process of being

 08  disposed of in which The Urantia Foundation objected to that --

 09  to the use of that name?

 10  A.  Not that name.  The Fellowship for Readers of The Urantia

 11  Book, we never, in my opinion, objected to that name.

 12  Q.  What did you --  What is the dispute with The Fellowship

 13  about?

 14  A.  The Fellowship changed their name, I think, two times

 15  after that, and now they want to refer to themselves as The

 16  Urantia Book Fellowship, I think, and we have felt

 17  uncomfortable about their using the name of The Urantia Book in

 18  their name.

 19  Q.  And did you sue them?

 20  A.  No.  The Fellowship?

 21  Q.  Yeah.  Yes.

 22  A.  With reference to that name?

 23  Q.  Yes.

 24  A.  No.

 25  Q.  Did you threaten to sue them?

00154 { 4:35:45pm}

 01  A.  I -- I would not say we threatened to sue them.  We

 02  encouraged to have negotiations with them and we recently

 03  reached an agreement with them to license them use of a name --

 04  well, that name, as a matter of fact.

 05  Q.  So, the dispute with them is being resolved and they can

 06  use that name?

 07  A.  The Urantia Book Fellowship, yes.

 08  Q.  What is the relationship now between The Fellowship and

 09  The Urantia Foundation?

 10  A.  Well, the relationship -- they are now a licensee of

 11  Urantia Fellowship -- of Urantia Foundation, and our

 12  relationship as individuals and organization is on the mend, in

 13  my opinion.  In my 12 years that I've never felt more hopeful

 14  and confident about a raprishmal (sp).

 15  Q.  Now, The Forum -- let's get back to The Contact Commission

 16  and The Forum, Sadler's team, Contact Commission.

 17           MR. SCHOENTHALER:  Your Honor, if I may, out of

 18  respect, this was an organization that had a name.  It was The

 19  Contact Commission.

 20           MR. ABOWITZ:  I believe the witness referred to it as

 21  the Sadler team, Your Honor.

 22           MR. SCHOENTHALER:  I think it was a descriptive term

 23  that they had.

 24           THE COURT:  State your question, counselor.

 25  Q.  (BY MR. ABOWITZ)  With respect to the Sadler team, that

00155 { 4:37:46pm}

 01  was the smaller group of the original two groups that were

 02  functioning?

 03  A.  I'm willing to use that term.  By the way, I prefer also

 04  what counsel has said.  I do prefer the name Contact

 05  Commission.

 06  Q.  I apologize.  I thought you had used that term.

 07  A.  I may have.

 08  Q.  I'm comfortable with using whatever term you want to use.

 09  A.  May we use "Contact Commission"?

 10  Q.  Absolutely.

 11  A.  Thank you.

 12  Q.  Now, The Contact Commission was composed of what people?

 13  A.  Dr. Sadler, Emma Christensen, Dr. Sadler's son: Bill

 14  Sadler, and two Kelloggs, a Wilfred Kellogg and an Anna

 15  Kellogg.

 16  Q.  Were they all somehow related?

 17  A.  Blood related?

 18  Q.  Yeah.

 19  A.  Oh, did I say Dr. Sadler's wife also?

 20  Q.  Well, before -- let's go through --

 21  A.  There was some --

 22  Q.  Excuse me.  May I interrupt?  Let's go through the list

 23  and make sure we have them all now.  Dr. Sadler and

 24  Mrs. Sadler, Lena Sadler? 

 25  A.  Yes.

00156 { 4:39:02pm}

 01  Q.  Who was a physician by the way, was she not?

 02  A.  Yes.

 03  Q.  Bill Sadler, Jr.?

 04  A.  Yes.

 05  Q.  The son of Mr. -- of Drs. Sadler?

 06  A.  Yes.

 07  Q.  And Emma Christensen?

 08  A.  Yes.

 09  Q.  Any relation to the Sadlers?

 10  A.  No.

 11  Q.  The Kelloggs, Mr. and Mrs.?

 12  A.  Yes.

 13  Q.  Any relation to the Sadlers?

 14  A.  Yes.

 15  Q.  What?

 16  A.  Dr. Sadler's wife was a Kellogg.

 17  Q.  Is that the same as the cereal people in Michigan?

 18  A.  Not directly, but, yes, it is that family.

 19  Q.  Now, that was the group of people that originally

 20  essentially -- well, I don't want to use my words.  What was

 21  their function?

 22  A.  The Contact Commission was under oath not to reveal the

 23  identity of the contact and they worked with the contact for

 24  some 50 years.

 25  Q.  Did they take any other oaths?

00157 { 4:40:09pm}

 01  A.  None that I know of.

 02  Q.  Now, there has been reference to a group called The

 03  Forum.  What was The Forum?

 04  A.  In about 1923, Dr. Sadler and his wife agreed that they

 05  would have a philosophical society, a book discussion club

 06  unrelated to The Urantia Book.  People, friends of theirs,

 07  associates, acquaintances, began to come to the house on

 08  Sunday, I think it was, Sunday afternoon.  And soon after that

 09  started, I have the idea within a few sessions, that Dr. Sadler

 10  told them something about this Urantia phenomena, and that's

 11  all they wanted to talk about after that.  They decided then,

 12  in December of '23, or January of '24 I think was when The

 13  Forum got started, and their function -- well, I think of their

 14  function as being related to the statement made by

 15  Dr. Sadler: no questions, no papers.  They would ask questions

 16  and The Urantia Book came -- the papers in The Urantia Book

 17  came as answers to those questions.

 18  Q.  In the handwriting of the patient contact person?

 19  A.  That's my understanding, yes.

 20  Q.  How many people were in The Forum?

 21  A.  I think the total number at any one time, it was fewer

 22  than 200 but people would move into and out of Chicago and join

 23  The Forum and then become inactive members, I suppose, because

 24  they moved out of Chicago.  I think the total number was -- I

 25  know it was over 300.  It may have been over 400.

00158 { 4:42:33pm}

 01  Q.  Were those people required to sign some oath or affirm

 02  some oath of secrecy?

 03  A.  Yes.

 04  Q.  And what was the nature of the oath?

 05  A.  They took an oath to not tell any member of their family

 06  or anyone else about The Urantia Book and what was being said

 07  at these Sunday afternoon gatherings.

 08  Q.  Would you agree with the characterization that there were

 09  rather stringent rules regarding communi- -- that no one was to

 10  communicate what was discussed in these meetings?

 11  A.  That's an accurate characterization, I think.

 12  Q.  Is it a true statement, sir, between the time that that

 13  Forum first began and the time of the publication of The

 14  Urantia Book, that those stringent rules governing

 15  communication of that group were in place?

 16  A.  I'm sorry.  Would you repeat that?

 17  Q.  Yes.

 18      Is it true that between the time The Forum was established

 19  and the time The Urantia Book was published in 1955, that these

 20  stringent rules developed by Dr. Sadler governing that there

 21  was to be no communication about what they heard, saw,

 22  observed, talked about in these sessions, remained in place?

 23  A.  Yes.

 24  Q.  Did those people know of the identity of the

 25  patient/contact person?

00159 { 4:44:27pm}

 01  A.  I was told by Dr. Sadler there were only six individuals

 02  who knew and those individuals were the members of the Contact

 03  Commission.  Again, they took an oath not to reveal the

 04  identity of the contact, the sleeping subject.

 05  Q.  As time went on, did any of the members of the Contact

 06  Commission become board members of The Urantia Foundation?

 07  A.  Three of them did.

 08  Q.  Who?

 09  A.  Bill Sadler, Jr., Dr. Sadler's son; Wilfred Kellogg; and

 10  Emma Christensen.  They were three of the first five trustees.

 11  Q.  And who was the last surviving person in that group?

 12  A.  Emma Christensen.

 13  Q.  When, please, sir, did she pass away?

 14  A.  I think she died in 1982.

 15  Q.  And how old was she at the time?

 16  A.  '93, I think.

 17  Q.  And when was the last time she had functioned as a member

 18  of the board of trustees of The Urantia Foundation?

 19  A.  I don't know.

 20  Q.  Now, I'd like to change courses here for a minute and

 21  briefly discuss other litigation.

 22      You were on the board at the time of the Christian (sic)

 23  Maaherra lawsuit?

 24  A.  Kristen Maaherra.  Yes, I was.

 25  Q.  Kristen Maaherra.  I'm sorry.

00160 { 4:46:47pm}

 01      Was there more than one party to that lawsuit as a

 02  defendant?

 03  A.  More than one party?

 04  Q.  Yes, sir.

 05  A.  There was Urantia Foundation versus Kristen Maaherra.

 06  Q.  And The Foundation brought -- instituted a lawsuit against

 07  her?

 08  A.  Yes.

 09  Q.  Where?

 10  A.  In Arizona.

 11  Q.  Why?

 12  A.  She had duplicated the entire Urantia Book and put it on

 13  computer diskette and distributed it using also the marks, the

 14  three concentric marks on the white background, and also using

 15  the mark on what she sent to people.

 16  Q.  And did The Foundation take a position in that case as to

 17  why what she did was improper in their view?

 18  A.  We did.  I was not that involved in such matters at that

 19  time.

 20  Q.  So you cannot relate that to us today?

 21  A.  No.  Or that's a true statement.

 22  Q.  Pardon me?

 23  A.  What you just said is true, that I could not relate to you

 24  any detail.

 25  Q.  You are aware, are you not, of litigation involving a man

00161 { 4:48:18pm}

 01  named Burton?

 02  A.  Barely aware.

 03  Q.  Are you aware, other than this lawsuit, the Maaherra and

 04  Burton, if there were any other lawsuits involving Urantia

 05  Foundation wherein the issue was either the trademark or

 06  copyright?

 07  A.  I'm aware of two or three others.

 08  Q.  And can you relate those to us?

 09  A.  There was in Los Angeles a -- I think it was called

 10  Urantia Massage and we asked them to not use our name for their

 11  massage parlor.  They refused to do it and we told them we

 12  would ask a judge to order them to remove their sign and not

 13  use our name.

 14  Q.  And hopefully you were successful?

 15  A.  And we were successful.

 16  Q.  Any others?

 17  A.  There was also I think a race horse that bore our name and

 18  we asked the owners to not use our name or the name Urantia on

 19  the race horse and he agreed to do that.

 20      And there was, I think, a bar -- a restaurant/bar in New

 21  Orleans, somewhere in the south, and my understanding is that

 22  upon request the owners ceased using the name Urantia in the

 23  name of their bar and restaurant.

 24  Q.  What was the name of the race horse?

 25  A.  I don't know.  I don't know.

00162 { 4:49:57pm}

 01  Q.  You said "using our name."

 02  A.  Well, somewhere in the name of the horse.  It may have

 03  been called Urantian, but it might have been called Urantia --

 04  Q.  Some form of that?

 05  A.  Yes.

 06  Q.  Were they followers -- were the owners of the horse

 07  followers of the Urantia movement?

 08  A.  No.  I think all of these cases to which I've referred,

 09  they were nonreaders of The Urantia Book.  They just heard --

 10  in the case of the massage parlor, they heard the name and they

 11  liked the sound of it.

 12  Q.  Was the horse at least a winner?

 13  A.  I don't know.

 14           THE COURT:  Counsel, let's recess for the day.  You

 15  ready?

 16           MR. ABOWITZ:  Yes.

 17           THE COURT:  9 o'clock in the morning be agreeable?

 18           MR. ABOWITZ:  Yes, sir.

 19           THE COURT:  Ladies and gentlemen of the jury, we'll

 20  be recessed until 9 o'clock in the morning.  Be back here just

 21  prior to that time in the jury assembly room.  We'll try to

 22  start very promptly.  My bailiff will come for you.

 23      I'll remind you again of my previous admonition not to

 24  discuss this case.  Don't read anything about it that might in

 25  any way influence your determination in this case.  Don't

00163 { 4:51:05pm}

 01  listen to anything about it.  Make up your mind with regard to

 02  the facts in this case based upon the evidence that you hear

 03  here in open court and nothing else.

 04      Everyone please stand for the jurors to clear the

 05  courtroom.

 06      (THE JURY WAS EXCUSED FROM THE COURTROOM, AFTER WHICH THE

 07  FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT:)

 08           THE COURT:  Court will be in recess.

 09      (THE EVENING RECESS WAS TAKEN)

 10      (PLEASE REFER TO VOLUME II)

 11 

 12 

00164 { 5:23:56pm}

 01            IN THE UNITED STATES DISTRICT COURT

 02            FOR THE WESTERN DISTRICT OF OKLAHOMA

 03                             

 04  MICHAEL FOUNDATION, INC.,

 04 

 05              Plaintiff,

 05 

 06  vs.                            CASE NO. CV-00-0885-W

 06 

 07  URANTIA FOUNDATION, et al.,

 07 

 08                 Defendants.

 08 

 09 

 09 

 10 

 10                             

 11                             

 11                             

 12            REPORTER'S TRANSCRIPT OF PROCEEDINGS

 12               HAD WEDNESDAY, JUNE 13, 2001

 13   BEFORE THE HONORABLE LEE R. WEST, SENIOR JUDGE PRESIDING

 13                             

 14               JURY TRIAL - VOLUME II OF VII

 15 

 16 

 17 

 18 

 19                      A P P E A R A N C E S

 20  FOR THE PLAINTIFF:                   MR. ROSS A. PLOURDE

 20                                       MR. MURRAY E. ABOWITZ

 21                                       Attorneys at Law

 21                                       Oklahoma City, Oklahoma

 22 

 22  FOR THE DEFENDANTS:                  MR. STEVEN G. HILL

 23                                       MR. PETER SCHOENTHALER

 23                                       MR. ERIC MAURER

 24                                       Attorneys at Law

 24                                       Atlanta, Georgia

 25                                    

 25    

00165 { 5:23:56pm}

 01                     INDEX OF VOLUME II

 02  ---------------------------------------------------------------

 03  PLAINTIFF'S WITNESSES (CONTINUED):

 04  KENNETH RICHARD KEELER

 05           DIRECT (Continued) (By Mr. Abowitz) ........... 168

 05           CROSS (By Mr. Schoenthaler) ................... 274

 06           REDIRECT (By Mr. Abowitz) ..................... 336

 06           RECROSS (By Mr. Schoenthaler) ................. 350

 07           FURTHER REDIRECT (By Mr. Abowitz) ............. 351

 07      Witness Excused .................................... 351

 08 

 08  HARRY McMULLAN

 09 

 09           DIRECT (By Mr. Abowitz) ....................... 352

 10 

 10                         **********

 11

 11 

00166 { 5:29:07pm}

 01                      MORNING SESSION

 02                  WEDNESDAY, JUNE 13, 2001

 03  ---------------------------------------------------------------

 04      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT, OUT OF

 05  THE PRESENCE AND HEARING OF THE JURY:)

 06           THE COURT:  The jurors are on their way.  They should

 07  be here very shortly.

 08           MR. ABOWITZ:  Can we call Mr. Keeler and get him on

 09  the stand so we can proceed?

 10           THE COURT:  Sure.  Have him come on up.

 11      I don't know if he's getting a little too close to that

 12  mike or what but I'm having some difficulty hearing everything

 13  he says, and the court reporter tells me he's having some

 14  difficulty.

 15           MR. ABOWITZ:  I think he's tilting himself away from

 16  the mike.

 17           THE COURT:  I don't want to harass him but he may

 18  need to pull back just that much further from it.  Just suggest

 19  to him that we're having a little difficulty hearing him.

 20      Good morning, sir.

 21           THE WITNESS:  Judge, good morning.

 22           THE COURT:  You can resume the stand.  I'll remind

 23  you you're under the same oath that was previously

 24  administered.

 25      I'm hard of hearing so I'm naturally having a little

00167 { 5:29:07pm}

 01  difficulty hearing you, but the court reporter tells me he is

 02  also.  It may be that you're either too close to that

 03  microphone or that you turn away from it occasionally when

 04  you're speaking to the jury.  I don't want to keep harping on

 05  it, but, if you can, adjust it over that way a little when you

 06  are speaking that way and it might help some.

 07           THE WITNESS:  May we test it right now?

 08           THE COURT:  You bet.  You bet.  Let's do that.  I

 09  think the small one is the one you want.  It seems to be the

 10  more powerful.

 11           THE WITNESS:  I think yesterday someone told me there

 12  were puffings going on.  Can you hear me all right now?  Is

 13  this better?

 14           THE COURT:  That's the best distance.

 15           THE WITNESS:  About the right distance here?

 16           THE COURT:  Yeah.  Also, keep in mind that when you

 17  look to the jury, as you can and should occasionally, be sure

 18  to keep that microphone in mind.  Would you do that?

 19           THE WITNESS:  Yes.  If I turn that way, then turn it

 20  a little bit?  Can you still hear me all right?

 21           THE COURT:  That will help some. 

 22           THE WITNESS:  Okay. 

 23           THE COURT:  Thank you, sir.

 24           THE WITNESSES:  Okay.  Six inches.  Thank you, Judge.

 25          THE COURT:  Ask the jurors to come on in, please, and

00168 { 5:29:07pm}

 01  I'll ask everyone to please stand.

 02      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 03  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 04           THE COURT:  Be seated, please.

 05      Ladies and gentlemen of the jury, let me inquire if

 06  anything occurred during the recess that would prevent any one

 07  of you from continuing to serve as a fair and impartial juror

 08  in this case?  I gather not. 

 09      You may resume your examination.

 10           MR. ABOWITZ:  Thank you, Your Honor.

 11                DIRECT EXAMINATION (CONT'D)

 12  BY MR. ABOWITZ:

 13  Q.  Mr. Keeler, we discussed yesterday the situation that

 14  caused the rift between Mr. McMullan and you, and Mr. McMullan

 15  and The Foundation.  I would like to pick up on that.

 16      After that occurred, Mr. McMullan continued to be of

 17  service and helpful to The Foundation, did he not?

 18  A.  To what are you referring?

 19  Q.  Well, let me show you exhibit 14, please.

 20           MR. ABOWITZ:  May I, Your Honor, rather than just

 21  cart these books back and forth?

 22           THE COURT:  Sure, sure.

 23           MR. SCHOENTHALER:  Your Honor, may I step over here?

 24           THE COURT:  Sure.

 25  Q.  (BY MR. ABOWITZ)  Do you recognize that, sir, as an e-mail

00169 { 5:29:07pm}

 01  that you got from Mr. Siegel?

 02           MR. ABOWITZ:  Ladies and gentlemen of the jury, we

 03  have it up here too.  If it's more difficult -- I don't know

 04  what's better to see.

 05  A.  This is almost three pages. 

 06  Q.  (BY MR. ABOWITZ)  Well, is that --

 07  A.  It looks familiar, yes.

 08  Q.  -- something you got and it's addressed -- is this -- all

 09  these people are trustees with the exception of Ms. Baney?

 10  A.  Say again.

 11  Q.  Yes, sir.  Are all the --

 12  A.  Yes.

 13  Q.  -- all the addressees, with the exception of Ms. Baney,

 14  trustees of The Foundation?

 15  A.  Yes.

 16  Q.  And this is essentially a matter that Mr. McMullan was

 17  willing to assist The Foundation on with respect to the

 18  proofreading of its text of the Urantia Book; is that correct?

 19  A.  I think so.

 20  Q.  And he was helpful on that, wasn't he?

 21  A.  I don't know if we accept his offer of help, but I do

 22  recall, I think that he made such an offer.

 23  Q.  And the assistance that Mr. McMullan offered is the

 24  essence of that three-page e-mail; correct?

 25  A.  Yes, I think so.

00170 { 5:29:07pm}

 01  Q.  Thank you.

 02           MR. ABOWITZ:  We'd move for the admission of exhibit

 03  14.

 04           THE COURT:  Without objection, it will be admitted.

 05           MR. SCHOENTHALER:  No objection.

 06           MR. ABOWITZ:  May I retrieve it?

 07           THE COURT:  Pardon?  Sure.

 08           MR. ABOWITZ:  How procedurally do you want to work

 09  with this?  Do you want to leave the exhibits up here?

 10           THE COURT:  Just maintain the ones that are admitted,

 11  turn them over to Bev, unless --

 12           THE COURTROOM DEPUTY:  I have a copy of the exhibits.

 13           MR. ABOWITZ:  She has a copy, so may I just

 14  leave these --

 15           THE COURT:  Sure, just leave them up there.

 16  Q.  (BY MR. ABOWITZ)  Now, there was another matter that we

 17  discussed yesterday, and that was the date of the completion of

 18  the three parts of The Urantia Book.  I'd like to show you, so

 19  that we can clarify the day, I believe I had one and you had

 20  one, and I confess your knowledge is superior to mine on those

 21  dates and I just would like to clarify it for the Court and the

 22  ladies and gentlemen of the jury.

 23           MR. ABOWITZ:  May I have exhibit 43, please?  It's

 24  document number 1299.  It's the second one.  Again.  Again. 

 25  That's it.

00171 { 5:29:07pm}

 01  Q.  (BY MR. ABOWITZ)  That's a document that's on Urantia

 02  Foundation letterhead, is it not?

 03  A.  It appears to be, yes.

 04  Q.  It is signed by Ms. E. L. Christensen, who at the time was

 05  the secretary of The Urantia Foundation?

 06  A.  Yes.

 07  Q.  The number 1299 denotes it came out of the files of The

 08  Urantia Foundation?

 09  A.  I think so.

 10  Q.  And it's dated January 31st, 1974?

 11  A.  Yes.

 12           MR. ABOWITZ:  We'd move for its admission, Your

 13  Honor.

 14           MR. SCHOENTHALER:  No objection.

 15           THE COURT:  Be admitted.

 16  Q.  (BY MR. ABOWITZ)  Would you read, please, the last

 17  paragraph of that letter.

 18  A.  "The first three sections of the book were completed in

 19  1934.  Section IV on the life and teachings of Jesus was

 20  completed in 1935.  This is stated in the book itself."

 21  Q.  Does that comport with your understanding?

 22  A.  Yes.

 23  Q.  Thank you.

 24      Now, with respect to the work itself, we discussed, and I

 25  believe left here yesterday, with you testifying that the book

00172 { 5:29:07pm}

 01  was in the writing of the patient/contact person; correct?

 02  A.  We're talking part IV?

 03  Q.  We're talking the whole book.

 04  A.  It was in the subject's handwriting.

 05  Q.  All four parts?

 06  A.  I don't know.

 07  Q.  Well, yesterday you told me that everything in that book,

 08  The Urantia Book, started out in the handwriting of the patient

 09  contact person.

 10  A.  I'm not sure about part IV.  I think it did but I'm not

 11  sure about part IV.

 12  Q.  Do you have any evidence that would establish a different

 13  conclusion, that is, that every part of that book was not at

 14  one point in the handwriting of the patient/contact person?

 15  A.  No, I have no such evidence.

 16  Q.  Thank you.

 17      Now, with respect to that writing, would you agree that

 18  the writing of the patient/contact person that was generated

 19  was -- could not have been related to hypnotism?

 20  A.  In 1962, Dr. Sadler told me it was unrelated to hypnotism

 21  or any other psychic phenomenon that he was familiar with.

 22  Q.  Which would include trances?

 23  A.  Yes.

 24  Q.  Which would include telepathy?

 25  A.  Yes.

00173 { 5:29:07pm}

 01  Q.  Which would include double personality?

 02  A.  Yes.

 03  Q.  Which would include automatic writing?

 04  A.  Yes.  These are terms I'm familiar with but I suppose I

 05  would have to be a psychiatrist to give you a definitive --

 06  Q.  All right.  May I show you exhibit 57, please.  And I

 07  apologize for the copy.

 08           MR. SCHOENTHALER:  Your Honor, I'd appreciate if they

 09  don't put the page that lists all of the letters that are in

 10  the summary exhibit because it has a title.

 11           MR. ABOWITZ:  Okay.  Will you please -- that's an

 12  oversight, Judge.  I apologize for that.

 13           THE COURT:  Okay.

 14           MR. ABOWITZ:  I'm looking at documents 240 and

 15  document 1845.

 16      May I, Your Honor?

 17  Q.  (BY MR. ABOWITZ)  Let's start with 240 and then we'll move

 18  to 1845.

 19           MR. ABOWITZ:  Is that 240?

 20           THE VIDEOGRAPHER:  240.

 21           MR. ABOWITZ:  Can you do something to that to enhance

 22  the date on there, please?

 23           MR. SCHOENTHALER:  Excuse me.  Do you have a

 24  different Bates number?

 25           MR. ABOWITZ:  Pardon me?

00174 { 5:29:07pm}

 01           THE COURT:  I can't hear this, gentlemen.

 02           MR. SCHOENTHALER:  I'm sorry.

 03           THE COURT:  Can you stipulate and agree what the date

 04  is or not?

 05           MR. SCHOENTHALER:  I just don't have a copy of the

 06  exhibit.

 07           MR. ABOWITZ:  It's in our exhibit 57.  I'll be glad

 08  to provide another copy to you.

 09  Q.  (BY MR. ABOWITZ)  Can you make out that date, sir?

 10  A.  Yes.

 11  Q.  And can you tell us -- it looks like April 11th, 1968?

 12  A.  Yes.

 13  Q.  Is that on Urantia Foundation stationery?

 14  A.  I can't tell from this copy.  It appears as though it is.

 15  Q.  Would you look at the number down at the bottom?

 16  A.  Yes.

 17  Q.  Does that number indicate it came from the files of The

 18  Urantia Foundation?

 19  A.  I suppose so.

 20           MR. ABOWITZ:  We'd move for its admission, Your

 21  Honor.

 22           MR. SCHOENTHALER:  No objection.

 23           THE COURT:  To be admitted.

 24  Q.  (BY MR. ABOWITZ)  Would you, please, sir, look at the last

 25  paragraph of that letter.  Incidentally, it's signed by Emma --

00175 { 5:29:07pm}

 01  E. L. Christensen, secretary?

 02  A.  I cannot make out a signature on my copy.

 03  Q.  Well, this is the -- it reads, "Very truly yours, E. L.

 04  Christensen, secretary"; correct?

 05  A.  True.

 06  Q.  As a matter of clarification, this is Ms. Christensen that

 07  was a member of The Contact Commission?

 08  A.  Yes.

 09  Q.  And she subsequently became a trustee of the board of The

 10  Urantia Foundation?

 11  A.  Yes.

 12  Q.  And that signature, that title of secretary, is that

 13  secretary of the board of trustees?

 14  A.  Yes.

 15  Q.  Okay.  So she's speaking for The Foundation?

 16  A.  I think so.

 17  Q.  And would you read the last sentence of that letter,

 18  please.

 19  A.  "The book did not come through a medium or by automatic

 20  writing or any of the well-known psychic phenomenon.  It was

 21  written by superhuman personalities, all of whom are described

 22  in the book."

 23  Q.  Would you please look at the next document, 18 -- I think

 24  it's 43.  Can you make out that number at the bottom?

 25  A.  43 or 45.

00176 { 5:29:07pm}

 01  Q.  And is that number -- this is on -- do you believe this is

 02  on Urantia Foundation stationery?

 03  A.  I think so.

 04  Q.  And, again, it has -- purports to have been signed by

 05  E. L. Christensen, secretary, on behalf of The Foundation?

 06  A.  Yes.

 07  Q.  And it's dated July 19th, 1968?

 08  A.  Yes.

 09  Q.  Would you read the first sentence of the second paragraph,

 10  please.

 11  A.  "In response to your letter of July" -- it's 18 or 13 --

 12  "we are sending you, under separate cover, a supply of

 13  brochures containing excerpts from The Urantia Book.  We are

 14  also enclosing several copies of a summary of the book, as well

 15  as a paper setting forth its basic concepts."

 16  Q.  Okay.  So she is sending somebody -- somebody inquired and

 17  she's responding to them?

 18  A.  It would appear as much.

 19  Q.  And please read the next sentence.

 20  A.  "This revelation was not received through a psychic,

 21  clairvoyant or any such medium.  I think a careful" -- I'm

 22  having trouble reading my copy --

 23  Q.  That's sufficient.

 24  A.  -- "careful reading of the references" -- your copy is

 25  better than mine but I'll continue with mine.

00177 { 5:29:07pm}

 01      "I think a careful reading of the references contained on

 02  the back of the dust cover" -- did you want me to stop?

 03  Q.  (BY MR. ABOWITZ)  No, go ahead.  You can continue.

 04  A.  -- "back of the dust jacket, particularly those regarding

 05  the Reserve Corps Destiny and the Secondary Midway Creatures

 06  should satisfy your questions as to origin.  We consider The

 07  Urantia Book a religious document."

 08  Q.  Thank you.

 09           MR. ABOWITZ:  Would you please remove the exhibit.

 10  Q.  (BY MR. ABOWITZ)  Now, when Mr. McMullan first advised you

 11  that through one of his foundations that Jesus - A New

 12  Revelation was going to be published, what was your reaction?

 13  A.  I felt disappointed.

 14  Q.  With respect to the publication itself, did you consider

 15  that to be improper because it destroyed the unified nature of

 16  The Urantia Book?

 17  A.  That's a fairly accurate representation of my thinking.

 18  Q.  And as a matter of fact, The Foundation had taken a

 19  consistent position over the years, had it not, that the book

 20  was a unified work and one really had to read the whole book to

 21  understand it thoroughly; is that correct?

 22  A.  Yes.

 23  Q.  And, as a matter of fact, the board of trustees wrote a

 24  letter to its friends taking that position, did it not?

 25  A.  I don't know to what you're referring --

00178 { 5:29:07pm}

 01  Q.  All right.

 02  A.   -- but it would not surprise me.  We have consistently,

 03  since The Foundation started in 1950, taken that possession.

 04  Q.  Who is Seppo Kanerva?

 05  A.  The manager of translations for Urantia Foundation.

 06  Q.  And Georges -- help me with the pronunciation of his name.

 07  A.  Michelson Dupont.

 08  Q.  He is a trustee?

 09  A.  Yes.

 10  Q.  And was on August 29th, 1999?

 11  A.  Yes.  A Frenchman, by the way.

 12  Q.  A what?

 13  A.  He is a Frenchman.  Georges Michelson Dupont.

 14  Q.  That's why I asked you for help with the pronunciation. 

 15  Does he pronounce it with its French intonation or has he been

 16  Anglicized?

 17  A.  He Anglicizes it when he's here.

 18  Q.  And doesn't when he's over there?

 19  A.  True.

 20  Q.  He's a resident of France?

 21  A.  True.

 22  Q.  Any communication between Mr. Kanerva and Mr. Michelson

 23  Dupont would have been essentially the business of The Urantia

 24  Foundation if they were discussing the book itself?

 25  A.  Yes.  They are personal friends but most of their

00179 { 5:29:07pm}

 01  interaction deals with matters relating to The Urantia Book.

 02           MR. ABOWITZ:  May we see exhibit 84, please? 

 03  Q.  (BY MR. ABOWITZ)  Do you recognize that as a communication

 04  between the two people we were discussing?

 05  A.  Say again.

 06  Q.  Do you recognize this as a communication between the two

 07  people we have been discussing?

 08  A.  Yes.

 09  Q.  And this refers to a draft of a letter from The Foundation

 10  to its friends?

 11  A.  That appears to be the case.

 12           MR. ABOWITZ:  We'd move for its admission, Your

 13  Honor.

 14           MR. SCHOENTHALER:  No objection, Your Honor.

 15           THE COURT:  To be admitted.

 16  Q.  (BY MR. ABOWITZ)  I'd ask you, sir, to look at the second

 17  paragraph beginning with "Every reader."  Would you read that

 18  for the ladies and gentlemen of the jury.

 19  A.  "Every reader agrees that no alterations must be made in

 20  the revelation; it must be preserved as it is for the benefit

 21  of the current generation and the generations to come, for the

 22  benefit of this part of the world as well as for the others. 

 23  In the wisdom and knowledge the revelators gave us this

 24  revelation in four parts, each part being interrelated with the

 25  other three; and this makes the revelation an indissociable

00180 { 5:29:07pm}

 01  whole."

 02  Q.  Do you agree with that description, that the revelation is

 03  an indissociable whole?

 04  A.  Well, if I had to say "yes" or "no", yes.

 05  Q.  And when they speak of the revelation, they're talking

 06  about the contents and The Urantia Book; correct?

 07  A.  Yes.

 08  Q.  Thank you.

 09      Were you in Helsinki, Finland in 1998 for a meeting of the

 10  International Urantia Association conference?

 11  A.  No.

 12  Q.  Do you know a Mr. Gard Jameson?

 13  A.  Yes.

 14  Q.  And in 1998, at the time that the International Urantia

 15  Association conference took place, what was his role in The

 16  Foundation?

 17  A.  He was a trustee of Urantia Foundation.

 18  Q.  Just as an aside, is there a list someplace of who served

 19  as a trustee of The Foundation and when they served?

 20  A.  I have seen such a list.

 21  Q.  How far back does it go?

 22  A.  To the beginning, I think.

 23  Q.  Let me show you, sir, what's been marked as exhibit 142. 

 24  Do you recognize this, sir, as the text of a talk by

 25  Mr. Jameson at that International Urantia Association

00181 { 5:29:07pm}

 01  conference?

 02  A.  May I see a copy? 

 03  Q.  Yes.  I'm sorry.

 04           MR. SCHOENTHALER:  Your Honor, can we take it down

 05  from the board until he lays a foundation?

 06           THE COURT:  Pardon?

 07           MR. SCHOENTHALER:  Can we take the document down from

 08  the board until he lays a foundation?

 09           THE COURT:  Sure.

 10  Q.  (BY MR. ABOWITZ)  Do you recognize that as the speech

 11  given by Mr. Jameson?

 12  A.  It appears to be.

 13           MR. ABOWITZ:  We'd move for its admission, Your

 14  Honor, 142.

 15           MR. SCHOENTHALER:  I would only object to the extent

 16  it appears to be a speech by Mr. Jameson.  He didn't say he's

 17  familiar with the document.

 18           THE COURT:  Restate -- or examine --  Lay your

 19  predicate further, counsel.

 20  Q.  (BY MR. ABOWITZ)  Mr. Keeler, did Mr. Jameson give a

 21  closing speech at that conference?

 22  A.  He gave a speech.  I don't know if it was a closing

 23  speech.

 24  Q.  He did give a speech?

 25  A.  That's my understanding.

00182 { 5:29:07pm}

 01  Q.  Do you recognize that as the text of the speech he gave?

 02  A.  It appears to be.

 03           THE COURT:  And his position again, reestablish that,

 04  counselor, for my benefit, with regard to The Urantia

 05  Foundation, the speaker.

 06           MR. ABOWITZ:  Yes.

 07  Q.  (BY MR. ABOWITZ)  Who was the speaker?  Is he a trustee?

 08  A.  Yes.

 09           THE COURT:  And he was a trustee at the time?

 10           THE WITNESS:  Yes.

 11           THE COURT:  Go ahead.  It will be admitted.

 12           MR. ABOWITZ:  Thank you. 

 13      You may put the document up, please.  May I have the

 14  second page, please?

 15  Q.  (BY MR. ABOWITZ)  Let me address you to this paragraph on

 16  page 2 of 4, please.  The paragraph that begins with, "There

 17  are those."  See that, sir?

 18  A.  Yes.

 19  Q.  It says, "That those, who in a spirit of impatience would

 20  violate" --  "There are those, who in a spirit of impatience

 21  would violate the integrity of the text by splitting it up." 

 22  And he gives an example, does he not, of what a publication

 23  such as Jesus - A New Revelation would mean, does he not?

 24  A.  I think so.

 25  Q.  Well, read it until -- so that you may respond to the

00183 { 5:29:07pm}

 01  question.

 02  A.  Yes.

 03  Q.  All right.  And is it accurate to state, sir, that he is

 04  using the Mona Lisa example to refer to The Urantia Book?

 05  A.  In an analogous way.

 06  Q.  Yes.  So, he is saying that you cannot cut the Mona Lisa,

 07  The Urantia Book, into four pieces and display only a quarter

 08  of it at a time; is that correct?

 09  A.  That's what he says.

 10  Q.  All right.

 11           MR. ABOWITZ:  Would you scroll the document, please. 

 12  Please keep going.  And the next page, please.  I think that's

 13  all I have of that document.  Thank you.

 14  Q.  (BY MR. ABOWITZ)  In that analogy, The Urantia Book,

 15  according to Mr. Jameson, a trustee at the time, could not be

 16  presented in any separate fashion, no portion of it could be

 17  presented separately without violating the view of the trustees

 18  and The Foundation that this was an inviolate work, that it was

 19  whole?

 20  A.  Yes, and we felt that it would be a violation of our

 21  declaration of trust which states that we shall perpetually

 22  preserve inviolate the text of The Urantia Book and to maintain

 23  absolute and unconditional control of all production and

 24  reproduction of The Urantia Book and translation thereof.

 25  Q.  In its entirety?

00184 { 5:29:07pm}

 01  A.  Yes.

 02  Q.  Is that correct?

 03  A.  That's the way we interpret that.

 04  Q.  Thank you.

 05      Now, did The Foundation issue a press release on July

 06  22nd, 1999 to its friends indicating that part IV was illegally

 07  printed?

 08  A.  You might have to show me the document.  My recollection

 09  is that we did release some announcement.

 10  Q.  Did or did not?

 11  A.  Did.

 12           MR. ABOWITZ:  May I?

 13           THE COURT:  Identify for the record what document you

 14  handed him.

 15           MR. ABOWITZ:  I handed you exhibit 87.

 16  Q.  (BY MR. ABOWITZ)  Does that appear to be the text --

 17  A.  Yes.

 18  Q.  -- of that release?

 19           MR. ABOWITZ:  May I have the document, please?  We

 20  move for its admission.

 21           MR. SCHOENTHALER:  I object.  I believe it's

 22  hearsay.  I don't believe Mr. Keeler was copied on it.

 23           THE COURT:  Let me see a copy of the document, if I

 24  might, please.

 25           MR. ABOWITZ:  Can you just look at this one, Judge?

00185 { 5:29:07pm}

 01           THE COURT:  Yeah, just let me look.  It will be

 02  quicker.

 03           MR. ABOWITZ:  I'm not talking about the other text. 

 04  I'm talking about the text of the press release.

 05           THE COURT:  Your objection is that the press release

 06  is hearsay?

 07           MR. SCHOENTHALER:  As contained in that document,

 08  Your Honor.  That's not the press release.  That is an e-mail

 09  that has a press release in it.

 10           MR. ABOWITZ:  My question was:  Did he recognize it

 11  as the true text of the press release? 

 12           THE COURT:  And your answer was?

 13           THE WITNESS:  It appears to be.

 14           THE COURT:  I'll overrule the objection.  You may

 15  recite the press release.

 16           MR. ABOWITZ:  May the document be admitted, Judge?

 17           THE COURT:  Sure.

 18           MR. ABOWITZ:  Would you show the document, please.

 19  Q.  (BY MR. ABOWITZ)  Please turn your attention, sir, to the

 20  paragraph that begins with the words, "We see."  You say in

 21  2, "That it violates the statement that you just made, that it

 22  does not preserve the text, the entire text, inviolate."  And

 23  that means the entire book; correct?

 24  A.  Yes.

 25  Q.  Thank you. 

00186 { 5:29:07pm}

 01      And The Foundation would take the same approach with

 02  respect to anyone that published any single part of that book;

 03  is that correct?

 04  A.  No.

 05  Q.  Well, if I went out and organized a foundation and

 06  published part I, would you consider that to be a violation of

 07  your tenant that the work is inviolate?

 08  A.  Yes.

 09  Q.  Part II?

 10  A.  Yes.

 11  Q.  Parts I and II?

 12  A.  Yes.

 13  Q.  Parts I, II and III?

 14  A.  Yes.

 15  Q.  Part III?

 16  A.  Yes.

 17  Q.  Parts III and IV?

 18  A.  Yes.

 19  Q.  So, as long as I didn't publish the whole thing, I would

 20  have been violating the tenant that the whole work is

 21  inviolate?

 22  A.  I'm sorry.  I'm confused.

 23  Q.  All right.  You agree, do you not, that in our

 24  hypothetical discussion, that if I publish any single part of

 25  that book, part I, part II, part III, part IV, or any

00187 { 5:29:07pm}

 01  combination of the parts that did not include all of them, I

 02  would be violating your tenant that the book is a work in its

 03  entirety and that it is a work of a whole and that that is

 04  inviolate?

 05  A.  Yes, but we have a fair-use policy that permits people

 06  to --

 07  Q.  Well, I just want you to address the question I asked

 08  you.  We'll discuss that later.

 09  A.  Yes.

 10  Q.  You did not consider Jesus - A New Revelation to be a fair

 11  use?

 12  A.  True.

 13  Q.  You would not consider it to be a fair use if in our

 14  hypothetical discussion I published any single part of that

 15  book, part I, part II, part III, part IV?

 16  A.  True.

 17  Q.  You would not consider it to be fair use if I produced any

 18  part of that book in combination with every other part unless I

 19  published the whole thing; correct?

 20  A.  I suppose so.

 21  Q.  Thank you.

 22           MR. ABOWITZ:  May I have a minute to get a document,

 23  Judge?

 24  Q.  (BY MR. ABOWITZ)  Sir, let me show you what is marked as

 25  part of exhibit 46, document 1055.  I'm sorry.  146.  146. 

00188 { 5:29:07pm}

 01  Right.  Let me start all over.  Document 1055, exhibit 146. 

 02  Got it?

 03           MR. SCHOENTHALER:  Yeah.

 04           MR. ABOWITZ:  Sorry, Judge.  Too many numbers.

 05  Q.  (BY MR. ABOWITZ)  Please look at that, sir.  Do you

 06  recognize that as a letter on Urantia Foundation letterhead?

 07  A.  It appears to be.

 08  Q.  Does it bear a number 1055 that would indicate it came

 09  from Urantia Foundation files?

 10  A.  No.

 11           MR. ABOWITZ:  May I approach the witness, Your Honor?

 12  A.  Oh, I was looking at the number on the second page which

 13  is 1056.

 14  Q.  (BY MR. ABOWITZ)  Let me rephrase my question then.

 15      Do you recognize it as a document of two pages bearing

 16  numbers 1055 and 1056 that would indicate it came from the

 17  files of The Urantia Foundation?

 18  A.  Yes.

 19  Q.  And who purportedly signed it?

 20  A.  Thomas A. Kendall.

 21  Q.  And he was at the time?

 22  A.  President of Urantia Foundation.

 23  Q.  The date of the letter, please, sir?

 24  A.  October 14th, 1975.

 25           MR. ABOWITZ:  We'd move for its admission, Your

00189 { 5:29:07pm}

 01  Honor.

 02           MR. SCHOENTHALER:  No objection, Your Honor.

 03           THE COURT:  Be admitted.

 04           MR. ABOWITZ:  May we display the exhibit, please?

 05  Q.  (BY MR. ABOWITZ)  I'd ask you, sir, if that letter

 06  accurately reflects the policy of The Foundation or did it at

 07  the time with respect to the issues we've been discussing of

 08  copyright and trademark?

 09  A.  I think so.

 10           MR. ABOWITZ:  Would you scroll it up, please.  Hold

 11  it, hold it, hold it.  Would you back it up to this --

 12  Q.  (BY MR. ABOWITZ)  This document states that the Urantia

 13  teachings must be free from compromise, distortion and mixture

 14  with evolutionary error; is that correct?

 15  A.  True.

 16  Q.  Did you analyze Jesus - A New Revelation in the context of

 17  that statement?

 18  A.  I didn't.

 19  Q.  Did anybody at The Foundation?

 20  A.  I think so.

 21  Q.  All right.  So you can't tell us today whether the work

 22  itself is free from compromise?

 23  A.  I cannot.

 24  Q.  You can't tell if it's free of distortion?

 25  A.  I cannot.

00190 { 5:29:07pm}

 01  Q.  You can't tell us if it's mixed with evolutionary error?

 02  A.  I cannot.

 03  Q.  The book, is it not, exactly what appears in papers 121

 04  through 196 of The Urantia Book?

 05  A.  I believe that it is.

 06  Q.  All right.  If that's true, is it free from compromise?

 07  A.  I suppose.

 08  Q.  Is it free from distortion?

 09  A.  If you look only at part IV, then I would agree.

 10  Q.  That's what the book is, isn't it, Jesus - A New

 11  Revelation?

 12  A.  It's to the last -- it's 1,000 pages -- he has taken 1,000

 13  pages from The Urantia Book --

 14           MR. ABOWITZ:  Your Honor, may I just have an answer

 15  to my question?

 16           THE COURT:  Well, restate your question, counselor,

 17  for my benefit.

 18           MR. ABOWITZ:  Sure.

 19  Q.  (BY MR. ABOWITZ)  Jesus - A New Revelation is free from

 20  distortion in its text, is it not?

 21  A.  Well, if I had to say yes or no, I would say no.

 22  Q.  Why?

 23  A.  Because it's only part of the book.

 24  Q.  But the part of the book that's presented is free from

 25  distortion, is it not?  It's an exact reproduction of what is

00191 { 5:29:07pm}

 01  in papers 121 through 196.

 02  A.  I think that it is.  I think so.

 03  Q.  All right.

 04  A.  It's an exact reproduction.  I think that it is.

 05  Q.  All right.  And if it is, with respect to what's

 06  presented, it's free of any distortion; correct?

 07  A.  You could say that.

 08  Q.  And it is not mixed with any evolutionary error; is that

 09  correct?

 10  A.  I suppose so.

 11  Q.  Isn't it true, sir, if it meets the test of that analysis,

 12  that it would be a fair use of the publication?

 13  A.  Not in my mind.

 14  Q.  I understand.

 15      Now, let's move down a couple of paragraphs.

 16      I call your attention to the paragraph that says, "By

 17  protecting the copyright."  One of the things the trustees want

 18  to ensure is that it is the real thing, not an imposter, that

 19  the text of Jesus - A New Revelation, is the real thing and not

 20  an imposter; is that correct?

 21  A.  If I had to say it's the real thing or an imposter, it's

 22  an imposter.

 23  Q.  All right.

 24  A.  And I will explain, if you would like.

 25  Q.  You have said it's an exact reproduction?

00192 { 5:29:07pm}

 01  A.  True.

 02  Q.  And you're saying --

 03  A.  I believe it to be.

 04  Q.  All right.  You know of no evidence to indicate that it is

 05  not?

 06  A.  True.

 07  Q.  And you're saying it is an imposter because it is not

 08  published in a book that you published with the other three

 09  parts; is that correct?

 10  A.  Well, there was several parts to what you just said.  In

 11  general, I agree with what you said.

 12  Q.  Thank you.

 13      Now, please move down to the next paragraph.  "The next

 14  time."  "The next time."

 15      Have you analyzed Jesus - A New Revelation for its quality

 16  or lack of it?

 17  A.  As I said before, I have not.

 18  Q.  Has anybody at The Foundation?

 19  A.  I think so.

 20  Q.  Are you aware of their conclusion?

 21  A.  I think so.

 22  Q.  Well, are you or are you not?  Did somebody say to you,

 23  "Mr. Keeler, with respect to our policy regarding trademark and

 24  copyright, we looked at Jesus - A New Revelation and determined

 25  that it was of quality"?

00193 { 5:29:07pm}

 01  A.  You said did someone say that to me?

 02  Q.  Yes.

 03  A.  No one said that to me.

 04  Q.  All right.  And did anyone indicate to you that it

 05  measured up to the high standards of Urantia teachings?

 06  A.  No one has indicated that to me.

 07  Q.  And if it's an exact reproduction of part IV of The

 08  Urantia Book, it could not fall short of the high standards of

 09  the Urantia teachings, could it not?

 10  A.  True.

 11  Q.  Thank you.

 12           MR. ABOWITZ:  May I get some water?

 13      Would you care for some, Mr. Keeler?

 14           THE WITNESS:  No, thank you.

 15  Q.  (BY MR. ABOWITZ)  Let me move on.

 16      The Urantia Book is not a periodical, is it?

 17  A.  I don't see it that way.

 18  Q.  All right.  It was never published in installments?

 19  A.  Not by Urantia Foundation.

 20  Q.  And was never published and made available to the public

 21  on a periodic basis; in other words, one part here, one part

 22  there, one part there?

 23  A.  Not to my knowledge.

 24  Q.  Even consecutively, it was not issued with respect to

 25  paper 1 through paper 196 on successive weeks or in successive

00194 { 5:29:07pm}

 01  months?

 02  A.  Not to my knowledge.

 03  Q.  And the only way it was made available was at one time in

 04  that one book by The Urantia Foundation?

 05  A.  Well, not one time.  We published many editions.  The only

 06  way that The Urantia Foundation has made it available has been

 07  in book form with all four parts together.

 08  Q.  And it was made available only on that basis by The

 09  Urantia Foundation?

 10  A.  I think so.

 11  Q.  All right.  The book is not an encyclopedia, is it?

 12  A.  It is encyclopedic.  It has religious content, historic

 13  content, zoology, astronomy, psychology.  It is a veritable

 14  encyclopedic work.

 15  Q.  All right.  What you're saying is it covers a number of

 16  different subjects over the course of its 2000-plus pages?

 17  A.  Yes.

 18  Q.  And have you ever seen an encyclopedia that did not have

 19  an index?

 20  A.  I don't know.  I suppose not.

 21  Q.  That book didn't have an index until Mr. McMullan put one

 22  together, did it?

 23  A.  Well, we have a concordance but not -- but not an index.

 24  Q.  My question was:  It did not have an index until

 25  Mr. McMullan developed one? 

00195 { 5:29:07pm}

 01  A.  It did not have an index published by Urantia Foundation.

 02  Q.  All right.  So, for instance, if I picked up that book and

 03  I wanted to reference a specific point, there's no place that I

 04  can find where I could find that specific point in the book;

 05  correct?

 06  A.  Yes, there is.

 07  Q.  Well, for instance, if I asked you to find a reference for

 08  me to Sicily in that book, could you do that?

 09  A.  Yes.

 10  Q.  How could you do it?

 11  A.  Two ways.  Well, several ways.  Two are coming to mind.  I

 12  would go to my computer and type in the word Sicily.

 13  Q.  And the next way? 

 14  A.  I would go to the concordance published by Urantia

 15  Foundation and I would look up the word Sicily.

 16  Q.  Now, let's talk about the second one.  The concordance is

 17  not part of the book; right?

 18  A.  True.

 19  Q.  The concordance was published when?

 20  A.  About 1993, '4 or '5.

 21  Q.  So, from 1955 to 1992, '3, '4 or '5, that technique was

 22  not available to find Sicily; correct?

 23  A.  Not as a work published by Urantia Foundation.

 24  Q.  All right.  Was it available by others?

 25  A.  Yes.

00196 { 5:29:07pm}

 01  Q.  Who?

 02  A.  I know of an individual in Venezuela.  There was something

 03  close to an index called a concordex, a combination of a

 04  concordance and an index.

 05  Q.  And when was that published?

 06  A.  Published in '70s, '60s or '70s.  I'm not sure.

 07  Q.  Again, not a part of the work? 

 08  A.  A derivative work.

 09  Q.  But not part of The Urantia Book?

 10  A.  True.

 11  Q.  When The Urantia Book was published, it did not have an

 12  index or any other means for you to be able to find a given

 13  subject, such as Sicily; is that correct?

 14  A.  Well, there was no index, no concordance, no concordex.

 15  Q.  The answer to my question?

 16  A.  Well, there were other means.  If you were smart enough --

 17  if you were smart enough, you could go directly -- you have an

 18  index, there's a lot of information in The Urantia Book I could

 19  go directly to because there is an index inside my brain.

 20  Q.  By virtue of reading it many times before?

 21  A.  Yes.

 22  Q.  But if I am a first-time reader and I picked up that book

 23  as it is, there is no way that I could find any reference to

 24  Sicily in that book; is that correct?

 25  A.  True.

00197 { 5:29:07pm}

 01  Q.  All right.  Now, also, have you ever seen an encyclopedia

 02  that did not have attribution to scholars who put the works

 03  together?

 04  A.  I don't know that I have.

 05  Q.  Have you ever seen an encyclopedia that was not arranged

 06  in alphabetical order?

 07  A.  I suppose I haven't.

 08  Q.  Is The Urantia Book arranged in alphabetical order?

 09  A.  No.

 10  Q.  Do you know where an encyclopedia that exists where the

 11  people who put it together were not paid?

 12  A.  I know of no such encyclopedia, but I have insufficient

 13  information.  In my opinion, they were probably paid.

 14  Q.  Nobody was paid to produce The Urantia Book; correct?

 15  A.  That's true.  It was all voluntary effort to the best of

 16  my knowledge.

 17  Q.  Now, if one went into the library, assuming it had The

 18  Urantia Book in its collection, it wouldn't be classified under

 19  encyclopedia, would it?

 20  A.  It would not.

 21  Q.  It would be classified under religious works - other?

 22  A.  Usually.  I think almost always it is.

 23  Q.  So it is a religious work?

 24  A.  It is a religious work and much much more.

 25  Q.  I understand.

00198 { 5:29:07pm}

 01           MR. ABOWITZ:  May I approach the witness, Your Honor?

 02           THE COURT:  You may.

 03           MR. ABOWITZ:  Exhibit 47, please.

 04           Documents 1537 and 1362.

 05           MR. SCHOENTHALER:  Murray, if I may --

 06           MR. ABOWITZ:  Yes, sir.

 07           MR. SCHOENTHALER:  Your Honor, if I may address

 08  counsel. 

 09      Your index to these letters does not refer to it by Bates

 10  stamp number.  Would you mind telling me who this is from and

 11  the date?

 12           MR. ABOWITZ:  Yes.  I'll have Mr. Keeler tell us that

 13  in a second after he reads the document.

 14  Q.  (BY MR. ABOWITZ)  Mr. Keeler, let's start with Bates

 15  number 1537.  May I have a date, please?

 16  A.  July 15, 1966.

 17  Q.  And do you recognize that as a document that at the time

 18  was published on Urantia Foundation stationery?

 19  A.  It appears to be.

 20  Q.  And does the number 1537 indicate to you that it came from

 21  The Urantia Foundation files?

 22  A.  Yes.

 23  Q.  Who purportedly signed it, please, sir?

 24  A.  Ms. E. L. Christensen.

 25  Q.  Thank you.

00199 { 5:29:07pm}

 01           MR. ABOWITZ:  Counsel, as you know, we've redacted

 02  the addressee which makes it a little difficult.

 03           MR. SCHOENTHALER:  Thank you.

 04           MR. ABOWITZ:  We'd move for its admission, Your

 05  Honor.

 06           THE COURT:  Any objection, counsel?

 07           MR. SCHOENTHALER:  One moment, Judge.

 08      No objection.

 09           THE COURT:  Be admitted.

 10           MR. ABOWITZ:  Would you put the exhibit up, please.

 11  Q.  (BY MR. ABOWITZ)  This is the same Emma Christensen that

 12  we were talking about.  How long was she the secretary to the

 13  board?

 14  A.  I don't know.

 15  Q.  Do you have an educated guess, estimate?

 16  A.  20 years.

 17  Q.  Can you give us the approximate dates?

 18  A.  1950 until 1970.

 19  Q.  I'd ask you, please, sir, to look at the second paragraph

 20  of the letter, the last two sentences.  Would you read those to

 21  the jury.

 22  A.  The Urantia Book is primarily a religious tome.  It was

 23  written to save souls."

 24  Q.  Thank you.

 25           MR. ABOWITZ:  Would you take the exhibit down,

00200 { 5:29:07pm}

 01  please.

 02  Q.  (BY MR. ABOWITZ)  Give me the date of the next letter.

 03  A.  June 14th, 1971.

 04  Q.  On Urantia Foundation letterhead?

 05  A.  I see no letterhead at the top.

 06  Q.  Is it signed by a person you recognize to be a person in

 07  authority The Foundation?

 08  A.  Yes.

 09  Q.  And does it bear numbers that would indicate it came from

 10  Urantia Foundation files?

 11  A.  Yes.

 12  Q.  By whom is it purportedly signed?

 13  A.  Edith E. Cook.

 14  Q.  Now, that's a different name.  Who is Ms. Cook?

 15  A.  She was at that time the treasurer of Urantia Foundation.

 16           MR. ABOWITZ:  We'd move for its admission, Your

 17  Honor.

 18           MR. SCHOENTHALER:  No objection, Your Honor.

 19           THE COURT:  To be admitted.

 20           MR. ABOWITZ:  May we have the exhibit, please.

 21  Q.  (BY MR. ABOWITZ)  And how long was Ms. Cook the treasurer

 22  of The Foundation?

 23  A.  Maybe 15 years.

 24  Q.  And can you give us the range, please? 

 25  A.  1970 to 1985.

00201 { 5:29:07pm}

 01  Q.  Was there a procedure at The Foundation that when they

 02  received -- when it, The Foundation, received correspondence

 03  from interested people, that someone in authority of The

 04  Foundation would respond to those letters?

 05  A.  Would you repeat the question?

 06  Q.  Yes.

 07      Was it a procedure or policy of The Foundation to have a

 08  person in authority respond to inquiries made by interested

 09  people?

 10  A.  I think so.

 11  Q.  Did you ever respond to any of those letters?

 12  A.  I've only been a trustee -- since I've become a trustee?

 13  Q.  Yeah.  Well, you couldn't respond to them as a trustee

 14  before that, could you?

 15  A.  Certainly not.

 16  Q.  All right.

 17  A.  But there are other individuals in the office who were not

 18  exactly in positions of authority who responded to

 19  correspondence.  We have someone in the office today who's an

 20  employee but not a trustee and he is arguably not in a position

 21  of authority.  But before I was a trustee, I did not, and since

 22  I've become a trustee, I have replied to a few.

 23  Q.  The persons who respond who are not persons of authority

 24  do so with the acquiescence and approval of the board, do they

 25  not?

00202 { 5:29:07pm}

 01  A.  I suppose so.

 02  Q.  All right.  But we don't have that problem here because

 03  Ms. Cook is the treasurer?

 04  A.  True.

 05  Q.  I would just ask you to read the last paragraph, please,

 06  to the ladies and gentlemen of the jury.

 07  A.  "After reading these, I am sure you will realize that The

 08  Urantia Book is a religious book and has nothing to do with

 09  so-called psychic phenomena."

 10  Q.  Thank you.

 11           MR. ABOWITZ:  May I, Judge?

 12  Q.  (BY MR. ABOWITZ)  Sir, we talked yesterday about the

 13  original copyright of The Urantia Book indicating that The

 14  Urantia Foundation was the author of the book.  Do you recall

 15  that discussion?

 16  A.  Yes.

 17  Q.  And that's your understanding and belief and knowledge;

 18  correct?

 19  A.  Yes.

 20  Q.  All right.  And that was, again, so we can put it in a

 21  time perspective, when?

 22  A.  The book is copyrighted at the time of publication, which

 23  was October 12th, 1955, and that copyright was registered in

 24  January of 1956.

 25  Q.  So we're talking 1956?

00203 { 5:29:07pm}

 01  A.  Well, in the front of the book it says, "Copyrighted

 02  1955."

 03  Q.  Well, then, let's use 1955.

 04      And that copyright remained in effect until 1983 when it

 05  was renewed; correct?

 06  A.  True.

 07  Q.  And we talked yesterday and you indicated that it was

 08  renewed in 1983 as a work for hire; correct?

 09  A.  I think so.

 10  Q.  All right.  What occurred, if you know, between 1955 and

 11  1983 to change the characterization of that work that

 12  The Urantia Foundation made to the copyright office?

 13  A.  I don't know.

 14  Q.  Was there litigation that involved The Foundation between

 15  the years 1955 and 1983 in which the issue of the copyright was

 16  raised?

 17  A.  I think that there was.

 18  Q.  And if I indicated to you that there was, in 1974, a case

 19  filed by Urantia Foundation in the federal court in California

 20  against William Burton King and the Urantian Research --

 21  Urantian school of Research and Doris George and a number of

 22  other people, you would recognize that; right?

 23  A.  Barely.  That was before I became a trustee.

 24  Q.  I understand.

 25      Do you know the position that The Urantia Foundation took

00204 { 5:29:07pm}

 01  in that case?

 02  A.  You would have to refresh my memory.

 03  Q.  All right.  I'll do that.

 04      Who was Mr. Root, Lloyd C. Root?

 05  A.  He was, I believe, the intellectual properties lawyer for

 06  Urantia Foundation in the first 20 or 25 years, in the early

 07  days after the book was published, and I believe before the

 08  book was published.

 09           MR. ABOWITZ:  Counsel, I have Plaintiff's Exhibit

 10  Number 29, which is The Urantia Foundation brief in that case. 

 11  Strike that, counsel.  That's not correct.

 12      Well, let's move to that and we'll cover them both.

 13  Q.  (BY MR. ABOWITZ)  There was also a lawsuit filed by

 14  Urantia Foundation in the Western District of Michigan, was

 15  there not?

 16  A.  I don't know.  Would you refresh my memory?  To what are

 17  you referring?

 18  Q.  I'm referring to Urantia Foundation vs. Robert Burton.

 19  A.  I know that there was a lawsuit between Mr. Burton and The

 20  Urantia Foundation.

 21  Q.  And do you recall what position Urantia Foundation took in

 22  that litigation --

 23  A.  No.

 24  Q.  -- with respect to The Urantia Book?

 25  A.  No.  I was not a trustee at the time, and even now we

00205 { 5:29:07pm}

 01  leave much of those matters to our legal experts and

 02  paralegals.

 03           MR. ABOWITZ:  Counsel, I have Plaintiff's Exhibit 29,

 04  which is the brief in reply. 

 05      May I, Your Honor?

 06  Q.  (BY MR. ABOWITZ)  Sir, this is the plaintiff's response in

 07  that case, Urantia vs. Burton?

 08  A.  It appears to be.

 09  Q.  Urantia Foundation is styled as the plaintiff?

 10  A.  Yes.

 11  Q.  This is the plaintiff's brief?

 12  A.  It appears to be.

 13  Q.  I would ask you, sir, if in this case that the -- that the

 14  patient/contact personality, that the position was taken by The

 15  Urantia Foundation that the patient/ --

 16           MR. SCHOENTHALER:  Your Honor, may I approach?

 17           THE COURT:  Sure. 

 18      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 19  HEARING OF THE JURY:)

 20           MR. SCHOENTHALER:  Your Honor, my only objection is

 21  that he's making a statement Urantia Foundation took --

 22           THE COURT:  I'm sorry.  I can't hear you.

 23           MR. SCHOENTHALER:  He's making a statement Urantia

 24  Foundation took a position.  It was a summary judgment motion. 

 25  We had to permit them to argue their position and defeat them

00206 { 5:29:07pm}

 01  for summary judgment if we got summary judgment.

 02           MR. ABOWITZ:  You write it down, it's a position.

 03           THE COURT:  Well, we're going -- he's going to have a

 04  right to explain it was a legal position taken for the purposes

 05  of summary judgment and so forth.

 06           MR. ABOWITZ:  That's fine.

 07           THE COURT:  And I'll have to instruct that he's

 08  absolutely correct in that regard.

 09           MR. SCHOENTHALER:  Would you?

 10           THE COURT:  And so forth.

 11           MR. ABOWITZ:  But it is a position.

 12           THE COURT:  Do you want me to do that?

 13           MR. ABOWITZ:  It's a position that they espouse.

 14           THE COURT:  It's a position that they took because on

 15  motion for summary judgment you have to take certain positions

 16  with regard to that thing and that they have the right to do

 17  that.  That is not their --

 18           MR. ABOWITZ:  I don't object to their right to do

 19  that.

 20           MR. SCHOENTHALER:  Will you give an instruction to

 21  the jury?

 22           THE COURT:  You prepare an instruction and I'll

 23  consider giving it.

 24           MR. SCHOENTHALER:  I would rather the instruction is

 25  contemporaneous with the argument.

00207 { 5:29:07pm}

 01           THE COURT:  Well, I understand what you'd rather do

 02  but I'm going to let them go ahead and proceed --

 03           MR. SCHOENTHALER:  It's your courtroom.

 04           THE COURT:  -- and then you prepare a proposed

 05  instruction that I'll give at some subsequent time.  I don't

 06  want to attempt to do it offhand.  You prepare a position and

 07  I'll admonish them with regard to that.

 08           MR. SCHOENTHALER:  All right.

 09           THE COURT:  I will tell them that there will be a

 10  subsequent instruction with regard to, quote, taking the

 11  position for the purpose of arguing on the motion for summary

 12  judgment.

 13           MR. ABOWITZ:  Would you like to do that before I ask

 14  him?

 15          THE COURT:  Yes, I'll tell them.  Well, have him read

 16  that position and then I'll explain. 

 17      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 18  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 19  Q.  (BY MR. ABOWITZ)  Sir, let me turn your attention, please,

 20  to page 9.

 21           MR. ABOWITZ:  May we have that on the screen,

 22  please?  Would you scroll it down, please?  That's fine.  Let's

 23  hold it there.

 24  Q.  (BY MR. ABOWITZ)  Let me turn your attention, please, sir,

 25  to the last sentence on that page, "Since such writer."

00208 { 5:29:07pm}

 01      Do you agree with me that the writer referred to in that

 02  paragraph is the patient/contact personality?

 03  A.  I suppose.

 04  Q.  Well, --

 05           MR. SCHOENTHALER:  Your Honor, I would request under

 06  Rule 1.6 -- or 106 that he reads the entire paragraph.

 07           THE COURT:  I'm sorry?

 08           MR. SCHOENTHALER:  Under 106 --

 09           THE COURT:  Okay.  He's asking a question with regard

 10  to the writer first.  We'll focus on that right now and then

 11  we'll get into your suggestion.

 12  A.  It would appear that that's what that is saying.

 13  Q.  (BY MR. ABOWITZ)  All right.  And this paragraph,

 14  beginning with the words, "The plaintiff," here, we've

 15  identified the plaintiff as The Urantia Foundation; correct?

 16  A.  Yes.

 17  Q.  And we've identified this as a position taken in that

 18  lawsuit?

 19  A.  Yes.

 20  Q.  And it says that you agree that the writer, the

 21  patient/contact personality, had a common law copyright in what

 22  he had written.

 23  A.  That's what that says.

 24  Q.  Do you agree that the only way he could have that is if he

 25  was the author?

00209 { 5:29:07pm}

 01  A.  I don't know.

 02           MR. SCHOENTHALER:  Objection, Your Honor.  Calls for

 03  a legal conclusion.

 04           THE COURT:  Sustained.

 05  Q.  (BY MR. ABOWITZ)  Do you have any understanding, sir, of

 06  how the writer could acquire a common law copyright?

 07  A.  It's a legal matter.  No.

 08  Q.  And this is consistent with your view and belief and

 09  knowledge that he, the patient/contact personality, transferred

 10  such copyright orally to Dr. William Sadler, Sr.?

 11  A.  I don't know.

 12  Q.  Well, didn't you tell us that yesterday?

 13  A.  That what?  That he transferred?

 14  Q.  Yeah.

 15  A.  He transferred such copyright orally?  Well, you'd have to

 16  read what I said yesterday, but I'm not seeing it.  That's not

 17  my understanding from my conversation with Dr. Sadler.  What

 18  actually happened was something different.

 19  Q.  But, nonetheless, this is the position that's represented

 20  in this legal pleading before the board?

 21  A.  It would appear so.

 22  Q.  Okay.

 23           MR. ABOWITZ:  Do you have something?

 24           THE COURT:  It's all right.  Go ahead.  We'll take up

 25  the other matter when he reexamines his own witness here.

00210 { 5:29:07pm}

 01           MR. ABOWITZ:  Are we at a place to take a break,

 02  Judge? 

 03           THE COURT:  This would be a good place, if you're

 04  ready.

 05      Ladies and gentlemen, we're going to take a 15-minute

 06  recess.  Be back in the jury box at 25 of 11:00 according to

 07  that clock on the wall up there. 

 08      I'll remind you again of my previous admonition not to

 09  discuss this case.  Come back into the jury room so we can save

 10  a little time in assembling and so forth.  Be in the same seats

 11  you are at 25 of 11:00. 

 12      Everyone please stand until the jurors clear the

 13  courtroom. 

 14      (THE JURY WAS EXCUSED FROM THE COURTROOM, AFTER WHICH THE

 15  FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT:)

 16           THE COURT:  Counsel might have a hand at drafting a

 17  cautionary instruction with regard to the motion for summary

 18  judgment and then show it to counsel and see if they have any

 19  problems with it, and I can then give that when we get back in,

 20  if it's appropriate.

 21      Another way to do it would be to allow you to bring the

 22  matter up when -- if you're going to examine this witness on

 23  your -- I don't know if they call it cross-examination because

 24  it's going to be cross-exam of an adverse witness, but you

 25  could reorient him with regard to that at that time.

00211 { 5:29:07pm}

 01           MR. SCHOENTHALER:  I intend to do so, Your Honor, but

 02  I would still like the instruction.

 03           THE COURT:  You give me a proposed cautionary

 04  instruction and I'll consider giving it or letting you take it

 05  up at a subsequent time, one or the other. 

 06      All right.  Court's in recess. 

 07      (A RECESS WAS HAD, AFTER WHICH THE FOLLOWING PROCEEDINGS

 08  WERE HAD IN OPEN COURT AND WITHIN THE PRESENCE AND HEARING OF

 09  THE JURY:)

 10           THE COURT:  You may resume, Mr. Abowitz.

 11           MR. ABOWITZ:  Thank you, Your Honor.  May I approach

 12  the witness? 

 13           THE COURT:  Did you have something you want to

 14  present?

 15           MR. SCHOENTHALER:  Yes.  Mr. Plourde has objection to

 16  it.  Mr. Plourde has objection to one of the paragraphs.  I

 17  think we should approach, Your Honor.

 18           THE COURT:  All right.  Come on up.  We'll take that

 19  up.

 20      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 21  HEARING OF THE JURY:)

 22           MR. SCHOENTHALER:  He does not have an objection to

 23  the first paragraph.

 24           THE COURT:  And your objection is to what?

 25           MR. PLOURDE:  To the last paragraph, Judge.  I don't

00212 { 5:29:07pm}

 01  think it's true that --

 02           THE COURT:  There's nothing wrong with that.  That's

 03  exactly what happened.  Now, if you all want this in, that's

 04  the instruction I'm going to give.

 05           MR. PLOURDE:  Judge, they weren't -- I mean --

 06           THE COURT:  If you want this argument, that's their

 07  position.  If you want it in, they've asked the question and

 08  they've never gotten the answer.

 09           MR. SCHOENTHALER:  They showed him the reply brief we

 10  filed up on the screen.

 11           MR. ABOWITZ:  That's fine.

 12           THE COURT:  Okay.  When do you want it?

 13           MR. SCHOENTHALER:  I'd like it now.

 14           MR. ABOWITZ:  Your Honor, may we make a record?

 15           THE COURT:  Sure.  Go ahead and do it now.  I'm going

 16  to give it exactly as it is.

 17          MR. PLOURDE:  Okay.  If you would just note our

 18  objection to the giving of that.  I think the last paragraph is

 19  particularly wrong.  In any event, note our objection. 

 20      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 21  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 22           THE COURT:  The Court will give the jury a cautionary

 23  instruction with regard to the point being made that that was

 24  the position taken in previous litigation.  When a party argues

 25  in favor of a motion for summary judgment, which is a motion

00213 { 5:29:07pm}

 01  that a party brings before the Court asking for judgment as a

 02  matter of law, the moving party must give the opposing party

 03  the benefit of all reasonable inferences that may be drawn from

 04  the evidence.  In Urantia Foundation vs. Burton, the case that

 05  has been discussed by counsel with the witness, Urantia

 06  Foundation had moved for summary judgment asking the Court for

 07  judgment as a matter of law as to the validity of its copyright

 08  in The Urantia Book.  In order to succeed on Urantia

 09  Foundation's motion for summary judgment, Urantia Foundation

 10  was required to accept the proposition that the subject of the

 11  contact patient was the author."

 12      You may proceed. 

 13           MR. ABOWITZ:  For the record, Your Honor, I forgot to

 14  move for its admittance, 29.

 15           THE COURT:  Any objection?

 16           MR. SCHOENTHALER:  Which exhibit?

 17           MR. ABOWITZ:  29.

 18           MR. SCHOENTHALER:  No objection.

 19           THE COURT:  Be admitted.  It is admitted.

 20           MR. ABOWITZ:  May I, Your Honor?

 21           THE COURT:  Sure.

 22  Q.  (BY MR. ABOWITZ)  We were discussing the lawsuit by

 23  Urantia Foundation against William Burton King.

 24           MR. ABOWITZ:  Could you put that up on the screen,

 25  please? 

00214 { 5:29:07pm}

 01  Q.  (BY MR. ABOWITZ)  It's the motion for summary judgment

 02  memorandum of points.

 03           MR. ABOWITZ:  I don't think that's it.

 04           THE VIDEOGRAPHER:  29?

 05           MR. ABOWITZ:  Excuse me.  We'll do it this way.

 06  Q.  (BY MR. ABOWITZ)  Sir, do you recognize that as the

 07  lawsuit we were discussing?

 08  A.  Yes.

 09  Q.  Urantia Foundation is the plaintiff in that case?

 10  A.  Yes.

 11  Q.  The document bears a certification of the archives of the

 12  United States Government that that's a true and correct copy of

 13  that document?

 14  A.  Appears to be.

 15  Q.  And it is represented on the first page that Urantia's

 16  lawyer in that case was Mr. Root; correct?

 17  A.  True.

 18  Q.  And the pleading is signed by a representative of that

 19  firm on behalf of Urantia Foundation?

 20  A.  True.

 21  Q.  Do you recall the position that was taken by The Urantia

 22  Foundation in this litigation?

 23  A.  Yes.

 24  Q.  What was it?

 25  A.  Our position in this litigation and all litigation has

00215 { 5:29:07pm}

 01  been that the authors of the Urantia Book are celestial;

 02  however, in this particular case, Mr. Burton -- and this

 03  relates to what the Judge said a minute ago -- Mr. Burton

 04  contended that the sleeping subject was the author of the book

 05  and we said -- we accepted that.  We said, "Okay, we will

 06  suppose that you're right even if he were the author of the

 07  book."  We believe it's celestially authored, but even if he is

 08  the author of the book, our contention was that we would still

 09  own the copyright because The Contact Commission was always in

 10  possession of the papers.  The Contact Commission solicited the

 11  questions, The Contact Commission received the papers, dealt

 12  with the papers, published the papers.  There was never anyone

 13  who challenged The Urantia Foundation -- excuse me -- The

 14  Contact Commission and then the successor to The Contact

 15  Commission was The Urantia Foundation.

 16  Q.  I understand.

 17  A.  There's an old principle that, what, possession is

 18  nine/tenths of the law, and we contended in that case and have

 19  always contended that The Contact Commission and the successor

 20  to The Contact Commission, Urantia Foundation, was in

 21  possession of the papers from beginning to end.

 22  Q.  They weren't in possession of the papers when they were

 23  being written, were they?

 24  A.  Well, soon after.  Dr. Sadler told me the morning after

 25  papers appeared --

00216 { 5:29:07pm}

 01  Q.  Please, sir, answer my question.  They were not in

 02  possession of the papers when they were written; is that

 03  correct?

 04           MR. SCHOENTHALER:  Your Honor, I think the witness is

 05  trying to answer the question.

 06           THE COURT:  Overruled.  You may answer the question.

 07  A.  Well, I guess not in the first few hours.  They would

 08  appear, my understanding is, in a drawer, I think, in a desk,

 09  and it was in Dr. Sadler's office.

 10  Q.  Let me ask the question again.

 11      Did The Contact Commission have possession of the papers

 12  when they were being written?

 13  A.  Not at the absolute instant that they -- I don't know but

 14  that's my understanding, they did not.

 15  Q.  Thank you.

 16           MR. ABOWITZ:  May I, Your Honor?

 17  Q.  (BY MR. ABOWITZ)  I would ask you, please, to turn to page

 18  51.  Let me see if I can do it this way.

 19           MR. SCHOENTHALER:  Murray, is this still 29?

 20           MR. ABOWITZ:  Yeah, but page 51.

 21           MR. PLOURDE:  126.

 22           MR. ABOWITZ:  No, no.  It's 126.  I'm sorry.

 23      Can you see that?  Okay?  It's like adjusting the trim

 24  tabs on an airplane.

 25  Q.  (BY MR. ABOWITZ)  Do you have that in front of you, sir,

00217 { 5:29:07pm}

 01  page 51?

 02  A.  Yes.

 03  Q.  All right.  The Urantia Foundation admits in this position

 04  that it took that for the purposes of the copyright, that the

 05  writer is the author and the owner of the common law copyright;

 06  is that correct?

 07  A.  That's what it says here, uh-huh.

 08  Q.  So he is the author -- the patient, contact person, is

 09  author, owner of the common law copyright?

 10  A.  That was the position that Mr. Burton took and we were

 11  requesting summary judgment and we said, for the sake of

 12  argument, we will --

 13  Q.  May I interrupt?  This is Burton King.  Did you understand

 14  that?  This is not Burton.

 15  A.  Burton King.  Yes, sorry.

 16  Q.  All right.  This is the written position taken by The

 17  Urantia Foundation in this case?

 18  A.  Yes.

 19  Q.  Thank you.

 20           MR. ABOWITZ:  May I retrieve the exhibit?

 21  Q.  (BY MR. ABOWITZ)  Now, the position that The Foundation

 22  took with the renewal was that the book was a work for hire;

 23  we've talked about that? 

 24  A.  Yes.

 25  Q.  And that position was taken in 1983 which was after the

00218 { 5:29:07pm}

 01  Burton King and the Burton lawsuits; is that correct?

 02  A.  Yes.

 03  Q.  And did The Urantia Foundation maintain that view in the

 04  Maaherra litigation?

 05  A.  Yes.

 06  Q.  That it was --

 07  A.  At the beginning of the Maaherra litigation.

 08  Q.  Did it change?

 09  A.  There was some movement from calling it a work for hire to

 10  being a composite work.

 11  Q.  All right.  What is it today?  What is the position today?

 12  A.  That it is a composite work.

 13  Q.  Is it the position today that it's a commissioned work?

 14  A.  A commissioned work?  What do you mean?

 15  Q.  I'm sorry?

 16  A.  Commissioned?

 17  Q.  Yes.  Was the work commissioned?

 18  A.  Would you define "commissioned"?

 19  Q.  Well, let me back up.

 20      Do you have an understanding of what Urantia Foundation's

 21  position is in this lawsuit?

 22  A.  Yes.

 23  Q.  And it is what?

 24  A.  That The Urantia Book is a composite work.  The Urantia

 25  Book itself is a composite presentation by many beings.

00219 { 5:29:07pm}

 01  Q.  All right.  Do you know if The Urantia Foundation is

 02  taking the position that it is -- that it is a commissioned

 03  work, as your lawyer said here the other day in his opening

 04  statement?

 05  A.  Well, if he said that, that is our position.

 06  Q.  All right.  Do you have any understanding of that?

 07  A.  Well, some, I guess, but I would need to be -- to have my

 08  memory refreshed as to what exactly "commissioned" means.

 09  Q.  Well, please tell us your understanding.

 10           MR. SCHOENTHALER:  Your Honor, I think this is really

 11  getting into the area of --

 12           THE COURT:  Sustained.  I believe his understanding

 13  doesn't make any difference, counselor.  What his understanding

 14  of it is, it's a legal position they're taking and the counsel

 15  will express that legal expression or has in the opening

 16  statement.

 17           MR. ABOWITZ:  May I ask what his understanding of

 18  "commissioned" is, Your Honor?

 19           THE COURT:  What relevance does it have to this

 20  lawsuit, counselor?

 21           MR. ABOWITZ:  That's the position they're taking here

 22  and I would like to know if he knows what that is.

 23           MR. SCHOENTHALER:  Your Honor, he's not asking for

 24  his understanding.  He's trying to get a legal position out of

 25  him. 

00220 { 5:29:07pm}

 01           THE COURT:  He's what?  Pardon?

 02           MR. SCHOENTHALER:  He's asking for his legal

 03  conclusion of what "commissioned" means.

 04           THE COURT:  Then I don't know what the difference

 05  between his legal conclusions and his understanding would be,

 06  counselor.

 07           MR. ABOWITZ:  Well, he doesn't have a legal

 08  conclusion, Judge.

 09           THE COURT:  Well, he said he doesn't have any

 10  understanding either.

 11           MR. ABOWITZ:  All right.  That's fine.

 12           THE COURT:  Go ahead.  Move on to something else,

 13  counselor.  You're trying to get something from an adverse

 14  witness that we can spend a lot of time on but I don't think

 15  it's relevant to the issues in this lawsuit.

 16           MR. ABOWITZ:  Thank you, Your Honor.

 17  Q.  (BY MR. ABOWITZ)  You indicated earlier that The Urantia

 18  Foundation is of the view that spiritual beings initiated

 19  communication through the patient/contact personality?

 20  A.  Yes, but let me make a distinction.  I regard everyone in

 21  this room as being a spiritual being, so I feel more

 22  comfortable with the term "celestial beings."

 23  Q.  And what's the distinction?

 24  A.  Meaning invisible to us, nonphysical in the way that we

 25  think of physical.

00221 { 5:29:07pm}

 01  Q.  Not human; is that a --

 02  A.  Nonhuman.  Celestial beings.

 03  Q.  Do you agree that the patient/contact person voluntarily

 04  appeared to place himself under the examination of Dr. Sadler

 05  for whatever malady he was suffering at the time?

 06  A.  That's what I was told by Dr. Sadler.

 07  Q.  And this wasn't a case where Dr. Sadler went out and

 08  looked for this person and said, "You're the one and I'm going

 09  to use you for this purpose"?

 10  A.  True.

 11  Q.  And there isn't any evidence that you know of, is that

 12  correct, that Dr. Sadler or anyone else in The Contact

 13  Commission told the celestial beings what messages to convey

 14  that resulted in this writing?

 15  A.  True, but I would make a qualifying statement --

 16  Q.  Well, --

 17  A.  -- if I were asked for such a statement.

 18  Q.  -- your lawyer will let you qualify it.

 19      And you are not aware, are you, of any evidence that

 20  Dr. Sadler or anyone else told the celestial beings what to

 21  communicate to the patient/contact personality?

 22  A.  By asking questions.  No questions, no papers. 

 23  Indirectly, they told through asking -- they told the celestial

 24  beings what to write.

 25  Q.  They asked.  They were questions; right?

00222 { 5:29:07pm}

 01  A.  They asked questions.

 02  Q.  All right.  Now, they had no control over how the

 03  questions were answered; is that your --

 04  A.  True.

 05  Q.  They had no control over whether or not someone chose to

 06  answer or not to answer the questions?

 07  A.  I agree with that statement.

 08  Q.  All right.  And you know of no evidence that indicated

 09  that Dr. Sadler or The Contact Commission or anyone that could

 10  be considered to be a predecessor of The Urantia Foundation

 11  told the celestial beings or directed the celestial beings that

 12  this was the end of the book?

 13  A.  I know of no such evidence.

 14  Q.  And if the communication was the basis of the book,

 15  communication from celestial beings was the basis for the book,

 16  the decision as to how much and what and when to end it was all

 17  the decision of these celestial beings?

 18  A.  I agree.

 19  Q.  Now, the book was finished -- we had that exhibit -- '35,

 20  but it wasn't published until 1955; is that correct?

 21  A.  True.

 22  Q.  And is one of the reasons it wasn't published -- is your

 23  view that one of the reasons it wasn't published that you were

 24  waiting for the celestial beings to tell you what the right

 25  time was?

00223 { 5:29:07pm}

 01  A.  That's one reason.

 02  Q.  And is it accurate, sir, that in your view of these

 03  things, that the celestial beings controlled the process of

 04  producing the book?

 05  A.  For the most part, but in cooperation with The Contact

 06  Commission.

 07  Q.  Well, let's address that.  You've indicated that there was

 08  no control over how they answered the questions?

 09  A.  True.

 10  Q.  There was no control by Dr. Sadler or The Contact

 11  Commission or anybody that was a predecessor to The Urantia

 12  Foundation that dictated to these celestial beings what would

 13  be in the book?

 14  A.  True.

 15  Q.  Same introduction, how long the book would be?

 16  A.  True.

 17  Q.  Same introduction, how many papers it would consist of?

 18  A.  Yes.

 19  Q.  Same question, what the subject of the papers were?

 20  A.  Yes.

 21  Q.  Same introduction, the content of the specific papers?

 22  A.  Yes.

 23  Q.  And the direction, if you will, with respect to

 24  The Urantia Foundation's belief and views and knowledge of how

 25  this took place is that the direction came from the celestial

00224 { 5:29:07pm}

 01  beings to the patient/contact personality and told him to write

 02  and to stop writing?

 03  A.  Yes. 

 04      I want to clarify something.  I'm feeling uncomfortable

 05  about that answer.  The only thing I know is Dr. Sadler told me

 06  it was in the handwriting of the sleeping subject.

 07  Q.  I think you made that clear.

 08  A.  All right.

 09  Q.  Let me ask it a different way so maybe I can clear up your

 10  concern.

 11      Dr. Sadler --  Neither Dr. Sadler nor the Contact

 12  Commissioners, nor anyone else that was a predecessor of The

 13  Urantia Foundation, controlled the writing process, whatever it

 14  was?

 15  A.  I agree with that.

 16  Q.  All right.  Does that make your more comfortable?

 17  A.  Yes.

 18  Q.  All right.

 19           MR. ABOWITZ:  May I approach the bench, Your Honor?

 20           THE COURT:  Yes. 

 21           MR. ABOWITZ:  Counsel, I'm going to talk about the

 22  Root exhibit.

 23      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 24  HEARING OF THE JURY:)

 25           THE COURT:  This is about what?

00225 { 5:29:07pm}

 01           MR. ABOWITZ:  The Root -- the lawyer Root, Lloyd

 02  Root.

 03           THE COURT:  Go ahead.

 04           MR. ABOWITZ:  We're going to offer this into

 05  admission.  It is a poor copy.  It is --

 06           THE COURT:  I can't read it.

 07      Okay.  You want to introduce it for what purpose?

 08           MR. ABOWITZ:  To show that the position of The

 09  Urantia Foundation, that this is not a collective work.

 10           THE COURT:  And he was an attorney for The Urantia

 11  Foundation in the Maaherra -- or in the --

 12           MR. ABOWITZ:  No, no.  In the Burton King.  This is a

 13  document that is filed with the United States Copyright

 14  Office.  It is an ancient --

 15           THE COURT:  What's your position with regard to Root?

 16           MR. ABOWITZ:  May I finish my foundation? 

 17      It is an ancient document.  They admitted it is genuine. 

 18  And I think under the exception -- the ancient document

 19  exception to hearsay, it should be admissible.

 20           MR. HILL:  Well, Your Honor, the document is -- I

 21  don't have any problem --

 22           THE COURT:  I'm having a little difficulty --

 23           MR. HILL:  I don't have any problem with it coming

 24  into evidence but I don't think they can discuss an ancient

 25  document with someone who's not familiar.  Mr. Keeler wasn't on

00226 { 5:29:07pm}

 01  the board.  He wasn't a trustee at that time.  There's no

 02  evidence in this case one way or the other that Mr. Root was

 03  even authorized or what he was writing this in response to. 

 04  This is not a garden variety letter to the United States

 05  Copyright Office.  So we object to putting an ancient document

 06  in front of this witness solely for the purpose of having him

 07  read the contents. 

 08      If Your Honor permits them to do it, I'm going to come

 09  back later and ask that what's good for the goose be good for

 10  the gander.

 11           THE COURT:  All right.  Now, let me ask you this: 

 12  Are you agreeing to the admission of this document but

 13  requesting that counsel read it rather than this witness read

 14  it?  Is that what you're saying?

 15           MR. HILL:  If that's how -- Your Honor, this is

 16  probably the first of a number of ancient documents --

 17           THE COURT:  You don't want him to appear in any way

 18  as sponsoring this document or identifying it either; is that

 19  correct?

 20           MR. HILL:  I don't think he can --

 21           THE COURT:  But you're not objecting to the

 22  admissibility of it?

 23           MR. HILL:  -- answer any questions about it.

 24           MR. ABOWITZ:  I'm sorry? 

 25           MR. HILL:  I don't think he has ever seen it.  I

00227 { 5:29:07pm}

 01  don't think he can answer any questions about it.

 02           THE COURT:  It's admitted without objection.  If you

 03  want to read it, you read it yourself and ask for no comment

 04  from him with regard to what --

 05           MR. ABOWITZ:  Can I ask him if he understands that

 06  that was done at the time?

 07           MR. HILL:  Your Honor, am I to understand -- I'm

 08  objecting to Mr. Abowitz reading the ancient document into the

 09  record unless we have an agreement that for an ancient

 10  documents that are introduced as they're introduced, they can

 11  be read both ways.

 12           MR. ABOWITZ:  Sure.

 13           MR. HILL:  Okay.

 14           THE COURT:  Okay.

 15      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 16  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 17           THE COURT:  The document will be admitted and you may

 18  publish it to the jury, if you wish to do so, counselor.

 19           MR. ABOWITZ:  Thank you.

 20      May I have exhibit 9, please? 

 21      Can you put some background on it? 

 22      Ladies and gentlemen, I'm authorized to tell you that the

 23  Court has admitted this exhibit 9.  It is a very poor copy.  We

 24  have gone through it and produced exhibit 10 which is a reading

 25  of that document and it is, if I may, a much better rendition

00228 { 5:29:07pm}

 01  of the document.

 02      May I have exhibit 10, please? 

 03      I would ask you to scroll the document, please.  That's

 04  fine.  Would you highlight the part that says, "The Urantia

 05  Book."  No, the next paragraph. 

 06      This document says, in part, "The Urantia Book is not a

 07  collective work, since the material therein was not in

 08  existence before the arrangement of it was placed in tangible

 09  form, and it was in existence prior to publication thereof only

 10  in manuscript form."

 11      Would you scroll up to the beginning, please. 

 12      This is the affidavit of Lloyd C. Root.

 13           THE COURT:  Can you ladies and gentlemen hear him?

 14           MR. ABOWITZ:  This is the affidavit of Lloyd C. Root

 15  who states that he is the attorney for The Urantia Foundation.

 16      Would you give us the second page, please. 

 17           MR. SCHOENTHALER:  Your Honor, may I?

 18           MR. ABOWITZ:  Stop there.  There we go.

 19      And it is signed by Lloyd C. Root and subscribed February

 20  of 1980.

 21      Would you go back to the first page, please.  Highlight

 22  the last paragraph.

 23      The affidavit further states in the last sentence on the

 24  first page, "That there was a common law copyright in the said

 25  manuscript which was owned by the person who wrote it."

00229 { 5:29:07pm}

 01      Thank you.

 02           MR. SCHOENTHALER:  Your Honor, may I address counsel?

 03           THE COURT:  Pardon?

 04           MR. SCHOENTHALER:  May I address counsel for a

 05  second?

 06           THE COURT:  Sure.

 07  Q.  (BY MR. ABOWITZ)  Mr. Keeler, --

 08  A.  Yes, sir.

 09  Q.  -- you told us earlier that Mr. Root was a long-time

 10  lawyer -- a lawyer, who, for a long period of time, represented

 11  the interests of The Urantia Foundation in copyright matters?

 12  A.  Yes.

 13  Q.  He was a distinguished lawyer?

 14  A.  I don't know.

 15  Q.  Well, there's a plaque --

 16  A.  I hope so.

 17  Q.  Yeah, okay.  There is a plaque to his memory, is there

 18  not, in The Urantia Foundation building?

 19  A.  True.

 20  Q.  In appreciation for his services?

 21  A.  Yes.

 22  Q.  Thank you.

 23      Now, with respect to the work for hire, have you

 24  personally -- strike that.  Let me start again.

 25      With respect to the work for hire position, have you ever

00230 { 5:29:07pm}

 01  communicated to anyone with respect to that position?

 02           MR. SCHOENTHALER:  Your Honor -- well, no objection. 

 03  Sorry, Murray.

 04           THE COURT:  Go ahead.  You may answer, if you can.

 05  A.  I don't know.

 06  Q.  (BY MR. ABOWITZ)  Did you, on June 25th, 1999, send an

 07  e-mail regarding this position to one Toby Tapp?  May I show

 08  that to you?

 09  A.  Yes, please.

 10           MR. ABOWITZ:  Counselor, it's 89.

 11  Q.  (BY MR. ABOWITZ)  Would you please read that.

 12  A.  Read what?

 13  Q.  I would like you to read the -- are you satisfied that

 14  that's a communication you made?

 15  A.  Yes.

 16  Q.  And made it on or about the date it's listed there?

 17  A.  Yes.

 18  Q.  And made it as a trustee of The Urantia Foundation?

 19  A.  Well, I was a trustee of Urantia Foundation.

 20           MR. ABOWITZ:  We'd move it be admitted, Your Honor.

 21           THE COURT:  Have any objection?

 22           MR. SCHOENTHALER:  May I have a moment, Your Honor?

 23           THE COURT:  Sure.

 24           MR. ABOWITZ:  May I approach the clerk, Your Honor? 

 25  We're trying to do some housekeeping.

00231 { 5:29:07pm}

 01           THE COURT:  Sure.

 02           MR. SCHOENTHALER:  No objection.

 03           THE COURT:  Be admitted.

 04           MR. ABOWITZ:  Would you put it up on the screen,

 05  please.

 06  Q.  (BY MR. ABOWITZ)  What was the purpose for this

 07  communication?

 08  A.  I think I received an e-mail from Mr. Tapp.

 09  Q.  Who is Mr. Tapp?

 10  A.  I don't know.

 11  Q.  Do you people normally communicate with you on e-mail?

 12  A.  I don't know that -- some people do.

 13  Q.  All right.

 14           MR. ABOWITZ:  Would you scroll it, please.

 15      Hold it.

 16  Q.  (BY MR. ABOWITZ)  Let me address you, please, sir, to the

 17  paragraph beginning, "Toby."  That's a statement that you made

 18  and it's correct that in 1983 The Foundation chose to renew the

 19  copyright characterizing the book as a work for hire; correct?

 20  A.  Yes.

 21  Q.  And then you explain that.  "This was done because William

 22  S. Sadler, Jr.," -- and that's not Dr. Sadler; correct?

 23  A.  True.

 24  Q.  That's Dr. Sadler's son?

 25  A.  True.

00232 { 5:29:07pm}

 01  Q.  -- "was also on The Contact Commission"?

 02  A.  Yes.

 03  Q.  -- "working for hire for The Foundation as it were,

 04  designed the first 66 pages of The Urantia Book, the pages

 05  numbered at the bottom with roman numerals, and that these 66

 06  pages comprise of the fly sheet, the title sheet, the parts of

 07  the book, the titles of the papers and the contents of the

 08  book."

 09      Did I read that correctly?

 10  A.  Yes.

 11  Q.  Is that the only basis for The Foundation of choosing to

 12  renew the copyright under the characterization of work for

 13  hire?

 14  A.  I don't know.

 15           MR. SCHOENTHALER:  Your Honor, that calls for a legal

 16  conclusion.

 17           THE COURT:  All right.  Overruled.

 18  A.  I don't know.

 19  Q.  (BY MR. ABOWITZ)  All right.

 20  A.  After I wrote that, I wished that I had cleared it with

 21  our lawyers.

 22  Q.  Thank you.

 23           MR. SCHOENTHALER:  Your Honor, under 106, can I have

 24  the three paragraphs preceding the one Murray outlined read

 25  into the record, please?

00233 { 5:29:07pm}

 01           THE COURT:  Counsel, do you have any problem?

 02           MR. ABOWITZ:  No.

 03           THE COURT:  All right.

 04  Q.  (BY MR. ABOWITZ)  Do you want to read it into the record,

 05  sir?

 06  A.  Do I want to --

 07  Q.  Would you, please, read what your lawyer wants in the

 08  record from this document.

 09  A.  You want me to read --

 10           THE COURT:  Which paragraphs, counselor? 

 11           MR. SCHOENTHALER:  Starting with, "In 1993."  Well,

 12  no, starting with the paragraphs before that.  "My simple

 13  response."

 14           THE COURT:  Can you see that?

 15           THE WITNESS:  You want me to read beginning, "In

 16  1993"?

 17           MR. ABOWITZ:  I think that's what your lawyer wants

 18  you to read.

 19           MR. SCHOENTHALER:  The paragraph before that.  "My

 20  simple response."

 21           THE COURT:  The outlined paragraph.  "My simple

 22  response."

 23  A.  "My simple response to your question is that The

 24  Foundation did not lie in 1983 when it renewed the copyright as

 25  a work for hire.

00234 { 5:29:07pm}

 01  Q.  (BY MR. ABOWITZ)  Was that an accusation that was made?

 02  A.  Is that an accusation?

 03  Q.  No.  Was that an accusation that this gentleman made when

 04  he e-mailed you?

 05  A.  I don't recall.

 06  Q.  All right.  Please proceed.

 07  A.  "In 1993, Thomas A. Kendall, a former trustee and

 08  president of Urantia Foundation, who served on the board of

 09  trustees for 20 years, delivered a talk on the copyright and

 10  trademarks in which he said the following.  'Throughout the 20

 11  years I served on the board of trustees of Urantia Foundation,

 12  every lawyer we consulted was a specialist in the field of

 13  copyright or mark law.  We were completely forthcoming and

 14  shared everything we knew about the origin of the book.  The

 15  trustees did not conspire to hoodwink the copyright office in

 16  the renewal of the copyright in 1983.  No reputable attorney

 17  colluded with The Foundation to perpetrate a fraud."

 18  Q.  I don't mean to be smart, but, as a lawyer, the first

 19  thing that comes to me is how about an unreputable attorney

 20  colluding with you?   It was not meant to leave that open, was

 21  it?

 22  A.  I suppose.

 23           THE COURT:  Is that a question?  I'm sorry.  I didn't

 24  understand it.  Is that a question?

 25           MR. ABOWITZ:  No, I'll withdraw the question, Judge.

00235 { 5:29:07pm}

 01           THE COURT:  It's not a question.  You can't withdraw

 02  not a question.  The jury will disregard counsel's comments.

 03           MR. ABOWITZ:  Thank you, Your Honor.

 04           THE COURT:  You bet.

 05  Q.  (BY MR. ABOWITZ)  Mr. Root would be one of these reputable

 06  lawyers; correct?

 07  A.  Yes.

 08  Q.  So that what Mr. Root said in this affidavit would be

 09  essentially something that was forthcoming?

 10  A.  I suppose so.

 11  Q.  And we can agree it was probably true?

 12  A.  From his point of view.

 13  Q.  All right.  Well, you relied on your lawyers for this

 14  copyright service, did you not?

 15  A.  True.  Very true.

 16  Q.  And he was one you relied on for a long time?

 17  A.  Well, I wasn't a trustee then, but The Foundation did.

 18  Q.  I meant collectively.

 19  A.  Yes.

 20  Q.  Now, let me ask you a question.  We talked a little bit

 21  yesterday about the oath that was taken by -- you tell me who

 22  took this oath of secrecy.

 23  A.  The Contact Commissioners.

 24  Q.  How about members of The Forum?

 25  A.  Also the members of The Forum.

00236 { 5:29:07pm}

 01  Q.  And the Contact Commissioners, I think as we said

 02  yesterday, became The Foundation, essentially?

 03  A.  The Foundation was the successor of The Contact

 04  Commission --

 05           MR. ABOWITZ:  Would you put that back up, please.

 06  A.  -- according to Dr. Sadler in a conversation I had with

 07  him in 1962.

 08           MR. ABOWITZ:  Could you highlight the three

 09  paragraphs we were talking about, please.

 10  Q.  (BY MR. ABOWITZ)  This statement that is attributable to

 11  Mr. Kendall as the president said, "We were completely

 12  forthcoming and shared everything we knew." 

 13      Could he do that under that oath of secrecy?

 14  A.  I don't know.

 15  Q.  Well, all of you, I have concluded, take that very

 16  seriously; is that true?

 17  A.  I believe that the members -- that The Contact Commission

 18  and the members of The Forum took their oath very seriously.

 19  Q.  And you know of no one who violated that oath, do you?

 20  A.  No.

 21  Q.  All right.  Thank you.

 22           MR. ABOWITZ:  That's all I have.

 23  Q.  (BY MR. ABOWITZ)  Sir, how did you become aware of these

 24  trademarks to which Urantia Foundation has taken exception with

 25  -- oh, strike that.

00237 { 5:29:07pm}

 01      How did you become aware of the domain sites that had been

 02  registered by Mr. McMullan and The Michael Foundation?

 03  A.  The executive director, I think, of Urantia Foundation had

 04  informed me and the other trustees.

 05  Q.  Was that Ms. Baney?

 06  A.  Yes.

 07  Q.  Do you know how she came upon that information?

 08  A.  No.

 09  Q.  Did you ask?

 10  A.  No.  She may have revealed at the time how she did.

 11  Q.  Did you --  What was your reaction to that?

 12  A.  I felt sad.

 13  Q.  Why?

 14  A.  Because since I have been a trustee, there's been the

 15  board of -- The Urantia Foundation has been involved in two

 16  litigations, one with Kristen Maaherra and -- well, I guess the

 17  one with Kristen Maaherra, that it went on for years and I

 18  wanted all litigation to cease, and it looked like this could

 19  be the beginning of more litigation.

 20           MR. ABOWITZ:  Your Honor, may I approach the bench?

 21           THE COURT:  Sure. 

 22      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 23  HEARING OF THE JURY:)

 24           MR. ABOWITZ:  Your Honor, I'm at a point now where I

 25  would like to discuss with Mr. Keeler the compromise thing that

00238 { 5:29:07pm}

 01  we took up yesterday that you ruled basically that we would

 02  have to come and talk to you before we discussed it.

 03           THE COURT:  What do you intend to establish by him in

 04  regard to that?

 05           MR. ABOWITZ:  I intend to establish by him that there

 06  was a basis upon which the differences could have been

 07  compromised since he says that he was saddened and concerned,

 08  that he foresaw another period of litigation for The Urantia

 09  Foundation.

 10           THE COURT:  Well, why would that in any way make

 11  compromise and offers of settlement, what he said about that,

 12  why would that make that admissible in this case?  We haven't

 13  got any issue of maliciousness or anything of that nature in

 14  this lawsuit.  Your only argument for the exception to the rule

 15  that compromise, settlements and offers are not admissible is

 16  that it would somehow affect motive? 

 17           MR. ABOWITZ:  Bad faith.

 18           MR. PLOURDE:  It would negate bad faith.

 19           THE COURT:  We haven't got any issue of bad faith. 

 20  He said he was saddened by the fact that they were going to

 21  have some litigation here.  That doesn't bring -- nothing in

 22  that makes that an offer of compromise of that or this or

 23  anything else admissible in evidence.  The rule is that you

 24  don't get that stuff in.  I don't know of any --  I don't know

 25  of any basis for letting it in by what he said.

00239 { 5:29:07pm}

 01           MR. ABOWITZ:  May we address it again if the issue of

 02  bad faith or malice does --

 03           THE COURT:  Well, in other words, we're not to that

 04  point now so I sure don't believe in letting it in now, and

 05  we'll take it up again if you want to when that issue does

 06  arise.

 07           MR. ABOWITZ:  Thank you.

 08           THE COURT:  We've got the rule.  I want you to

 09  understand, we've got the rule that it does not come in

 10  normally unless something triggers an exception to it, and I

 11  haven't heard anything to that effect yet.

 12          MR. ABOWITZ:  Thank you, Your Honor. 

 13      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 14  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 15  Q.  (BY MR. ABOWITZ)  When you received that information from

 16  Ms. Baney, did you or any members of the board of trustees

 17  speak with Mr. McMullan?

 18  A.  May I add something to your previous question?

 19  Q.  No.

 20  A.  I don't know.

 21  Q.  You don't have a recollection of speaking to Mr. McMullan?

 22  A.  I did not.

 23  Q.  Is that something that you would undertake generally in a

 24  circumstance like that where somebody did something that

 25  saddened you because a course of litigation was on the horizon?

00240 { 5:29:07pm}

 01  A.  Well, there are two trustees of Urantia Foundation who

 02  were close associates.  In fact, one of the trustees said,

 03  "Mr. McMullan is my best friend."

 04  Q.  Who is that, sir?

 05  A.  Mo Seigel.  And communication between Mr. McMullan and the

 06  board of trustees has been through two trustees who are

 07  friends, one a very close friend, and associates because they

 08  were all leaders in the organization we spoke about yesterday

 09  as originally the Urantia Brotherhood and then the organization

 10  that became The Fellowship.

 11  Q.  And the other one would be Mr. Jameson, Gard Jameson?

 12  A.  Yes.

 13  Q.  So, is it accurate to state then that any communication

 14  based upon the information you got from Ms. Baney would

 15  probably have been through Mr. Siegel or Mr. Jameson?

 16  A.  Yes.

 17  Q.  Not you?

 18  A.  True.

 19  Q.  Do you recall a discussion with the board that, "Should we

 20  do something and find out what Mr. McMullan is up to or find

 21  out if we indeed have to embark upon litigation?"

 22  A.  I'm sure we --

 23           MR. SCHOENTHALER:  Your Honor, if I may, I'm afraid

 24  this is getting into an area of the attorney/client.

 25           MR. ABOWITZ:  I don't mean to --

00241 { 5:29:07pm}

 01           THE COURT:  No, he just said was there any discussion

 02  and his answer was, "Yes."  That's all.  Now, when we get into

 03  that --

 04           MR. SCHOENTHALER:  I don't know what board meeting

 05  he's talking about and attorneys were present at certain board

 06  meetings.

 07           THE COURT:  The objection is overruled.  You may

 08  proceed, counselor.

 09  Q.  (BY MR. ABOWITZ)  Sir?

 10  A.  Would you repeat the question?

 11  Q.  I'm not sure I can.

 12  A.  There was discussion on the board, I think.

 13  Q.  All right.  And we're not interested in discussions that

 14  involved your lawyers.

 15  A.  We're not -- say again.  We're not interested --

 16  Q.  When I ask a question, I am not soliciting a response that

 17  includes any discussions or any confidential information that

 18  you got from one of your lawyers.  Do you understand that?

 19  A.  Okay.

 20  Q.  All right.  What was the nature of the discussion?

 21  A.  We've had a policy since Mr. Myers ceased to be the

 22  president of The Foundation and on the board of trustees to

 23  speak with persons with whom we have any disagreements.

 24  Q.  I didn't quite -- the policy was that you could or could

 25  not speak?

00242 { 5:29:07pm}

 01  A.  No, no.  That we would.

 02  Q.  And that was the discussion, that you would speak?

 03  A.  We would try everything that we could to peacefully settle

 04  beginning with one-on-one, we call it the Jesus grievance

 05  procedure, go to a person one-on-one, and if that doesn't work,

 06  then in a small group of two or three other persons, and then

 07  if that doesn't work out, then proceed on using some other

 08  technique.

 09  Q.  You used the word "settle."  Was that what --  That's what

 10  its purpose was, to see if this dispute could be resolved by

 11  settlement?

 12           MR. SCHOENTHALER:  Your Honor, may I approach?

 13           THE COURT:  It's not necessary.  He can discuss

 14  generally what happened at the board meeting.  He's been

 15  instructed not to talk about anything that he discussed with

 16  the attorneys, but anything else with the board meeting, he can

 17  testify to, counselor.

 18      Now, anything that has to do with advice from counsel,

 19  you're cautioned -- you don't have to do that because that

 20  would be a violation of your attorney/client privilege, so you

 21  don't have to testify.  But with regard to the policy of the

 22  board and the discussion with the other board members, you can

 23  testify.

 24      Now, with that cautionary discussion, we don't need a --

 25           MR. ABOWITZ:  That was the preface of my question,

00243 { 5:29:07pm}

 01  Judge.  I didn't want to get --

 02           THE COURT:  I understand that.  I'm not criticizing

 03  you, counselor, but I'm admonishing counsel so we won't have

 04  numerous bench conferences about settlements, about anything

 05  else, discussions of attorney/client or compromise and

 06  settlement because none of that is admissible or permissible in

 07  this proceeding.

 08      Now, go ahead.

 09           MR. SCHOENTHALER:  Your Honor, may I add one thing?

 10           THE COURT:  Pardon?

 11           MR. SCHOENTHALER:  May I please add one thing?

 12           THE COURT:  Yes.

 13           MR. SCHOENTHALER:  I'm afraid that he's getting into

 14  areas of conversation in anticipation of litigation.

 15           THE COURT:  Well, you can be concerned about it but

 16  I'm going to let this gentleman ask these questions and then

 17  you object if a question asked is objectionable or if an answer

 18  given is objectionable, you may make your -- I'm not going

 19  to -- well, I'm not going to say anything further.

 20      Go ahead, counselor.

 21  Q.  (BY MR. ABOWITZ)  I believe the question was that this

 22  procedure that you outlined for us was essentially designed to

 23  resolve the situation between The Urantia Foundation, Harry

 24  McMullan, and Michael Foundation? 

 25  A.  Yes.

00244 { 5:29:07pm}

 01  Q.  And that occurred?

 02  A.  Yes.

 03  Q.  And what resolution were you looking for?

 04  A.  A peaceful, nonlitigious resolution.

 05  Q.  And in --

 06  A.  Hopefully a win/win.

 07  Q.  You wanted your way and you wanted it without litigation;

 08  is that correct?

 09  A.  Well, win/win, yeah, we wanted it our way but we wanted to

 10  try to make it so that Harry would have his way and we would

 11  have our way.  But I suppose that's the reason we're here

 12  today, because we've both been rather firm in our positions and

 13  we want a judge to -- or a jury to decide, resolve our

 14  differences.

 15  Q.  Let me get back to my question.

 16      Other than win/win, what is the position that would have

 17  satisfied you with respect to the three domain names in

 18  question?

 19  A.  Well, I've had some legal -- that definitely involves

 20  legal counsel.

 21  Q.  All right.  Then I withdraw the question.  I'm not

 22  interested in delving into that.

 23      What were the --  What are the three domain names in

 24  question?  Do you know them?

 25  A.  No.

00245 { 5:29:07pm}

 01  Q.  Do you know if the domain names involve the name Urantia

 02  Book?

 03  A.  Are you asking me if one of them is The Urantia Book?

 04  Q.  One or more of them, yes.

 05  A.  Well, they all contain the word, "Urantia."  We have -- 

 06  We own the registered marks and we've registered the marks

 07  "Urantia" and "Urantian" and Mr. McMullan was using those words

 08  in domain names which he took out.

 09  Q.  Urantia Foundation has permitted that use in the past, has

 10  it not?

 11  A.  I don't -- know.  I didn't say "no."  I said, "I don't

 12  know."

 13  Q.  All right.  Let me show you, please, sir --

 14           MR. ABOWITZ:  May I, Your Honor?

 15      It's exhibit 65, counsel.  Documents 215, 1157, --

 16           MR. SCHOENTHALER:  One more time, please.

 17           MR. ABOWITZ:  215, 1157, 860, 1968.

 18           MR. SCHOENTHALER:  Your Honor, if I may have a

 19  moment?

 20           THE COURT:  Pardon?

 21           MR. SCHOENTHALER:  If I may have a moment to locate

 22  the exhibits?

 23           THE COURT:  Sure.

 24           MR. ABOWITZ:  May the witness look at these

 25  while he's --

00246 { 5:29:07pm}

 01           THE COURT:  Sure.

 02           MR. SCHOENTHALER:  Your Honor, we have an

 03  authenticity and hearsay objection.  We have objection based on

 04  authenticity and hearsay.

 05           THE COURT:  Okay.

 06           MR. ABOWITZ:  One or all of them?

 07           MR. SCHOENTHALER:  All of them.

 08           MR. ABOWITZ:  All right.  May I, Your Honor?

 09  Q.  (BY MR. ABOWITZ)  Sir, let me show you document 215 and

 10  216.  Would you tell me what that is? 

 11  A.  It is a -- or appears to be a letter from Urantia

 12  Foundation to Ms. Brandt.

 13  Q.  And it is signed by?

 14  A.  Thomas A. Kendall.

 15  Q.  And it bears a numbered designation that would allow us to

 16  conclude it came from Urantia Foundation files?

 17  A.  True.

 18  Q.  And this is a letter that Mr. Kendall, as president of The

 19  Urantia Foundation, would have written in the normal course of

 20  business of The Foundation; is that correct?

 21  A.  True.

 22           MR. ABOWITZ:  We would move for admission.

 23           THE COURT:  The hearsay objection will be overruled

 24  and it will be admitted.

 25           MR. ABOWITZ:  May I put it up on the screen?

00247 { 5:29:07pm}

 01           THE COURT:  Sure.

 02           MR. ABOWITZ:  May I have 215 and 216, please? 

 03  Q.  (BY MR. ABOWITZ)  This is a letter to which we were just

 04  referring, Mr. Keeler?

 05  A.  Yes.

 06  Q.  This letter is signed by Mr. Kendall as the president and

 07  it's to one of these individuals that from time to time

 08  inquires of Urantia Foundation about different matters?

 09  A.  Yes.

 10  Q.  Let me call your attention, please, to the third

 11  paragraph.  Would you read that, please.

 12  A.  "Individuals are free to use 'Urantia' when referring to

 13  The Urantia Book or telling someone that Urantia is the name of

 14  our planet.  These usages are not violations."

 15  Q.  Is that the policy of The Urantia Foundation?

 16  A.  Yes.

 17  Q.  Do you have any objection to Mr. McMullan doing that?

 18  A.  Well, if he's doing it as an individual, as a private

 19  individual and for noncommercial purposes, then we would have

 20  no problem.

 21  Q.  All right.

 22  A.  Now, --

 23  Q.  This letter doesn't say "noncommercial purposes" though.

 24  A.  I agree.

 25  Q.  So you're adding that condition to Mr. McMullan?

00248 { 5:29:07pm}

 01  A.  That's correct.

 02  Q.  Why was that not a condition for this?

 03  A.  I don't know.

 04  Q.  All right.

 05           MR. ABOWITZ:  May I, Your Honor?

 06  Q.  (BY MR. ABOWITZ)  If I asked the same question about The

 07  Michael Foundation, would your answer be the same?

 08  A.  I think so.

 09  Q.  Would it?

 10  A.  Yes.

 11  Q.  Thank you.

 12      Let me show you what's been marked or what bears the

 13  designation of exhibits -- document numbers 1016, 1017.  Can

 14  you tell us what that is, sir?

 15  A.  It is a letter --

 16  Q.  Excuse me a minute.

 17           MR. ABOWITZ:  Counsel, can we go up?

 18      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 19  HEARING OF THE JURY:)

 20           MR. ABOWITZ:  These are the documents that were to be

 21  redacted; correct?

 22           MR. SCHOENTHALER:  Here's the problem.  Here's the

 23  problem.  I'm having a really tough time finding their

 24  exhibits --

 25           THE COURT:  I'm sorry?

00249 { 5:29:07pm}

 01           MR. SCHOENTHALER:  I'm having a real tough time

 02  finding your exhibits because they're in huge groups and

 03  there's no Bates number.

 04           MR. ABOWITZ:  I gave them a list this morning.

 05           THE COURT:  Let me tell you -- listen to me just a

 06  minute.  Before the session starts, any other session starts,

 07  hopefully at noon or in the morning, you each exchange or that

 08  you give him a list of any documents --

 09           MR. ABOWITZ:  I did that.

 10           THE COURT:  -- that you intend --

 11           MR. ABOWITZ:  I did that.

 12           MR. SCHOENTHALER:  I'm not saying he didn't do that. 

 13  But their composite exhibits don't reference the Bates stamps.

 14           MR. ABOWITZ:  I gave him a list of the exhibit and

 15  the Bates stamp this morning, did I not?

 16           MR. SCHOENTHALER:  You may have.  I could be

 17  incorrect.

 18           THE COURT:  At any rate, at noontime do that again.

 19           MR. ABOWITZ:  I've already done it.

 20           THE COURT:  For the whole day?

 21           MR. SCHOENTHALER:  Yes.  Murray, I may have misstated

 22  that.

 23           THE COURT:  All right.  Let's go.

 24           MR. ABOWITZ:  He's reciting the name of the person. 

 25  Can I direct him not to --

00250 { 5:29:07pm}

 01          THE COURT:  Yes. 

 02      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 03  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 04  Q.  (BY MR. ABOWITZ)  Can you tell us what this is, please,

 05  sir, without telling us to whom the letter is addressed?

 06  A.  It appears to be a letter from Urantia Foundation.

 07  Q.  On Urantia Foundation letterhead?

 08  A.  Yes.

 09  Q.  Bearing the date of?

 10  A.  September 5th, 1978.

 11  Q.  Written by?

 12  A.  Thomas A. Kendall.

 13  Q.  And this is a letter, is it not, that is written in the

 14  normal course of the business of The Urantia Foundation by its

 15  president?

 16  A.  It appears to be.

 17           MR. ABOWITZ:  We'd move for its admission.

 18           MR. SCHOENTHALER:  No objection, Your Honor.

 19           THE COURT:  Be admitted.

 20           MR. ABOWITZ:  May I have the exhibit, please.

 21  Q.  (BY MR. ABOWITZ)  Sir, who is James C. Mills?

 22  A.  A former trustee of Urantia Foundation.

 23  Q.  Was he a trustee in September of 1978?

 24  A.  I don't know.

 25  Q.  Thank you.

00251 { 5:29:07pm}

 01           MR. ABOWITZ:  I'd ask you, please, to highlight this

 02  paragraph.

 03  Q.  (BY MR. ABOWITZ)  I would ask you to read that, please,

 04  sir.

 05  A.  "You are correct, Urantia is indeed the name of our planet

 06  and when used to" --

 07           THE COURT:  Read just a little bit slower, if you

 08  will.

 09  A.  "You are correct, Urantia is indeed the name of our planet

 10  and when used to designate our mortal abode, it should be

 11  spelled upper case U, lower case rantia.  Obviously, no

 12  permission is needed for such a use.  However" --

 13  Q.  May I interrupt you there?  Is that the policy today of

 14  Urantia Foundation?

 15  A.  I think so.

 16  Q.  All right.  Please proceed.

 17  A.  "However, the word Urantia can also be used to

 18  symbolically represent this latest revelation and the official

 19  organizations and activities sponsoring its dissemination.  It

 20  is in this context that the trustees have registered Urantia

 21  and the symbol as marks."

 22  Q.  Please proceed.

 23  A.  That next word?

 24  Q.  "Here." 

 25  A.  Oh, "Here."

00252 { 5:29:07pm}

 01  Q.  Look at the original and make sure -- or the copy.

 02  A.  I think it's clearer up there.

 03      "Here the word Urantia is spelled entirely in upper case

 04  or the logo form is used.  Since these are mark usages,

 05  permission for such use must be in writing."

 06  Q.  Now, are these uses for commercial purposes?

 07  A.  I think so.

 08  Q.  Do you have any evidence that either Mr. McMullan or The

 09  Michael Foundation have used these domain names for a

 10  commercial purposes?

 11  A.  None that I know of.

 12           MR. ABOWITZ:  May I approach the witness, Your Honor?

 13  Q.  (BY MR. ABOWITZ)  Now, from time to time, sir, is it true

 14  that people in the Urantia movement refer to themselves and

 15  others in the movement as Urantians?

 16  A.  Some do.

 17  Q.  Do you?

 18  A.  No.  Well, I probably did in the early days but I haven't

 19  in years and years.

 20  Q.  Well, let me show you an early day.

 21           MR. ABOWITZ:  Counsel, this is Bates number 860 which

 22  I previously have given you.

 23  Q.  (BY MR. ABOWITZ)  Would you tell us what that is, please,

 24  sir. 

 25  A.  It appears to be a letter from me to another person.

00253 { 5:29:07pm}

 01  Q.  And in this case I think it's proper for you to reveal the

 02  name of the person.

 03  A.  Bill Hales.

 04  Q.  Who was?

 05  A.  At that time president of Urantia Foundation.

 06  Q.  And the date of the letter, please? 

 07  A.  January 16th, 1972.

 08  Q.  And as best we can make out, is that your signature?

 09  A.  Yes.

 10  Q.  Is that a letter you wrote?

 11  A.  I think so.

 12           MR. ABOWITZ:  We'd move for its admittance.

 13           MR. SCHOENTHALER:  No objection.

 14           THE COURT:  Be admitted.

 15           MR. ABOWITZ:  May we have it up on the screen,

 16  please.  Would you scroll this up, please, and would you

 17  highlight the second paragraph. 

 18  Q.  (BY MR. ABOWITZ)  Would you read that statement for the

 19  ladies and gentlemen of the jury and the Court.

 20  A.  Urantians are as zealous as Mormons."

 21  Q.  So you do use that?

 22  A.  I did.

 23  Q.  In the early days?

 24  A.  Well, at least once.

 25  Q.  All right.  At that time, you were not on the board; is

00254 { 5:29:07pm}

 01  that correct?

 02  A.  True.

 03  Q.  Did you ask permission to use that?

 04  A.  No.

 05  Q.  Would you think that you would have had to ask permission

 06  to use that?

 07  A.  I don't know.

 08  Q.  You thought it was a fair use, didn't you?

 09  A.  Well, I wouldn't say that.  I feel as though you're

 10  putting words in my mouth.

 11  Q.  Well, that's what you wrote, isn't it? 

 12  A.  Yes.

 13  Q.  "Urantians are as zealous as Mormons."  I didn't put that

 14  in your mouth, did I?

 15  A.  No.

 16  Q.  Then the third paragraph says, "There are 1,000 hard-core

 17  Urantians who have a certain amount of income from which they

 18  could tithe; correct?

 19  A.  Yes.

 20  Q.  And you used it in that context again?

 21  A.  True.  Noncommercially, privately.

 22  Q.  And in the proposal, you're talking about this 1,000 hard-

 23  core Urantians tithing; correct?

 24  A.  Yes.

 25  Q.  And by "commercial," you mean not in competition with The

00255 { 5:29:07pm}

 01  Foundation; is that correct?

 02  A.  Well, not necessarily.

 03  Q.  Well, define for me, please, and explain for me the --

 04  A.  Well, with the Internet, for example, if someone goes onto

 05  the Internet now and starts using the word "Urantia" and then

 06  someone of you type in the word "Urantia," you will -- it will

 07  bring up all of the web sites that have the word "Urantia." 

 08  And if an individual there is representing themselves as -- it

 09  tends to imply that the individual or some of them would be

 10  officially connected with The Urantia Foundation and there is

 11  confusion that results from that.

 12  Q.  So you're --

 13  A.  It's not necessarily that they're doing something

 14  commercial for money, but in the public's eye, it creates

 15  confusion and we hope to avoid that.

 16  Q.  All right.  Let's talk about two things now.  Is a

 17  commercial use --  A commercial use that involves the goods and

 18  services of The Urantia Foundation and competes with The

 19  Urantia Foundation is one that is not permitted; is that

 20  correct?

 21  A.  I would agree with that.

 22  Q.  And a use that may cause confusion, which is different

 23  than the first example, would not be permitted; is that

 24  correct?

 25  A.  That, I believe, is an accurate statement.

00256 { 5:29:07pm}

 01  Q.  How many domain names are there on the Internet that bear

 02  the word or words "Urantia" or some form of that word that

 03  might tend to cause confusion?

 04  A.  I don't know.

 05  Q.  Hundreds?

 06  A.  Maybe.

 07  Q.  Thousands?

 08  A.  I doubt it.

 09  Q.  Hundreds?

 10  A.  Maybe.

 11  Q.  Would you agree with me that the only way to cause

 12  confusion would be that if somebody got on the Internet and

 13  scrolled around looking for the name "Urantia," that they would

 14  come up with a name; is that right?

 15  A.  Yes.

 16  Q.  Is it your understanding that the domain names that The

 17  Michael Foundation and Mr. McMullan registered can be accessed

 18  on the Internet?

 19  A.  At this time, no.

 20  Q.  They -- and that hasn't been the case since they were

 21  registered; is that correct?

 22  A.  To the best of my knowledge, it has not been the case

 23  since they were registered.

 24  Q.  So, there is no basis for any confusion; is that correct?

 25  A.  Not at this time.

00257 { 5:29:07pm}

 01  Q.  And there is no basis for one to say that the registration

 02  of those names competes or serves as a competitive force with

 03  respect to Urantia Foundation and its goods and services?

 04  A.  I don't know.  I would have to consult with legal counsel

 05  before answering that question.

 06  Q.  I'm asking for your common understanding.  I'm not asking

 07  for a legal conclusion.  Common sense.  They're not registered,

 08  you can't access them, so there isn't any competitive effect in

 09  that sense to Urantia Foundation; correct?

 10  A.  I suppose so.

 11           MR. ABOWITZ:  May I approach the witness, Your Honor?

 12           THE COURT:  Yeah.  Is this a good place to take a

 13  luncheon break?

 14           MR. ABOWITZ:  Sure.

 15           THE COURT:  Let's be recessed until 1:15.

 16      Ladies and gentlemen of the jury, I'll remind you of my

 17  previous admonition not to discuss the case.  Be back in the

 18  jury assembly room at 1:15 and we'll try to start very promptly

 19  thereafter. 

 20      I'll ask everyone to stand and remain standing for the

 21  jurors to clear the courtroom. 

 22      Court is in recess.

 23      (THE LUNCHEON RECESS WAS TAKEN)

 24                             

00258 { 5:29:07pm}

 01                     AFTERNOON SESSION

 02                  WEDNESDAY, JUNE 13, 2001

 03  ---------------------------------------------------------------

 04      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT, OUT OF

 05  THE PRESENCE AND HEARING OF THE JURY:)

 06           THE COURT:  Steve, Anil tells me you have some

 07  concerns about schedule and so forth.  Let me first ask Murray.

 08  How much longer to you anticipate with this witness?

 09           MR. ABOWITZ:  10, 15 minutes.

 10           THE COURT:  And let's say cross-examination, what --

 11  or examination, hour, hour-and-a-half?  Who's your --

 12           MR. SCHOENTHALER:  Hour. 

 13           THE COURT:  Huh?

 14           MR. SCHOENTHALER:  Cross, an hour.

 15           THE COURT:  How many other witnesses, live witnesses,

 16  do you expect to call?

 17           MR. ABOWITZ:  One.  Mr. McMullan.

 18           THE COURT:  How long would you anticipate he'll take

 19  on direct?

 20           MR. ABOWITZ:  Hour, hour-and-a-half.

 21           THE COURT:  All right.  So we could very easily be

 22  concluded with him today on direct; is that correct?

 23           MR. ABOWITZ:  Correct.

 24           THE COURT:  All right.

 25           MR. ABOWITZ:  And maybe even have something left

00259 { 5:29:07pm}

 01  over.

 02           THE COURT:  Okay.  What about any other testimony,

 03  evidence, witnesses, so forth, how much more will you take

 04  tomorrow?

 05           MR. ABOWITZ:  I am still musing about that but if I

 06  make up my mind to present more, they will be portions of

 07  depositions that won't amount to an hour.

 08           THE COURT:  Okay.  That will leave you Wednesday,

 09  Thursday, --

 10           MR. HILL:  Today is Wednesday.

 11           THE COURT:  Pardon?  I mean Thursday and Friday.  Do

 12  you get all the witnesses you need to get on Thursday and

 13  Friday?

 14           MR. HILL:  I think so.  I think at this point.

 15           THE COURT:  Okay.  You wanted to work a little extra

 16  this afternoon?  Did you want to work late this afternoon?

 17           MR. HILL:  I don't think that's necessary.

 18           THE COURT:  All right.  We'll see how it stands at

 19  5 o'clock or around 5 o'clock.  Would that be all right?

 20           MR. HILL:  If we get to cross on Mr. McMullan today,

 21  I think we're doing okay.

 22           THE COURT:  Okay.  We'll move along as quickly as we

 23  can and see where we stand late this afternoon.

 24           MR. ABOWITZ:  Is that our tentative schedule, to

 25  conclude the evidence by Friday?

00260 { 5:29:07pm}

 01           THE COURT:  Well, no.  I don't think -- he has some

 02  witnesses he has to get in and out by Friday.

 03           MR. ABOWITZ:  I'm sorry.  I misunderstood.

 04           THE COURT:  I think he's going to attempt -- he'll

 05  have some more scheduled for Monday, as I understand it.

 06           MR. ABOWITZ:  May I inquire?

 07           THE COURT:  We may all be out of here by Friday.

 08           MR. ABOWITZ:  That's fine by me, Judge.

 09           THE COURT:  Go ahead, counselor.

 10           MR. ABOWITZ:  I was going to inquire if we had some

 11  sense now of how long the case will take.

 12           THE COURT:  Do you anticipate having witnesses on

 13  Monday?

 14           MR. HILL:  Yes.

 15           THE COURT:  Or do you think you can conclude by

 16  Friday?

 17           MR. HILL:  I don't think so, Judge.  We have a number

 18  of witnesses coming in over the weekend.

 19           THE COURT:  Now, then, can you hazard a guess as to

 20  how long into next week your case will go?

 21           MR. HILL:  I can't imagine that it will go longer

 22  than midday Tuesday.

 23           MR. ABOWITZ:  I've got a matter in Tulsa that I have

 24  to get a permission slip for on Tuesday.

 25           THE COURT:  Tuesday?

00261 { 5:29:07pm}

 01           MR. ABOWITZ:  I'll take care of that.

 02           THE COURT:  I think this thing may go a little bit

 03  faster as we go along.  We may even improve on his schedule.

 04           MR. ABOWITZ:  I think the judge is looking forward to

 05  me not showing up.

 06           THE COURT:  As I say, I start doing away with cross-

 07  examination after the first week, so it tends to speed things

 08  up.

 09           MR. SCHOENTHALER:  Then we'll hold all of our

 10  witnesses until next week.

 11          THE COURT:  We run into a few constitutional issues

 12  but we get out of here quicker.

 13      All right.  Ready, Bev?  Bring them on it.  Everyone

 14  please stand.

 15      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 16  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 17           THE COURT:  Be seated, please, ladies and gentlemen

 18  of the jury.

 19      Again, may I inquire, did anything occur during the recess

 20  that would prevent any of you from continuing to serve as a

 21  fair and impartial juror in this case?  I gather not. 

 22      You may proceed, Mr. Abowitz.

 23           MR. ABOWITZ:  Thank you, Your Honor.

 24  Q.  (BY MR. ABOWITZ)  Mr. Keeler, does Urantia Foundation have

 25  a policy that they have promulgated with respect to the use of

00262 { 5:29:07pm}

 01  their marks?

 02  A.  Yes.

 03           MR. ABOWITZ:  Can I approach the witness, Your Honor?

 04      I have exhibit 40.  May it be admitted?

 05           MR. SCHOENTHALER:  No objection.

 06           MR. ABOWITZ:  May we show exhibit 40 as being

 07  admitted?

 08           THE COURT:  Pardon?

 09           MR. ABOWITZ:  May we show it as admitted?  Counsel

 10  has no --

 11           THE COURT:  Yeah, it's admitted.

 12           MR. ABOWITZ:  Would you put that up on the screen,

 13  40, 4-0.

 14      Can you see that?

 15  Q.  (BY MR. ABOWITZ)  This is the policy regarding the use of

 16  "Urantia" and "Urantian" and the three blue concentric circles.

 17  This lawsuit doesn't concern itself with the concentric

 18  circles, does it?

 19  A.  It does not.

 20  Q.  So we can ignore that portion of this document for that

 21  purpose?

 22  A.  Yes.

 23  Q.  Thank you.

 24      Let me provide or direct your attention to this center

 25  sentence that starts, "Providing these safe harbors means The

00263 { 5:29:07pm}

 01  Foundation has granted these uses as ones that you can freely

 02  make without concern for violating any of the trademarks,

 03  service marks or collective membership marks."

 04      Do you know what a safe harbor or a fair use is?

 05  A.  In a general way.

 06  Q.  Would you explain that for us, please.

 07  A.  Well, if you were having a wedding or a funeral and you

 08  wanted to use the word "Urantia" or "Urantian," then we

 09  would -- or for private personal use around your home, well, we

 10  would not object to your doing that.  We regard that as not

 11  confusing and a noncommercial use and you would be free and

 12  welcome to do that.  So that would be a safe use, a safe harbor

 13  of those two words, "Urantia" and "Urantian."

 14  Q.  Hypothetically, are there people that have been married in

 15  Urantian ceremonies?

 16  A.  I don't know that I would call them Urantian ceremonies

 17  but they've been married and they've been readers of The

 18  Urantia Book and many other members of The Urantia Book have

 19  been present.

 20  Q.  Has the ceremony, in part, been based upon readings from

 21  The Urantia Book?

 22  A.  Sure, some -- yes, I have attended weddings.

 23  Q.  Now, hypothetically, if one had prepared for the guests a

 24  program of events and put "Urantian Wedding" on the front with

 25  the three circles, would that be objectionable?

00264 { 5:29:07pm}

 01  A.  I don't know.

 02  Q.  All right.  Let me direct your attention to the first

 03  sentence. 

 04      "You may use 'Urantian' or 'Urantians' merely to refer to

 05  readers of The Urantia Book or as inhabitants of the planet

 06  earth."

 07      Are there other uses one can make of those terms?

 08  A.  Yes.

 09  Q.  And, for instance, if I said that I am interested in

 10  talking to those who are steeped in Urantian study, would that

 11  be objectionable?

 12  A.  No.

 13  Q.  Again, are we talking about confusion and commercial use? 

 14  That's the objection?

 15  A.  I think so, those two.  There may be more but those are

 16  the only two that come to my mind at this time.

 17  Q.  You can't think of any others at this time?

 18  A.  Not without consulting legal counsel.

 19  Q.  No.  My question was:  At this time, as you sit there

 20  without any aid, that's what you can recall?

 21  A.  Yes.

 22  Q.  Thank you. 

 23      When The Foundation uses the word "merely" here, what does

 24  that mean?  Does that mean to limit the use?

 25  A.  I'm not sure.

00265 { 5:29:07pm}

 01  Q.  The second sentence says, "You may use 'Urantia' merely as

 02  a reference to planet earth."

 03      Is the use of the word "merely" in this sentence meant to

 04  limit the use of the word "Urantia"?

 05  A.  I don't know.

 06  Q.  It says, "You may 'Urantia' and 'Urantian' in weddings,

 07  funerals, worship services including the program handout used

 08  at the particular calendar event." 

 09      So, would your answer be different to my hypothetical

 10  question now?

 11  A.  Yes.

 12  Q.  But, hypothetically, I could do that if I wanted to do it?

 13  A.  Yes.

 14  Q.  We'll not concern ourselves with 4, and we'll not concern

 15  ourselves with 5, and we'll not concern ourselves with 6.  It

 16  says, "If you have any questions, please contact Urantia

 17  Foundation."

 18      What are the words that Michael Foundation and Harry

 19  McMullan used in those domain sites?

 20  A.  I mentioned to you earlier, I don't know the exact names

 21  that he registered but they do contain the words "Urantia" and

 22  "Urantian."

 23  Q.  Do you know of your own accord whether or not the use that

 24  Mr. McMullan and Michael Foundation intended of those words was

 25  anything more than you allow them to do?

00266 { 5:29:07pm}

 01  A.  Well, I don't know about his intention.  I'm sure that

 02  Coca Cola, for example, if I or you or any of you registered

 03  the name Coca Cola and you put it up as a web site, it's going

 04  to confuse people and they will object in the same way that The

 05  Urantia Foundation is objecting.

 06  Q.  But you have no inclination that Mr. McMullan was not

 07  using those terms or the term "Urantia" or "Urantian" within

 08  the context that you permitted; is that correct?

 09  A.  Well, he might have been but I was told that he said if he

 10  won this lawsuit, that he was going to set up a web site and

 11  begin to use them for commercial purposes, and I think it would

 12  be confusing, I assume, to distribute if he won this lawsuit

 13  for both the marks and the --

 14  Q.  Well, we're not there.  A federal judge once told me,

 15  "Don't cross the bridge until you get there."  Okay? 

 16  A.  My dad told me that.

 17  Q.  All right.  And I think the gentleman is sitting in the

 18  courtroom that told me that.

 19           THE COURT:  I want the record to reflect it was not

 20  this federal judge.

 21  Q.  (BY MR. ABOWITZ)  Let's talk about before Mr. McMullan

 22  wins the lawsuit, if that's what happens.

 23      You have no information that he's using these terms in any

 24  sense other than those that are permitted by this policy; is

 25  that correct?

00267 { 5:29:07pm}

 01  A.  I suppose so.

 02  Q.  All right.  And with respect to confusion, we've agreed

 03  earlier that those domain sites are not in use, did we not?

 04  A.  That's true.

 05  Q.  So, in terms of your hypothetical example, if someone on

 06  the jury were to get on the computer to look for them and

 07  looked at these words, they wouldn't find them?

 08  A.  True.  Judge West declared our marks to be valid.

 09           MR. ABOWITZ:  Your Honor, I'm going to object to the

 10  soliloquy.

 11           THE COURT:  Just respond to his question.

 12  A.  Repeat the question.

 13  Q.  (BY MR. ABOWITZ)  I believe you answered.

 14  A.  Please.

 15  Q.  There was a man named Schaveland, I think his name was,

 16  who had a domain site, I think it was Urantia.com.  Do you

 17  recall that?

 18  A.  I recall his web site.

 19  Q.  Did The Foundation consider that to be offensive to this

 20  policy?

 21  A.  Yes.

 22  Q.  At the end of the day, was he permitted to keep the web

 23  site?

 24  A.  He was not.

 25  Q.  He was not.

00268 { 5:29:07pm}

 01      Let me move on to something else, and I'm just about to

 02  conclude this.

 03      I'd like to show you exhibit 59.

 04           MR. ABOWITZ:  Your Honor, counsel have agreed that

 05  this may come into evidence.

 06           THE COURT:  Be admitted.

 07           MR. ABOWITZ:  May we have exhibit 59, please.

 08  Q.  (BY MR. ABOWITZ)  I just wanted to clarify one point on

 09  The Urantia Book.

 10           MR. ABOWITZ:  Would you scroll that up, please.

 11  Q.  (BY MR. ABOWITZ)  I asked you a series of questions about

 12  the book and I think I missed this one.  The Urantia Book is

 13  arranged and assembled exactly as revealed.  Do you agree with

 14  that?

 15  A.  Yes.

 16  Q.  In other words, there is nobody, there is no human person

 17  that rearranged that book after the writings were received; is

 18  that correct?

 19  A.  True.

 20  Q.  It was published in exactly the form that it was arranged

 21  at the time that Dr. Sadler or The Contact Commission took

 22  possession of the writing?

 23  A.  False.

 24  Q.  And you are basing that upon the questions?

 25  A.  Yes, the questions before the papers were received and the

00269 { 5:29:07pm}

 01  questions and revisions that were made after.

 02  Q.  Okay.  But if there were any rearranging done, it was not

 03  done by a human being; is that --

 04  A.  True.

 05  Q.  So the arrangement of the book as we see it published from

 06  papers 1 through 196 is an arrangement totally based upon the

 07  direction and arrangement of a celestial being?

 08  A.  I don't know about "a" but celestial beings.

 09  Q.  One or more celestial --

 10  A.  As a matter of faith, I believe that.

 11  Q.  One or more celestial beings; is that correct?

 12  A.  More than one.  The book itself says, "A composite

 13  presentation by many beings, many celestial beings."

 14  Q.  Then the correct way to describe this is that the

 15  arrangement we find this book in today is based solely on the

 16  arrangement as it was directed by these many celestial beings?

 17  A.  Yes.

 18  Q.  Thank you.

 19           MR. ABOWITZ:  May I have about 10 seconds, Your

 20  Honor?

 21  Q.  (BY MR. ABOWITZ)  Was there a time, sir, when -- well, let

 22  me back up a minute.

 23      At one time, Urantia Brotherhood -- and correct my

 24  terminology here if it's wrong -- distributed The Urantia Book.

 25  A.  It was distributed by an entity I believe called The

00270 { 5:29:07pm}

 01  Brotherhood Corporation which was very closely affiliated with

 02  Urantia Brotherhood and Urantia Foundation.

 03  Q.  And the Urantia Brotherhood?

 04  A.  Yes.

 05  Q.  At some point in time, did the distribution of that book

 06  change to put it in the hands of distributors?

 07  A.  Yes.

 08  Q.  So, The Urantia Foundation would make as many copies as

 09  were ordered available to these distributors to resell on

 10  behalf of Urantia Foundation?

 11  A.  Yes.

 12  Q.  Was there a time, sir, in fact, when the Urantia

 13  Foundation restricted the sale of the book?

 14  A.  It depends on what you mean by "restricted," but in a

 15  certain way, yes.

 16  Q.  In what way?

 17  A.  We had a policy -- The Foundation did, before I was

 18  trustee, had a policy of selling books directly to individuals

 19  and The Foundation also sold books to organizations that were

 20  not official distributors at a discount.  Sold books to

 21  organizations that are -- well, I don't know about individuals,

 22  but to organizations that were not official distributors, shall

 23  we say discounters.  He had an organization called Asoka

 24  Foundation and books were sold to Mr. McMullan and then he

 25  would resell them.

00271 { 5:29:07pm}

 01      Now, the result of that was -- the question is:  Why did

 02  we change our policy?  Why was there restriction?

 03  Q.  No, I thought you were explaining to me what the

 04  restriction was.

 05  A.  I am.

 06      The restriction was related to the fact that we wanted the

 07  books to go through book stores.  There were three conduits and

 08  on each of those pipes there were wheels that you could turn. 

 09  So some of the books were going to individuals, some of them

 10  were going through distributors, and then -- or to book stores

 11  and to individuals, and some of them were going to discount

 12  organizations such as Mr. McMullan's Asoka Foundation and then

 13  they would go to individuals.  We wanted to maximize the flow

 14  to the book stores because book stores weren't carrying our

 15  books.  They said, "Well, if we can sell them, we will carry

 16  it," so we turned off the spigot of the direct sales to

 17  individuals and we turned off the spigot of sales to the

 18  discounters that went to individuals, so it maximized the flow

 19  to book stores.  We wanted the book stores to carry the book so

 20  we did restrict sales to individuals and to the discounters.

 21  Q.  Is it a fact that you essentially told Mr. McMullan that

 22  you were going to restrict the number of copies of this book he

 23  could buy?

 24  A.  I don't know.  I think so.  Yes.

 25  Q.  And he was buying books at 100 copies at a time?

00272 { 5:29:07pm}

 01  A.  Probably.

 02  Q.  And he was paying for them?

 03  A.  Yes.

 04  Q.  He was paying your price for them?

 05  A.  Yes.  He was a discounter.  He had Asoka Foundation.

 06  Q.  I'm not talking about Asoka Foundation now.  I'm talking

 07  about Harry McMullan.

 08  A.  I don't know.  That's possible.

 09  Q.  And Mr. McMullan would buy those books, 100 copies at a

 10  time, and he would give some away?

 11  A.  Probably.

 12  Q.  He would sell some?

 13  A.  Probably.

 14  Q.  And he was doing exactly what The Foundation says it's

 15  going to do in its charter; is that correct: spreading the word

 16  and the book? 

 17  A.  You could argue that.

 18  Q.  And you, for some reason, didn't want him to have that

 19  many copies to do that; is that correct?

 20  A.  Yes.  We wanted the book to go out through book stores,

 21  not directly to individuals and not to discounters.

 22  Q.  How would you be harmed by Mr. McMullan paying full price

 23  for those books and giving them to people who were interested

 24  in reading and learning about the Urantia movement?

 25  A.  We wanted to go through the normal channels of

00273 { 5:29:07pm}

 01  distribution.  We wanted to go out through -- you buy books

 02  through book stores, and we wanted to maximize the number of

 03  books that book stores were willing to carry.  And if I bought

 04  books -- personally, I bought books from Mr. McMullan.

 05  Q.  Mr. McMullan personally?

 06  A.  Well, I don't know.  It may have been Asoka Foundation. 

 07  But I bought books.  And then when I understood how that meant

 08  that those books were not going to be purchased through book

 09  stores and go through that channel of distribution, then I

 10  decided I wouldn't do that any more.  I wanted to give the book

 11  store owners incentive to carry the book on their shelves.

 12  Q.  But you refused to sell multiple copies to Mr. McMullan?

 13  A.  I don't know for a fact we did but --

 14  Q.  But --

 15  A.  But I -- it wouldn't surprise me to hear that we did.

 16  Q.  All right.  Now, as a matter of fact --

 17  A.  We didn't single him out.  There were a lot of people.

 18  Q.  There were a lot of people you wouldn't --

 19  A.  Yeah.

 20  Q.  -- sell books to; right?

 21  A.  We were going to sell the book directly to no individual,

 22  that was our policy, except for if somebody lived -- and I live

 23  in Wyoming now -- if somebody was way out in Wyoming and there

 24  was a book store that you had to go all the way to Cody or to

 25  Sheridan and that was 150 miles away, well, we would mail one

00274 { 5:29:07pm}

 01  directly to an individual like that who didn't have access to a

 02  book store.  Otherwise, we would say, "We would prefer you get

 03  it from a book store.  We're trying to encourage sales through

 04  the book stores."

 05  Q.  And, in fact, you, on behalf of The Foundation, wrote

 06  letters to people and said, "We don't choose to sell you or

 07  your children books"; is that correct?

 08  A.  Yes.

 09           MR. ABOWITZ:  That's all I have.

 10           THE COURT:  Counselor?

 11           MR. SCHOENTHALER:  May I have a moment to give him a

 12  list?

 13           MR. ABOWITZ:  Your Honor, may I retrieve that exhibit

 14  while we're waiting?

 15           THE COURT:  Sure.

 16                     CROSS-EXAMINATION

 17  BY MR. SCHOENTHALER:

 18  Q.  Hello, Mr. Keeler.  How are you today?  I'll try to make

 19  this fairly brief.

 20      Now, let's go back to yesterday.  I know it's been a while

 21  but I want to start at the beginning because that's always the

 22  best place to start.

 23      You mentioned in your examination by Mr. Abowitz that you

 24  had taken an oath.  Could you explain a little bit more about

 25  that oath for the jury, please?

00275 { 5:29:10pm}

 01  A.  There was -- over the years, especially in the early days,

 02  there was certain information shared with me that I agreed not

 03  to share with other persons.  I didn't raise my hand and take

 04  an oath but it was as clear as could be that, and I was asked,

 05  I was asked, "Would you not share this information with anyone

 06  else?" and I said, "I shall not."

 07  Q.  And just to clarify, we've talked about a lot of oaths

 08  here.  This was not the oath that The Contact Commission took?

 09  A.  It was not.

 10  Q.  It was not the oath that The Forum took?

 11  A.  It was not.

 12  Q.  All right.  Without divulging the information that you

 13  took the oath regarding, can you tell me who it came from --

 14  who told you the information, if you recall?

 15  A.  It came, I think, from Emma Christensen.

 16  Q.  Okay.  And we've talked earlier about -- well, let's start

 17  here.  Did it have anything to do with the topics that

 18  Mr. Abowitz discussed with you yesterday?

 19  A.  It did not.

 20  Q.  Or today?

 21  A.  It had nothing to do with the materialization of the

 22  Urantia Papers.  It had nothing to do with The Contact

 23  Commission.  It had nothing to do with the contact.  It had

 24  nothing to do with the publication of the book.  I will say

 25  this:  It had to do with an automobile accident.

00276 { 5:29:15pm}

 01  Q.  All right.  So, I mean, just to be clear, and I think

 02  you've been clear, but it really has nothing to do with this

 03  case; is that correct?

 04  A.  Nothing.  Absolutely nothing, in my opinion.

 05  Q.  Let's move on then.

 06      Now, you discussed a little bit yesterday with counsel

 07  about how you became familiar with The Urantia Book.  Do you

 08  recall that?

 09  A.  Yes.

 10  Q.  Why don't you remind the jury, very generally, about your

 11  early experience with The Urantia Book.

 12  A.  How I --

 13  Q.  Yes, sir.

 14  A.  I was a freshman at the University of Kansas and lived in

 15  a fraternity, was a freshman the first year, and there was an

 16  individual there, a fraternity brother of mine who was also a

 17  freshman, and he told me about The Urantia Book.  I heard about

 18  it in 1959 and bought my first copy at -- it happened to be --

 19  my last name is Keeler -- at Keeler's Book Store.  No

 20  relationship but I kind of feel good that I got my copy at a

 21  book store by that name.  And have now been reading The Urantia

 22  Book since 1960.  So that's over 40 years now.

 23  Q.  When you read the book, I take it you became mildly

 24  interested in its contents?

 25  A.  Yes.  It has been one of the few books in my life where

00277 { 5:29:19pm}

 01  when somebody may say about a book, "You won't be able to put

 02  this down," well, I was physically active and very athletic

 03  when I was growing up and I was always able to put a book down

 04  but I started reading The Urantia Book from beginning to end

 05  and read it I think one time the longest period was seven

 06  hours, but I was reading it in three and four and five-hour

 07  goals.

 08  Q.  Now, I believe, to refresh your recollection, you

 09  testified yesterday that at some point you became interested

 10  enough to take a trip.

 11  A.  That's correct.

 12  Q.  Where did you go?  When did you take the trip and where

 13  did you go?

 14  A.  I wrote to The Urantia Foundation in Chicago informing

 15  them that I wanted to visit The Foundation and speak with

 16  someone there about The Urantia Book.  I told them that I was

 17  very interested in it, and I received a letter back saying that

 18  I was welcome to do that and suggesting a date.  It was in the

 19  spring of 1962.

 20  Q.  Do you recall who the letter was from?

 21  A.  No.

 22  Q.  So you did take the trip to Chicago?

 23  A.  Yes.

 24  Q.  And you went to The Urantia Foundation headquarters?

 25  A.  Yes.

00278 { 5:29:24pm}

 01  Q.  And when you were at Urantia Foundation headquarters, did

 02  you meet with anyone?

 03  A.  Yes.

 04  Q.  Who was that?

 05  A.  Dr. Sadler.

 06  Q.  Dr. Sadler that we've heard so much about, the member of

 07  the Contact Commission?

 08  A.  Yes.

 09  Q.  Okay.  Now, if you recall, approximately how long was the

 10  meeting?

 11  A.  Three to five hours.

 12  Q.  And was it a conversation or did you ask him questions?

 13  A.  Yes, questions, many questions.

 14  Q.  Did he respond to your questions?

 15  A.  Yes.

 16  Q.  In those three to five hours, did he tell you the facts

 17  that you recited to the jury yesterday and today?

 18  A.  Yes.

 19  Q.  Would it be fair to say that your entire knowledge of what

 20  occurred regarding the papers, regarding the questioning

 21  process, regarding the Forum and the Contact Commission,

 22  occurred from that conversation?

 23  A.  99 percent, if not 100 percent.  No, 99 percent.

 24  Q.  Well, let's start up again.  You mentioned a lot of topics

 25  and we have a lot of items that have been discussed in the last

00279 { 5:29:27pm}

 01  two days.  I want to talk about some of them and I want you to

 02  tell me, based on what you learned from Dr. Sadler.

 03      Tell me, generally, what he said about the subject.  When

 04  I say "subject," a lot of terms have been used and I want to

 05  make sure everyone understands.  We've used "patient" and we

 06  have used "conduit" and we have used "subject."  I don't know

 07  which one you're most comfortable with but why don't you use

 08  your term.

 09  A.  He told me in the early 1900s, my recollection is it was

 10  1906 or 1907, and had it been 1907, I would have remembered it

 11  because that's when we became a state in Oklahoma.  In my

 12  opinion, it was he told me 1906, but it was the early 1900s and

 13  he said that an individual came to him.  He said the patient --

 14  or the term has been used "patient" and the implication was

 15  that he was a psychiatrist and this individual came to him.  He

 16  was not a psychiatrist at that time.  It was later that he

 17  became a psychiatrist.  He was still practicing general

 18  medicine or surgery at that time.  And the patient was

 19  discoursing eloquently in his sleep and did that for a long

 20  enough period that his wife was concerned and sought the

 21  medical -- went to Dr. Sadler.  She and her husband went to

 22  Dr. Sadler and that is when this Urantia project started and it

 23  went on for almost 50 years.  I can give you more detail if you

 24  want.

 25  Q.  Let's hold off.

00280 { 5:29:33pm}

 01      Did he ever divulge the identity of this individual?

 02  A.  Never.

 03  Q.  Did he tell you whether the subject knew what was going

 04  on?

 05  A.  He did.

 06  Q.  What did he tell you?

 07  A.  He said that the -- "sleeping subject" was the term that

 08  he used -- that the sleeping subject would, after he -- when he

 09  was not sleeping, he would read the papers and took a modicum

 10  of interest in the papers, but in a subtle way he was also

 11  remarkably unconcerned.  He didn't see himself as some great

 12  profit and an unusual --

 13           MR. ABOWITZ:  Your Honor, I will object to that

 14  portion.  It's now the mind of the patient rather than

 15  Dr. Sadler.

 16           THE COURT:  We're permitting him to repeat what

 17  Dr. Sadler said.

 18  Q.  (BY MR. SCHOENTHALER)  Mr. Keeler, I think the Judge is

 19  telling you that you can repeat what Dr. Sadler said because it

 20  has been discussed ad nauseam. 

 21  A.  I see.

 22  Q.  But don't give your own opinion.  Is that fair?

 23  A.  Yes.

 24  Q.  Well, let's do it another way.  Let's start at about what

 25  year did -- I think you said the mid 1900s, early 1900s?

00281 { 5:29:37pm}

 01  A.  Early 1900s.

 02  Q.  Did there come a time later when Dr. Sadler invited others

 03  to participate in what was occurring with this subject?

 04  A.  Yes.

 05  Q.  And when about was that time?

 06  A.  About 1923 -- late '23 or early '24 and it got in full

 07  swing in, I think, 1925.

 08  Q.  Okay.  I'll try to add the numbers up myself, but

 09  approximately between 15 and 20 years Dr. Sadler was the only

 10  person who was -- and the wife, obviously, of the subject --

 11  was the only person involved in hearing these transmissions

 12  from the subject?

 13  A.  As far as I know.

 14  Q.  Well, what happened in the mid 1920s?

 15  A.  In 1923, late 1923, I think it was, Dr. Sadler's son, he

 16  told me, Bill Sadler, Jr., that Dr. Sadler communicated to his

 17  son, and he happened to be -- Dr. Sadler was lecturing in

 18  Kansas on the Old Chautauqua Tour, he told me, and he

 19  communicated with his son the idea of starting a Sunday

 20  afternoon discussion group.  It was partly social but they were

 21  going to talk about medicine and books and philosophy, I think. 

 22  It wasn't exactly a book club.  There were more social

 23  overtones than that.  But toward the end of '23, and he said,

 24  "Well, mention this," according to Dr. Sadler, "Tell your mom

 25  about this idea," and it materialized, I believe, in December

00282 { 5:29:43pm}

 01  of 1923 and continued on through 1924 discussing other topics. 

 02      And it was in late '24, possibly '25, when Dr. Sadler --

 03  he was asked, according to Dr. Sadler, this account that he

 04  told me, he was asked if there were any unusual cases that he

 05  had had and he mentioned this one that -- shall we call it now

 06  the Urantia phenomena.  He mentioned that.  And after that

 07  time, he told me that people didn't want to talk about anything

 08  else but this. 

 09      And they started, in 1924, a group which they called The

 10  Forum and we still refer to The Forum today.  That over the

 11  years, people would come and go, as I mentioned the other day,

 12  but I think there were almost 500 persons total at any given

 13  time, maybe there were only a couple hundred, and that was the

 14  group. 

 15      A celestial being, according to Dr. Sadler, informed them

 16  in one of these verbal sessions, through the sleeping subject,

 17  that they were asking -- they said it much more elegantly than

 18  this -- but, in effect, they said, "Why don't you stop asking

 19  these foolish questions and trying to trick us and get us to

 20  contradict ourselves.  We've been sent on a very important

 21  mission to deliver an important revelation to the people of

 22  this planet," and this has been in preparation since, I think

 23  he told me, since the middle ages, that this has been in the

 24  planning stages.  And they decided -- they took that as a

 25  challenge and they said, "Okay, we will ask questions that

00283 { 5:29:51pm}

 01  nobody, nobody knows about, no humans or nobody that we know

 02  knows about."  And that's when they wrote out on slips of paper

 03  all of these questions and they placed them at some designated

 04  place and that was when the first Urantia -- the questions

 05  disappeared, the slips of paper and the questions disappeared,

 06  he told me, and the first Urantia Papers appeared.

 07  Q.  Let's go back a little bit.

 08      You've talked about one group called The Forum.  Was that

 09  group -- who was that group composed of, generally?

 10  A.  It was, he told me, composed of persons of all walks of

 11  life.  There were professional people, there were

 12  nonprofessionals, laborers.  He listed, as I recall -- he began

 13  to list off people of so many different -- that worked at so

 14  many different things, that it was like, well, it was made up

 15  of everybody, a good cross-section of people.

 16  Q.  And The Forum was composed of persons who originally came

 17  to Dr. Sadler's house, I believe?

 18  A.  Yes.

 19  Q.  And began to discuss other topics which turned into a

 20  discussion of this one phenomena? 

 21  A.  True.

 22  Q.  Was there another group associated with the phenomena?

 23  A.  Yes.

 24  Q.  Tell me about that group.

 25  A.  That group was called The Contact Commission.

00284 { 5:29:56pm}

 01  Q.  And I think you listed the names yesterday but I would

 02  appreciate it if you would remind the jury of the names of

 03  those individuals.

 04  A.  They were all blood or family related except for one.  It

 05  was Dr. Sadler and his wife and their son; and then it was Lena

 06  Sadler, his wife's first name, Dr. Lena; and Dr. Lena had --

 07  and her maiden name was Kellogg -- there were two of her

 08  cousins who were also Contact Commissioners, Mr. and

 09  Mrs. Kellogg; and then there was one person that was not blood

 10  related to any of them, a lady by the name of Emma Christensen.

 11  Q.  So there were six Contact Commissioners and a certain

 12  amount of members in The Forum and that number changed from

 13  time to time depending on new people coming in and some people

 14  leaving -- not leaving The Forum necessarily -- but leaving to

 15  move out of town?

 16  A.  Yes.

 17  Q.  And did it cost anything to join The Forum?

 18  A.  No.

 19  Q.  Did the Contact Commissioners pay anything to join their

 20  group, The Contact Commission?

 21  A.  They did not.

 22  Q.  Was The Forum charged anything to appear at these meetings

 23  and to discuss the book and ask questions?

 24  A.  Would you repeat that?

 25  Q.  Well, I'll ask it simply.  Were the members of the Forum

00285 { 5:30:01pm}

 01  paid any compensation for what they did in this phenomenon?

 02  A.  They were not.

 03  Q.  Were the members of The Contact Commission paid any

 04  compensation?

 05  A.  They were not.  I believe Dr. Sadler made it clear to me

 06  that no one received a penny from beginning to end during this

 07  whole process.  It was all volunteer.

 08  Q.  Well, we're missing somebody.  What about the subject?

 09  A.  He was paid -- or nobody -- he told me nobody received any

 10  money, so "nobody" includes the subject.

 11  Q.  Now, we're at 1925 and we've got The Forum and we've got

 12  The Contact Commission and we've got the sleeping subject, the

 13  three parties involved.  Why don't you tell me, because I don't

 14  think it has really been told as a story, why don't you tell

 15  the jury about, from the beginning to end, the questioning

 16  process and how the papers came about.

 17  A.  Each member of The Forum -- now, The Contact Commission

 18  was also a part -- these six individuals were also a part of

 19  the Forum -- they would write questions on slips of paper, and

 20  then the Contact Commissioners would go through and take out

 21  any duplicates.  And the papers -- Dr. Sadler emphasized that

 22  the papers all came as a response to these questions, and he

 23  referred to them as genetic questions, genes, genetic, having

 24  to do with originating.  To me, the word "genetic" indicates

 25  there's something more active --

00286 { 5:30:06pm}

 01           MR. ABOWITZ:  Your Honor, I'm going to object to his

 02  analysis.

 03           THE WITNESS:  You're right.  I'm sorry.

 04           THE COURT:  Sustained.

 05           THE WITNESS:  I sustain that as well.  Excuse me,

 06  Judge.

 07           THE COURT:  Thank you.

 08           MR. SCHOENTHALER:  Would you two like to change

 09  seats?

 10           THE WITNESS:  Not today.  Thank you.

 11  Q.  (BY MR. SCHOENTHALER)  All right.  I think we're jumping

 12  ahead of ourselves. 

 13      Where were these meetings?  Where did they take place?

 14  A.  In Chicago.

 15  Q.  Where?

 16  A.  At 533 Diversey Parkway, which is the current headquarters

 17  of The Urantia Foundation.  When Dr. Sadler died, he gave the

 18  building to Urantia Foundation.

 19  Q.  When were the meetings?

 20  A.  Sunday afternoons.

 21  Q.  And when you say the meetings were at 533 Diversey and

 22  they occurred Sunday afternoon, is that consistent for the

 23  entire process or did they hold them at different people's

 24  houses?  Did they hold them on different days?

 25  A.  No.  They were all held, according to Dr. Sadler, they

00287 { 5:30:10pm}

 01  were all held at 533 Diversey Parkway.

 02  Q.  Okay.  So, if I've got this right, The Forum submitted

 03  questions to The Contact Commission?

 04  A.  Yes.

 05  Q.  And what did The Contact Commission do with the questions?

 06  A.  They put them in a certain place.  When I said everything

 07  I know about the origin, it came from Dr. Sadler, 99 percent if

 08  not 100 percent, he did not tell me -- I've since heard a rumor

 09  that those slips of paper were put in his desk.

 10           MR. ABOWITZ:  Your Honor, I would object to any rumor

 11  and move it be stricken.

 12           THE COURT:  Sustained.

 13  Q.  (BY MR. SCHOENTHALER)  Well, so, we've got -- they were

 14  put somewhere?

 15  A.  Yes.

 16  Q.  And --  Well, were there meetings with the subject at

 17  all?  How was the subject involved?

 18  A.  Did The Forum meet with the subject?

 19  Q.  No.  We know The Forum and The Contact Commission met on

 20  Sunday afternoons.

 21  A.  Yes.

 22  Q.  What about the subject himself?

 23  A.  The subject and The Contact Commission met.

 24  Q.  And do you know when they met?

 25  A.  No.

00288 { 5:30:13pm}

 01  Q.  Do you know where they met?

 02  A.  No.

 03  Q.  Dr. Sadler didn't tell you that information?

 04  A.  He did not.

 05  Q.  And did Dr. Sadler tell you anything about those meetings

 06  between The Contact Commission and the subject?

 07  A.  Yes.

 08  Q.  Why don't you share that with the jury.

 09  A.  Well, there was the verbal contact that went on for 50

 10  years, in addition to when the Contact Commissioners were

 11  communicating with the subject, he would talk.  And he said

 12  that -- and then there were the written communications.  They

 13  never saw him write them.

 14  Q.  Well, let's slow down now.  You said he would talk? 

 15  A.  Yes.

 16  Q.  And what years are we talking about here?

 17  A.  Early 1900s, until 1955.

 18  Q.  So, during the meetings, sessions, I think, The Contact

 19  Commission and the subject, the subject would talk.  And what

 20  would he say?

 21  A.  I don't know.

 22  Q.  Well, what occurred after those meetings?

 23  A.  There were -- what did he say?  May I answer --

 24           MR. ABOWITZ:  Your Honor, I'm going to object.  It's

 25  been asked and answered, what he said, and he said he didn't

00289 { 5:30:18pm}

 01  know.

 02           THE COURT:  Sustained.

 03  Q.  (BY MR. SCHOENTHALER)  Why don't you tell the jury what

 04  happened because of the meetings with The Contact Commission

 05  and the subject.

 06  A.  What was said, he was discoursing on --

 07           MR. ABOWITZ:  Your Honor, I'm going to object to

 08  that.  He already said he didn't know what he said.

 09           MR. SCHOENTHALER:  Your Honor, if he knows, he knows.

 10           THE COURT:  Pardon?

 11           MR. SCHOENTHALER:  I mean, I agree that he initially

 12  said, "I don't know," but he seems prepared to answer.

 13           THE COURT:  Have you now reconsidered that answer and

 14  consider it incorrect? 

 15           THE WITNESS:  Yes.

 16           THE COURT:  That you did not know? 

 17      Go ahead, counselor.

 18  A.  Two things Dr. Sadler told me were unusual about this

 19  individual.  He spoke in --

 20           MR. ABOWITZ:  Your Honor, that is not responsive to

 21  the question.

 22           THE COURT:  I think it is.  Go ahead.

 23  A.  He spoke in innumerable voices.  Sadler said, "I have

 24  never seen this before."  Innumerable voices.  And he was

 25  consistent from one session to the next.  They tried to make

00290 { 5:30:22pm}

 01  him contradict himself, they tried to trick him, and he said

 02  sometimes people who go into a trance-like state, that they

 03  will be consistent within one trance but if they go into

 04  another one, then they will be -- you can get them to

 05  contradict themselves; they will say something in the next

 06  trance that was different.  But he said this guy, over 50

 07  years, never, in their minds, never contradicted himself, and

 08  represented all of these -- well, innumerable voices, I think

 09  was the adjective -- innumerable voices that came through, that

 10  he had never seen that before.  He had seen a few different

 11  voices but never innumerable.  And they discoursed on things of

 12  -- not matters that were not just about things here and now on

 13  this planet, but they spoke, he told me, of matters relating to

 14  the organization of the universe and cosmology and how the

 15  entire universe works.

 16  Q.  (BY MR. SCHOENTHALER)  And -- I'm sorry.  Please continue

 17  if you have more to say.

 18  A.  Well, I think he uses an example, and this is in The

 19  Urantia Book, that the universe expands and contracts like a

 20  heart.  We're in an expansion cycle now.  But such topics that

 21  most of us don't talk about over spaghetti and garlic bread.

 22  Q.  Now, did someone take efforts to take down or retain what

 23  the subject was saying?

 24  A.  Yes.  He said that his wife did in the early days, but

 25  then in about 19- -- in the early 1920s, I think it was '22,

00291 { 5:30:28pm}

 01  Emma Christensen, who was a stenographer, among other things,

 02  became the official stenographer.  It was about the time that

 03  The Forum got started.  So there had been an earlier written

 04  record but it was not professionally done, shall we say, by the

 05  professional Emma Christensen.

 06  Q.  Now, at some point, did the responses of the subject

 07  become -- or materialize, for lack of a better word?

 08  A.  Did the communications of the subject materialize?

 09  Q.  Yes.

 10  A.  Well, they went from being the verbal communications to

 11  being the written communications.

 12  Q.  And how did those written communications, based on what

 13  Dr. Sadler told you, how did they materialize?  How did they

 14  occur?

 15  A.  He did not know.  He said, "This is one phenomena I do not

 16  understand."  All of these other psychic phenomenas, he said,

 17  and I mentioned -- gave him some examples and asked him

 18  questions from my own experience, and he said, "I can explain

 19  all of those, those are well-known psychic phenomena, but this

 20  Urantia phenomena, I cannot explain."

 21  Q.  Now, at some point we've heard testimony from you, from

 22  counsel's examination, that papers started to appear.

 23  A.  Yes.

 24  Q.  And --

 25  A.  I think he used the term "materialized."

00292 { 5:30:34pm}

 01  Q.  I used the correct term.

 02      When did papers occur and what was the process?

 03  A.  They would ask -- The Forum would ask questions.  Again,

 04  The Contact Commission was a part of The Forum.  They would ask

 05  questions and they would put them in a certain place and then

 06  the questions, which were on slips of paper, would disappear

 07  and the papers would appear in their place.  After that, the

 08  paper then would be read to The Forum at one of these Sunday

 09  afternoon meetings and they would ask questions and they were

 10  told that the celestial beings were observing them and

 11  listening to the questions and reactions to the material that

 12  had been read, and based on their reactions, then the papers

 13  would be -- the papers were revised.

 14  Q.  And are we talking about --

 15  A.  So, there were really two sets of questions or input on

 16  the part of The Forum.  There were the questions up front

 17  before the papers appeared and then the papers appeared, and

 18  then there would be, shall we say, the post-appearance of the

 19  papers, questions and revisions.

 20  Q.  Now, we talked about The Forum.  What was The Contact

 21  Commission's role in all of this?

 22  A.  They were the organizers.  They were the facilitators. 

 23  They were the directors and managers of all of this.

 24           MR. SCHOENTHALER:  May I approach the witness, Your

 25  Honor?

00293 { 5:30:37pm}

 01  Q.  (BY MR. SCHOENTHALER)  Would you look through that

 02  document, please.

 03           MR. ABOWITZ:  May I ask the number, please?

 04      May we approach the bench, Your Honor?

 05           THE COURT:  Sure. 

 06      (THE FOLLOWING PROCEEDINGS WERE HAD AT THE BENCH, OUT OF

 07  HEARING OF THE JURY:)

 08           THE COURT:  Anybody have a copy of the document?

 09           MR. SCHOENTHALER:  Mr. Keeler, may I borrow that?

 10           MR. ABOWITZ:  We have it.  We have it.

 11           THE COURT:  I can't hardly read this.  What is it?

 12           MR. SCHOENTHALER:  Let's take a look at the first

 13  page, this first page.  Your Honor, this is their exhibit. 

 14  This is ours.  If you recall, this matter was before --

 15           MR. ABOWITZ:  Shhh.

 16           MR. SCHOENTHALER:  This matter was raised in chambers

 17  about objections.  They did not object to their own exhibit,

 18  obviously, and we withdrew our objections to the exhibit and

 19  now we're attempting to put it into evidence and I think

 20  they're objecting to it.

 21           THE COURT:  What is the objection, if any, and have

 22  you listed your objection?

 23           MR. ABOWITZ:  Yes, we have.

 24           THE COURT:  Okay.  What are they?

 25           MR. ABOWITZ:  It does not fall under the ancient

00294 { 5:30:43pm}

 01  document exceptions because it's not reliable.  The testimony

 02  that would --

 03           THE COURT:  You're objecting on the ground that it's

 04  hearsay and not --

 05           MR. ABOWITZ:  It's hearsay and it's not reliable,

 06  they can't prove it came out of their files and there are three

 07  different versions of it.

 08           MR. SCHOENTHALER:  Your Honor, if I may? 

 09           THE COURT:  Sure.

 10           MR. SCHOENTHALER:  First of all, their objections are

 11  waived.  They did not keep them in the pretrial order.  We've

 12  waived --  We've removed our objections prior to trial.  There

 13  are no objections to this.  I mean, we're going to pull a case

 14  right now that says, frankly, that we all know that if you

 15  don't have objections evidence, they're gone.

 16           MR. PLOURDE:  Judge, what they're trying to offer now

 17  is a document that we listed and they just tried to boot strap

 18  it in through all of your exhibits.

 19           THE COURT:  You listed it and they didn't list it?

 20           MR. SCHOENTHALER:  (COUNSEL SHAKES HEAD)

 21           THE COURT:  And both sides waived objections?

 22           MR. SCHOENTHALER:  (COUNSEL NODS HEAD)

 23           THE COURT:  And you didn't make any specific

 24  objection to it but you simply listed it, right, and now you

 25  are objecting to it?

00295 { 5:30:46pm}

 01           MR. PLOURDE:  Well --

 02           MR. SCHOENTHALER:  Yes.

 03           THE COURT:  Did they incorporate your listings in

 04  their pretrial order?

 05           MR. ABOWITZ:  They did.

 06          THE COURT:  It will be admitted then.  Objections are

 07  waived. 

 08      (THE FOLLOWING PROCEEDINGS WERE HAD IN OPEN COURT AND

 09  WITHIN THE PRESENCE AND HEARING OF THE JURY:)

 10  Q.  (BY MR. SCHOENTHALER)  Have you looked -- you don't have

 11  it any more, do you?

 12      Would you please review that?  Take your time.

 13           THE COURT:  All the time you need, up to 30 seconds.

 14  Q.  (BY MR. SCHOENTHALER)  Mr. Keeler, --

 15  A.  Yes.

 16  Q.  -- do you recognize the document?

 17  A.  I do.

 18  Q.  Would you please tell the jury what the document is.

 19  A.  It is, in my opinion, a history of the Urantia Papers

 20  written by Dr. Sadler.

 21           MR. SCHOENTHALER:  Can you pull it up, please? 

 22  Q.  (BY MR. SCHOENTHALER)  I think what we're going to do for

 23  the jury, and I know it's very difficult to see, we've

 24  obviously got it on there and I would ask you at times to read

 25  it, if that's okay with the Judge, because it is a bad copy.

00296 { 5:30:52pm}

 01           MR. SCHOENTHALER:  If you would, scroll down.  Would

 02  you highlight that right there?  Go up a line and down a line.

 03      That will be fine.

 04  Q.  (BY MR. SCHOENTHALER)  Would you start right there,

 05  Mr. Keeler, and read for the jury what it says.

 06  A.  "This group early arrived at the conclusion that the

 07  phenomena connected with the personality, who was later

 08  associated with the Urantia Papers, was in no way similar to

 09  any other well-known type of psychic performance, such as

 10  hypnotism, automatic writing, clairvoyance, trances, spirit

 11  mediumship, telepathy, or double personality."

 12  Q.  Go ahead and read the last paragraph as well.

 13  A.  "It should be made clear that the antecedents of the

 14  Urantia Papers were in no way associated with so-called

 15  spiritualism, with its seances and supposed communication with

 16  the spirits of departed human beings."

 17  Q.  Let's take that language --

 18           THE COURT:  Mr. Schoenthaler, --

 19           MR. SCHOENTHALER:  Yes?

 20           THE COURT:  -- usually people don't get quite close

 21  enough but I believe you're a bit too close to that

 22  microphone.  I'm having a little difficulty hearing you.

 23           MR. SCHOENTHALER:  Yes, Your Honor.

 24  Q.  (BY MR. SCHOENTHALER)  Let's take that paragraph you just

 25  read.

00297 { 5:30:57pm}

 01      Did that language strike a bell with you?

 02  A.  Yes.

 03  Q.  And why is that?

 04  A.  It appears to be, and I am familiar with this document, it

 05  appears to me to be on paper what Dr. Sadler said to me in

 06  person.

 07  Q.  And when did he say this to you in person?

 08  A.  In 1962.

 09  Q.  When you visited Chicago?

 10  A.  Yes.

 11  Q.  And we're going to go through the entire document, not all

 12  of it, I promise, but a lot of the document.  I want to know

 13  ahead of time, since you're familiar with the document, is that

 14  true for the entire document?

 15  A.  Yes.

 16           MR. SCHOENTHALER:  Would you please turn it to 4? 

 17  Q.  (BY MR. SCHOENTHALER)  Mr. Keeler, when you get to page 4,

 18  I would appreciate if you would read the entire page.

 19  A.  "We told The Forum all about this and invited them to join

 20  us in the preparation of questions.  We decided to start out

 21  with questions pertaining to the origin of the cosmos, deity,

 22  creation, and such other" -- I can't read my copy here.  Let's

 23  see what it says up here. 

 24      Where was I?

 25  Q.  Mr. Keeler, you can turn around and look behind you and

00298 { 5:31:02pm}

 01  you might be able to see it better.  The other side.

 02  A.  Oh. 

 03      -- "questions pertaining to the origin of the cosmos,

 04  deity, creation and such other subjects as were far beyond the

 05  present-day knowledge of all mankind.

 06      "The following Sunday, several hundred questions were

 07  brought in.  We sorted out these questions, discarding

 08  duplicates, and in a general way, classifying them.  Shortly

 09  thereafter, the first Urantia paper appeared in answer to these

 10  questions.  From first to last, when the papers appeared, the

 11  questions disappeared.

 12      "This was the procedure followed throughout the many years

 13  of the reception of the Urantia Papers.  No questions, no

 14  papers."

 15  Q.  And that last short sentence, do you recall that as being

 16  something Dr. Sadler told you?

 17  A.  Yes.

 18  Q.  If you would, Mr. Keeler, would you read page 5 to the

 19  jury.

 20  A.  "After about 20 years of contact experience, an" --

 21  Q.  Mr. Keeler, why don't you read the title first.

 22  A.  Oh.  "How the Urantia Papers Started."

 23      "After about 20 years of contact experience, an alleged

 24  student-visitor, speaking through" -- I don't know -- "this" --

 25  or "the sleeping subject."  It's some other word than "this." 

00299 { 5:31:08pm}

 01  I can't make that out.  -- "speaking through this" -- it looks

 02  like "this" up here -- "this sleeping subject during one of

 03  these nocturnal vigils, in answer to one of our questions said,

 04  'If you only knew what you are in contact with, you would not

 05  ask such trivial questions.  You would r